SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Drummond David C

(Last) (First) (Middle)
C/O ALPHABET INC.
1600 AMPHITHEATRE PARKWAY

(Street)
MOUNTAIN VIEW CA 94043

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Alphabet Inc. [ GOOG ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
SVP, Corporate Development
3. Date of Earliest Transaction (Month/Day/Year)
05/12/2016
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class C Capital Stock 05/12/2016 M 2,500 A $0 25,832 D
Class C Capital Stock 05/12/2016 S 2,500 D $717.06 23,332 D
Class A Common Stock 05/12/2016 M 2,500 A $0 13,248 D
Class A Common Stock 05/12/2016 S 2,500 D $732 10,748 D
Class C Capital Stock 2,095 I By Spouse
Class A Common Stock 2,090 I By Spouse
Class C Google Stock Unit(1) 70,788 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Option to Purchase Class C Capital Stock $153.9765 05/12/2016 M 2,500 (2) 03/01/2017 Class C Capital Stock 2,500 $0 5,000 D
Option To Purchase Class A Common Stock $154.5936 05/12/2016 M 2,500 (2) 03/01/2017 Class A Common Stock 2,500 $0 5,000 D
Class B Common Stock $0 (3) (4) Class A Common Stock 21,332 21,332 D
Option to Purchase Class C Capital Stock $316.9399 04/25/2016 04/04/2022 Class C Capital Stock 44,955 44,955 D
Option to Purchase Class C Capital Stock $316.9339 04/25/2015 04/04/2022 Class C Capital Stock 8,646 8,646 D
Option to Purchase Class C Capital Stock $281.6107 (5) 12/01/2020 Class C Capital Stock 9,998 9,998 D
Option to Purchase Class C Capital Stock $286.5159 (6) 04/06/2021 Class C Capital Stock 29,288 29,288 D
Option to Purchase Class C Capital Stock $159.1411 (7) 03/04/2019 Class C Capital Stock 34,138 34,138 D
Option To Purchase Class A Common Stock $318.2102 04/25/2016 04/04/2022 Class A Common Stock 44,955 44,955 D
Option To Purchase Class A Common Stock $318.2102 04/25/2015 04/04/2022 Class A Common Stock 8,646 8,646 D
Option To Purchase Class A Common Stock $159.779 (8) 03/04/2019 Class A Common Stock 34,138 34,138 D
Option To Purchase Class A Common Stock $282.7394 (9) 12/01/2020 Class A Common Stock 9,998 9,998 D
Option To Purchase Class A Common Stock $287.6642 (10) 04/06/2021 Class A Common Stock 29,288 29,288 D
Explanation of Responses:
1. 100% of the grant will vest on April 25, 2018, subject to continued employment on such vesting date.
2. The option is fully vested.
3. All shares are exercisable as of the transaction date.
4. There is no expiration date for Alphabet Inc.'s Class B Common Stock.
5. The option vests as follows: 1/4th of the option vested on the one-year grant date anniversary and 1/48th of the grant vest each month thereafter, subject to the Reporting Person's continued employment on the applicable vesting dates.
6. The option provided for vesting as follows: 1/48th of the option shall vest on the vesting start date (1/6/12) and 1/48th each month thereafter, subject to the Reporting Person's continued employment on the applicable vesting dates.
7. The option vests as follows: 1/4th of the option vested on the one-year grant date anniversary and 1/48th of the grant vest each month thereafter, subject to the Reporting Person's continued employment on the applicable vesting dates.
8. The option vests as follows: 1/4th of the option vested on the one-year grant date anniversary and 1/48th of the grant vest each month thereafter, subject to the Reporting Person's continued employment on the applicable vesting dates.
9. The option vests as follows: 1/4th of the option vested on the one-year grant date anniversary and 1/48th of the grant vest each month thereafter, subject to the Reporting Person's continued employment on the applicable vesting dates.
10. The option provided for vesting as follows: 1/48th of the option shall vest on the vesting start date (1/6/12) and 1/48th each month thereafter, subject to the Reporting Person's continued employment on the applicable vesting dates.
Remarks:
All transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person.
/s/ Valentina Margulis, attorney-in-fact for David C. Drummond 05/12/2016
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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