0000899243-16-023919.txt : 20160630 0000899243-16-023919.hdr.sgml : 20160630 20160630165932 ACCESSION NUMBER: 0000899243-16-023919 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160628 FILED AS OF DATE: 20160630 DATE AS OF CHANGE: 20160630 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Bats Global Markets, Inc. CENTRAL INDEX KEY: 0001659228 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 463583191 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8050 MARSHALL DRIVE STREET 2: SUITE 120 CITY: LENEXA STATE: KS ZIP: 66214 BUSINESS PHONE: (913) 815-7000 MAIL ADDRESS: STREET 1: 8050 MARSHALL DRIVE STREET 2: SUITE 120 CITY: LENEXA STATE: KS ZIP: 66214 FORMER COMPANY: FORMER CONFORMED NAME: BATS Global Markets, Inc. DATE OF NAME CHANGE: 20151123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: International Securities Exchange Holdings, Inc. CENTRAL INDEX KEY: 0001295230 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37732 FILM NUMBER: 161743765 BUSINESS ADDRESS: STREET 1: 60 BROAD STREET CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: 212-943-2400 MAIL ADDRESS: STREET 1: 60 BROAD STREET CITY: NEW YORK STATE: NY ZIP: 10004 FORMER NAME: FORMER CONFORMED NAME: International Securities Exchange, Inc. DATE OF NAME CHANGE: 20040623 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-06-28 1 0001659228 Bats Global Markets, Inc. BATS 0001295230 International Securities Exchange Holdings, Inc. 60 BROAD STREET, 26TH FLOOR NEW YORK NY 10004 0 0 1 0 Voting Common Stock 2016-06-28 4 S 0 8993977 25.27 D 0 D International Securities Exchange Holdings, Inc. ("ISE") transferred the reported securities to an affiliate in connection with the sale of ISE to an unaffiliated third party pursuant to that certain Stock Purchase Agreement, dated March 9, 2016, by and among Deutsche Borse AG, Eurex Frankfurt AG and NASDAQ, Inc. Such affiliate has entered into a lock-up agreement relating to the reported securities on substantially the same terms as the lock-up agreement previously entered into by ISE in connection with the initial public offering of the reported securities. INTERNATIONAL SECURITIES EXCHANGE HOLDINGS, INC., By: /s/ Michael Simon, Secretary 2016-06-30