-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SHjRfgurHVg6Unp4O2oYKT4NpR7ISXv63ZhalHi1ytJ3sBKnxE9VLKHO185Ui9Rx LkjeD/05ZK06hqOyT1fA3Q== 0001193125-11-030319.txt : 20110210 0001193125-11-030319.hdr.sgml : 20110210 20110210130806 ACCESSION NUMBER: 0001193125-11-030319 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20110210 DATE AS OF CHANGE: 20110210 GROUP MEMBERS: THE GODINHO FAMILY REVOCABLE LIVING TRUST FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GODINHO NORMAN CENTRAL INDEX KEY: 0001295890 FILING VALUES: FORM TYPE: SC 13G/A MAIL ADDRESS: STREET 1: 12250 MENALTO DRIVE CITY: LOS ALTOS HILLS STATE: CA ZIP: 94022 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NETLOGIC MICROSYSTEMS INC CENTRAL INDEX KEY: 0001135711 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 770455244 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-80423 FILM NUMBER: 11591032 BUSINESS ADDRESS: STREET 1: 1875 CHARLESTON ROAD CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 BUSINESS PHONE: 6509616676 MAIL ADDRESS: STREET 1: 1875 CHARLESTON ROAD CITY: MOUTAIN VIEW STATE: CA ZIP: 94043 SC 13G/A 1 dsc13ga.htm AMENDMENT NO. 6 TO SCHEDULE 13G Amendment No. 6 to Schedule 13G

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

SCHEDULE 13G

(Rule 13d-102)

Under the Securities Exchange Act of 1934

(Amendment No. 6)*

 

 

 

NetLogic Microsystems, Inc. 

(Name of Issuer)

 

 

 

Common Stock, par value $0.01 per share 

(Title of Class of Securities)

 

64118B100 

(CUSIP Number)

 

December 31, 2010 

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

¨ Rule 13d-1(b)

¨ Rule 13d-1(c)

x Rule 13d-1(d)

 

*   The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act, but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


CUSIP No. 64118B100   13G   Page 2 of 8 Pages

 

  1   

Name of Reporting Persons

I.R.S. Identification Nos. of Above Persons (Entities Only)

 

Norman Godinho

    
  2  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ¨        (b)  x

 

    
  3  

SEC Use Only

 

    
  4  

Citizenship or Place of Organization

 

     United States of America

    

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

with:

     

Sole Voting Power –

 

    3,373,310 shares (1)

    
   6   

Shared Voting Power –

 

    0

    
   7   

Sole Dispositive Power –

 

     3,373,310 shares (1)

    
   8   

Shared Dispositive Power –

 

    0

    

  9

 

Aggregate Amount Beneficially Owned by Each Reporting Person

 

     3,373,310 (1)

    

10

 

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

   ¨

11

 

Percent of Class Represented by Amount in Row (9)

 

     5.0%

    

12

 

Type of Reporting Person (See Instructions)

 

    IN

    

 

 

(1) Includes 100,000 shares issuable upon exercise of stock options held by the reporting person as of December 31, 2010. The remaining shares are held by various trusts for which the reporting person has sole voting and dispositive power.


CUSIP No. 64118B100   13G   Page 3 of 8 Pages

 

  1   

Name of Reporting Persons

I.R.S. Identification Nos. of Above Persons (Entities Only)

 

The Godinho Family Revocable Living Trust dated April 21, 1995, Norman Godinho, Trustee

   
  2  

Check the Appropriate Box if a Member of a Group (See Instructions)

(a)  ¨        (b)  x

 

   
  3  

SEC Use Only

 

   
  4  

Citizenship or Place of Organization

 

    California

   

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

with:

     5    

Sole Voting Power –

 

    2,868,310 shares

   
     6   

Shared Voting Power –

 

    0

   
     7   

Sole Dispositive Power –

 

     2,868,310 shares

   
     8   

Shared Dispositive Power –

 

    0

   

  9

 

Aggregate Amount Beneficially Owned by Each Reporting Person

 

    2,868,310 shares

   

10

 

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

 

  ¨

11

 

Percent of Class Represented by Amount in Row (9)

 

    4.2%

   

12

 

Type of Reporting Person (See Instructions)

 

    OO

   


CUSIP No. 64118B100   13G   Page 4 of 8 Pages

 

Item 1.

