0000899243-16-023919.txt : 20160630
0000899243-16-023919.hdr.sgml : 20160630
20160630165932
ACCESSION NUMBER: 0000899243-16-023919
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160628
FILED AS OF DATE: 20160630
DATE AS OF CHANGE: 20160630
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Bats Global Markets, Inc.
CENTRAL INDEX KEY: 0001659228
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200]
IRS NUMBER: 463583191
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 8050 MARSHALL DRIVE
STREET 2: SUITE 120
CITY: LENEXA
STATE: KS
ZIP: 66214
BUSINESS PHONE: (913) 815-7000
MAIL ADDRESS:
STREET 1: 8050 MARSHALL DRIVE
STREET 2: SUITE 120
CITY: LENEXA
STATE: KS
ZIP: 66214
FORMER COMPANY:
FORMER CONFORMED NAME: BATS Global Markets, Inc.
DATE OF NAME CHANGE: 20151123
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: International Securities Exchange Holdings, Inc.
CENTRAL INDEX KEY: 0001295230
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200]
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37732
FILM NUMBER: 161743765
BUSINESS ADDRESS:
STREET 1: 60 BROAD STREET
CITY: NEW YORK
STATE: NY
ZIP: 10004
BUSINESS PHONE: 212-943-2400
MAIL ADDRESS:
STREET 1: 60 BROAD STREET
CITY: NEW YORK
STATE: NY
ZIP: 10004
FORMER NAME:
FORMER CONFORMED NAME: International Securities Exchange, Inc.
DATE OF NAME CHANGE: 20040623
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-06-28
1
0001659228
Bats Global Markets, Inc.
BATS
0001295230
International Securities Exchange Holdings, Inc.
60 BROAD STREET, 26TH FLOOR
NEW YORK
NY
10004
0
0
1
0
Voting Common Stock
2016-06-28
4
S
0
8993977
25.27
D
0
D
International Securities Exchange Holdings, Inc. ("ISE") transferred the reported securities to an affiliate in connection with the sale of ISE to an unaffiliated third party pursuant to that certain Stock Purchase Agreement, dated March 9, 2016, by and among Deutsche Borse AG, Eurex Frankfurt AG and NASDAQ, Inc. Such affiliate has entered into a lock-up agreement relating to the reported securities on substantially the same terms as the lock-up agreement previously entered into by ISE in connection with the initial public offering of the reported securities.
INTERNATIONAL SECURITIES EXCHANGE HOLDINGS, INC., By: /s/ Michael Simon, Secretary
2016-06-30