EX-10.33 21 d599149dex1033.htm EX-10.33 EX-10.33

Exhibit 10.33

BILL OF SALE, ASSIGNMENT AND ASSUMPTION AGREEMENT

THIS BILL OF SALE, ASSIGNMENT AND ASSUMPTION AGREEMENT (this “Agreement”) is entered into as of September 18, 2013, by and between Walker Digital Holdings, LLC, a Delaware limited liability company (the “Company”), and Walker Digital, LLC, a Delaware limited liability company (the “Company Parent”).

WHEREAS, the Company and the Company Parent have entered into that certain Agreement and Plan of Merger, dated as of July 11, 2013 (the “Merger Agreement”), by and among GlobalOptions Group, Inc., a Delaware corporation (“Parent”), GO Merger Sub LLC, a Delaware limited liability company and wholly owned subsidiary of Parent (“Merger Sub”), the Company Parent and the Company, pursuant to which Merger Sub shall merge with and into the Company, with the Company surviving the merger as a wholly-owned subsidiary of Parent (the “Merger”). Capitalized terms used but not defined herein shall have the meanings ascribed to such terms in the Merger Agreement;

WHEREAS, the Company Parent is the sole member of the Company and will benefit from the consummation of the transactions contemplated by the Merger Agreement; and

WHEREAS, pursuant to the Merger Agreement, prior to the Effective Time, the Company Parent agreed to contribute, assign or otherwise transfer to the Company, and the Company desires to accept and assume from the Company Parent, certain assets, in accordance with Section 6.5 of the Merger Agreement, as set forth on Schedule A attached hereto (the “Transferred Assets”) and certain obligations and liabilities as set forth on Schedule B attached hereto (the “Assumed Obligations”).

NOW, THEREFORE, in consideration of the mutual covenants, terms and conditions set forth herein, and for other good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the parties hereto agree as follows:

1. Transfer and Acceptance of Transferred Assets. The Company Parent hereby sells, assigns, conveys and transfers to the Company, its successors and assigns, all right, title and interest of the Company Parent in, to and under the Transferred Assets. Company hereby accepts the Transferred Assets subject to the encumbrances set forth on Schedule C attached hereto (the “Encumbrances”).

2. Express Transfer of Rights for Past Infringement. Company Parent hereby expressly sells, assigns, conveys and transfers to the Company, its successors and assigns, the right of action for any and all infringement of the patents listed on Schedule A attached hereto.

3. Assignment and Assumption of Assumed Obligations. Effective as of the date hereof, the Company hereby assumes and agrees to pay, perform, satisfy and discharge the Assumed Obligations in accordance with the respective terms of such Assumed Obligations.

4. Indemnification by Company. From and after the date hereof, the Company agrees to indemnify, defend and hold harmless the Company Parent from, against and in respect of any and all demands, claims, actions or causes of action, assessments, losses, damages, liabilities, costs and expenses, including without limitation reasonable attorneys’ fees and expenses actually incurred, asserted against, or paid, suffered or incurred by the Company Parent and resulting from, based upon or arising out of any of the Transferred Assets or Assumed Obligations.


5. Further Assurances. Each party hereto agrees to perform all such further acts and execute and deliver all such further agreements, instruments and other documents as the other party shall reasonably request to evidence more effectively the assignments and assumptions made by such party under this Agreement. Such filings shall include, but are not limited to that which will appropriately document the terms of this Agreement with the United States Patent and Trademark Office and the Delaware District Court.

6. Enforceability. If any term or provision of this Agreement shall be determined by a court of competent jurisdiction to be illegal, invalid, or unenforceable for any reason, the remaining provisions of this Agreement shall remain enforceable and the invalid, illegal, or unenforceable provisions shall be modified so as to be valid and enforceable and shall be enforced.

7. Governing Law. This Agreement shall be construed in accordance with, and governed in all respects by, the internal laws of the State of Delaware (without giving effect to principles of conflicts of laws).

8. Counterparts. This Agreement may be executed in one or more counterparts, each of which will be deemed to be an original copy of this Agreement and all of which, when taken together, will be deemed to constitute one and the same agreement. The exchange of copies of this Agreement and of signature pages by facsimile or other electronic transmission shall constitute effective execution and delivery of this Agreement as to the parties and may be used in lieu of the original Agreement for all purposes. Signatures of the parties transmitted by facsimile or other electronic means shall be deemed to be their original signatures for all purposes.

