FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
BARE ESCENTUALS INC [ BARE ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 03/05/2008 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 03/05/2008 | S(1) | 300 | D | $26.54 | 3,299,289 | I | By Siberia Investment Company, LLC(2) | ||
Common Stock | 03/05/2008 | S(1) | 100 | D | $26.57 | 3,299,189 | I | By Siberia Investment Company, LLC(2) | ||
Common Stock | 03/05/2008 | S(1) | 200 | D | $26.6 | 3,298,989 | I | By Siberia Investment Company, LLC(2) | ||
Common Stock | 03/05/2008 | S(1) | 500 | D | $26.61 | 3,298,489 | I | By Siberia Investment Company, LLC(2) | ||
Common Stock | 03/05/2008 | S(1) | 300 | D | $26.62 | 3,298,189 | I | By Siberia Investment Company, LLC(2) | ||
Common Stock | 03/05/2008 | S(1) | 200 | D | $26.63 | 3,297,989 | I | By Siberia Investment Company, LLC(2) | ||
Common Stock | 03/05/2008 | S(1) | 600 | D | $26.64 | 3,297,389 | I | By Siberia Investment Company, LLC(2) | ||
Common Stock | 03/05/2008 | S(1) | 200 | D | $26.65 | 3,297,189 | I | By Siberia Investment Company, LLC(2) | ||
Common Stock | 03/05/2008 | S(1) | 200 | D | $26.67 | 3,296,989 | I | By Siberia Investment Company, LLC(2) | ||
Common Stock | 03/05/2008 | S(1) | 300 | D | $26.68 | 3,296,689 | I | By Siberia Investment Company, LLC(2) | ||
Common Stock | 03/05/2008 | S(1) | 600 | D | $26.71 | 3,296,089 | I | By Siberia Investment Company, LLC(2) | ||
Common Stock | 03/05/2008 | S(1) | 200 | D | $26.72 | 3,295,889 | I | By Siberia Investment Company, LLC(2) | ||
Common Stock | 03/05/2008 | S(1) | 100 | D | $26.73 | 3,295,789 | I | By Siberia Investment Company, LLC(2) | ||
Common Stock | 03/05/2008 | S(1) | 600 | D | $26.74 | 3,295,189 | I | By Siberia Investment Company, LLC(2) | ||
Common Stock | 03/05/2008 | S(1) | 300 | D | $26.75 | 3,294,889 | I | By Siberia Investment Company, LLC(2) | ||
Common Stock | 03/05/2008 | S(1) | 100 | D | $26.77 | 3,294,789 | I | By Siberia Investment Company, LLC(2) | ||
Common Stock | 03/05/2008 | S(1) | 400 | D | $26.78 | 3,294,389 | I | By Siberia Investment Company, LLC(2) | ||
Common Stock | 03/05/2008 | S(1) | 600 | D | $26.79 | 3,293,789 | I | By Siberia Investment Company, LLC(2) | ||
Common Stock | 03/05/2008 | S(1) | 100 | D | $26.795 | 3,293,689 | I | By Siberia Investment Company, LLC(2) | ||
Common Stock | 03/05/2008 | S(1) | 300 | D | $26.8 | 3,293,389 | I | By Siberia Investment Company, LLC(2) | ||
Common Stock | 03/05/2008 | S(1) | 200 | D | $26.81 | 3,293,189 | I | By Siberia Investment Company, LLC(2) | ||
Common Stock | 03/05/2008 | S(1) | 400 | D | $26.82 | 3,292,789 | I | By Siberia Investment Company, LLC(2) | ||
Common Stock | 03/05/2008 | S(1) | 400 | D | $26.83 | 3,292,389 | I | By Siberia Investment Company, LLC(2) | ||
Common Stock | 03/05/2008 | S(1) | 200 | D | $26.84 | 3,292,189 | I | By Siberia Investment Company, LLC(2) | ||
Common Stock | 03/05/2008 | S(1) | 500 | D | $26.85 | 3,291,689 | I | By Siberia Investment Company, LLC(2) | ||
Common Stock | 1 | I | By JH MDB Investors, L.P.(3) | |||||||
Common Stock | 108,637 | I | By JH Partners, LP(4) | |||||||
Common Stock | 179,072 | I | BY JH Investment Management, LLC(5) | |||||||
Common Stock | 490,883 | I | By Monte Savello, LP(6) | |||||||
Common Stock | 314,602 | I | By San Leonardo, LLC(7) |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
1. This sale was effected by Siberia Investment Company, LLC pursuant to a Rule 10b5-1 trading plan adopted by Siberia Investment Company, LLC. |
2. Mr. Hansen is the President of Siberia Investment Company, LLC. Mr. Hansen disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein and this report shall not be deemed an admission for Section 16 or any other purpose. |
3. The General Partner of JH MDB Investors, L.P. is JHMD Beauty GP, LLC. Mr. Hansen is the Manager of JHMD Beauty GP, LLC, and holds voting membership interests in JHMD Beauty GP, LLC. Mr. Hansen disclaims beneficial ownership of the shares held by JH MDB Investors, L.P. except to the extent of his pecuniary interest therein and this report shall not be deemed an admission for Section 16 or any other purpose. |
4. Mr. Hansen is the President of JH Partners, LLC. Mr. Hansen disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein and this report shall not be deemed an admission for Section 16 or any other purpose. |
5. Mr. Hansen is the Manager of JH Investment Management, LLC. Mr. Hansen disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein and this report shall not be deemed an admission for Section 16 or any other purpose. |
6. Mr. Hansen is the Manager of Hansen GP LLC, the general partner of Monte Savello, LP. Mr. Hansen disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein and this report shall not be deemed an admission for Section 16 or any other purpose. |
7. Mr. Hansen is the Manager of San Leonardo, LLC. Mr. Hansen disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein and this report shall not be deemed an admission for Section 16 or any other purpose. |
/s/ James Williamson, Attorney-in-fact | 03/07/2008 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |