0001104659-15-064977.txt : 20150914 0001104659-15-064977.hdr.sgml : 20150914 20150914161633 ACCESSION NUMBER: 0001104659-15-064977 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150911 FILED AS OF DATE: 20150914 DATE AS OF CHANGE: 20150914 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SYNERGY PHARMACEUTICALS, INC. CENTRAL INDEX KEY: 0001347613 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 330505269 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 420 LEXINGTON AVENUE STREET 2: SUITE 2012 CITY: NEW YORK STATE: NY ZIP: 10170 BUSINESS PHONE: 212-297-0010 MAIL ADDRESS: STREET 1: 420 LEXINGTON AVENUE STREET 2: SUITE 2012 CITY: NEW YORK STATE: NY ZIP: 10170 FORMER COMPANY: FORMER CONFORMED NAME: Synergy Pharmaceuticals, Inc. DATE OF NAME CHANGE: 20080812 FORMER COMPANY: FORMER CONFORMED NAME: PAWFECT FOODS INC DATE OF NAME CHANGE: 20051221 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Joslyn Alan CENTRAL INDEX KEY: 0001294887 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35268 FILM NUMBER: 151105684 MAIL ADDRESS: STREET 1: 39 OLD RIDGEBURY ROAD CITY: DANBURY STATE: CT ZIP: 06810 4 1 a4.xml 4 X0306 4 2015-09-11 0 0001347613 SYNERGY PHARMACEUTICALS, INC. SGYP 0001294887 Joslyn Alan C/O SYNERGY PHARMACEUTICALS INC. 420 LEXINGTON AVENUE, SUITE 2012 NEW YORK NY 10170 1 0 0 0 Common Stock 2015-09-11 4 M 0 13754 3.95 A 13754 D Common Stock 2015-09-11 4 S 0 500 7.24 D 13254 D Common Stock 2015-09-11 4 S 0 3300 7.23 D 9954 D Common Stock 2015-09-11 4 S 0 9954 7.22 D 0 D Stock Options 3.95 2015-09-11 4 M 0 13754 0 D 2022-08-07 Common Stock 13754 196520 D Fully vested. /s/ Alan Joslyn 2015-09-14