     (a)      Name of Issuer:
        The name of the issuer is NetLogic Microsystems, Inc. (the “Company”).
     (b)      Address of Issuer’s Principal Executive Offices:
        The principal executive offices of the Company are located at 3975 Freedom Circle, Santa Clara, CA 95054.

Item 2.

     (a)      Name of Person Filing:
        The names of the filing persons are Norman Godinho and The Godinho Family Revocable Living Trust dated April 21, 1995, Norman Godinho, Trustee (the “Family Trust”).
     (b)      Address of Principal Business Office or, if none, Residence:
        The business address for each of Mr. Godinho and the Family Trust is c/o NetLogic Microsystems, Inc., 3975 Freedom Circle, Santa Clara, CA 95054.
     (c)      Citizenship:
        Mr. Godinho is a citizen of the United States of America. The Family Trust was organized under the laws of the state of California.
     (d)      Title of Class of Securities:
        The title of the class of securities is Common Stock.
     (e)      CUSIP Number:
        The CUSIP number of the Common Stock is 64118B100.

Item 3.

   If this statement is filed pursuant to Rule 13d-1(b) or 13d-2(b) or (c), check whether the person filing is a:
   Not Applicable (this Schedule is being filed pursuant to Rule 13d-1(d))


CUSIP No. 64118B100   13G   Page 5 of 8 Pages

 

Item 4.    Ownership.
   The reporting persons have been advised by the Company that, as of December 31, 2010, there were 67,511,295 shares of Common Stock issued and outstanding.
   As of the date of this Amendment, Mr. Godinho had the right to acquire up to 100,000 shares of Common Stock pursuant to the exercise of stock options. The number of shares reported in Rows 5 – 11 of the cover page for Mr. Godinho of this Amendment reflects such shares.
   (a)    Amount beneficially owned:
      See Row 9 of the cover page of this Schedule for each reporting person.
   (b)    Percent of class:
      See Row 11 of the cover page of this Schedule for each reporting person
   (c)    Number of shares as to which such person has:
      (i)    Sole power to vote or to direct the vote:
         See Row 5 of the cover page of this Schedule for each reporting person
      (ii)    Shared power to vote or to direct the vote:
         See Row 6 of the cover page of this Schedule for each reporting person
      (iii)    Sole power to dispose or to direct the disposition of:
         See Row 7 of the cover page of this Schedule for each reporting person
      (iv)    Shared power to dispose or to direct the disposition of:
         See Row 8 of the cover page of this Schedule for each reporting person
Item 5.    Ownership of Five Percent or Less of a Class.
   Not Applicable
Item 6.    Ownership of More than Five Percent on Behalf of Another Person.
   Under certain circumstances, the beneficiaries of the Family Trust (other than Mr. Godinho) may be entitled to receive dividends from, or the proceeds from the sale of, certain shares reported on this Schedule. The reporting persons believe that, with respect to each beneficiary, such interests, however, are not likely to relate to more than five percent of the class (i.e., Common Stock).


Item 7.    Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
   Not Applicable

Item 8.

   Identification and Classification of Members of the Group.
   Not Applicable

Item 9.

   Notice of Dissolution of Group.
   Not Applicable

Item 10.

   Certification.
   Not Applicable


SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Date: February 10, 2011

Norman Godinho

 

By:  

/s/ Norman Godinho

Norman Godinho, Trustee, The Godinho Family Revocable Living Trust dated April 21, 1995

Date: February 10, 2011

 

By:  

/s/ Norman Godinho


EXHIBIT INDEX

Exhibit A Joint Filing Agreement


EXHIBIT A

JOINT FILING AGREEMENT

Pursuant to Rule 13d-1(k)(1) of the Securities and Exchange Commission under the Securities Exchange Act of 1934, each of the parties hereto agrees that the statement on Schedule 13G (including all amendments thereto) with respect to the beneficial ownership of Common Stock of NetLogic Microsystems, Inc., to which this agreement is attached as an exhibit, is filed by and on behalf of each such person and that any amendments thereto will be filed on behalf of each such person.

February 10, 2011

 

Norman Godinho
By:  

/s/ Norman Godinho

Norman Godinho, Trustee, The Godinho Family Revocable Living Trust dated April 21, 1995

Date: February 10, 2011

By:  

/s/ Norman Godinho

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