9. Entire Agreement. This Agreement contains the entire agreement between the parties with respect to the subject matter hereof, and constitutes the complete, final and exclusive embodiment of the parties’ agreement with respect to the subject matter hereof and supersedes all prior agreements, whether written or oral, which may have been entered into by the parties on the subject matter hereof.

[Remainder of Page Intentionally Left Blank]

 

2


IN WITNESS WHEREOF, each of the parties has caused this Agreement to be executed and acknowledged all as of the day and year first above written.

 

WALKER DIGITAL HOLDINGS, LLC

By:  

/s/ Jay S. Walker

  Name: Jay S. Walker
  Title: Authorized Person
WALKER DIGITAL, LLC
By:  

/s/ Jay S. Walker

  Name: Jay S. Walker
  Title: Authorized Person


SCHEDULE A

ASSETS

A. PATENTS — CORE

 

     Case Number    Cntry    Application
Number
   Application
Status*
   Patent
Number
  

Short Titles

1    00-004    US    09/603677    Granted    7542919    Rules Based Spare Change Upsells
2    00-004-C1    US    12/365629    Granted    8103520    Rules Based Spare Change Upsells
3    00-004-C2    US    13/356890    Granted    8533003    Rules Based Spare Change Upsells
4    00-004-C3    US    13/975408    Pending       Rules Based Spare Change Upsells
5    00-004-C4    US    14/012982    Pending       Rules Based Spare Change Upsells
6    00-007    US    09/609253    Granted    8055509    Sensors Dispensed at Prescription Pickup
7    00-007-C1    US    11/423881    Granted    8069056    Sensors Dispensed at Prescription Pickup
8    00-007-C2    US    11/423891    Granted    7801745    Sensors Dispensed at Prescription Pickup
9    00-007-C3    US    11/423901    Published       Sensors Dispensed at Prescription Pickup
10    00-008    US    09/538773    Pending       Overlaid Entertainment Layer
11    00-009    US    09/504180    Granted    6839683    Webhouse Tokens
12    00-012    US    09/592618    Granted    7376580    Price Lock In
13    00-012-C1    US    12/108826    Allowed       Price Lock In
14    00-017-1    US    11/931864    Allowed       Transferable Prices
15    00-017-C1    US    11/319848    Granted    8036943    Transferrable Prices
16    00-023-C2    US    13/180349    Allowed       Webhouse Shopping Cart Pricing
17    00-029    US    09/606364    Granted    8473341    Virtual Shopping Cart Package Pricing
18    00-029-C1    US    13/909055    Pending       Virtual Shopping Cart Package Pricing
19    00-035    US    09/606566    Granted    6443843    Shopping as Gambling
20    00-039    US    09/685079    Granted    7415425    Webhouse Rebate Certificates
21    00-039-1    US    11/927912    Granted    7774240    Webhouse Rebate Certificates
22    00-039-C1    US    12/190244    Granted    7908168    Webhouse Rebate Certificates
23    00-039-C2    US    13/048829    Granted    8131588    Webhouse Rebate Certificates
24    00-039-C3    US    13/412203    Published       Webhouse Rebate Certificates
25    00-044    US    09/659752    Granted    6634550    Entertainment at the POS
26    00-047    US    09/678117    Granted    7739124    Incent Preventative Healthcare
27    00-055    US    09/609017    Granted    7366675    Multimedicine Compliance
28    00-112    US    10/100564    Granted    6805290    T-Log Differential Settlement
29    00-113-C3    US    13/180248    Published       Virtual Facings
30    00-116    US    10/123634    Published       Hyper Footnote Interviews
31    01-015    US    09/858458    Granted    7184990    Spare Change Ovens
32    01-015-C1    US    11/621422    Granted    7756746    Spare Change Ovens
33    01-023-1    US    11/927932    Published       Spare Change Database Lookup
34    01-029    US    09/907112    Granted    6959387    Timestamp Verification
35    01-029-R1    US    11/293790    Granted    RE41960    Timestamp Verification
36    01-029-R2    US    11/541520    Granted    RE42893    Timestamp Verification
37    01-029-R3    US    11/541522    Granted    RE42018    Timestamp Verification
38    01-033    US    09/973581    Granted    7231035    On-Hold Commerce
39    01-033-C1    US    11/760970    Granted    7760867    On-Hold Commerce
40    01-035    US    10/146302    Granted    6739505    Look At Me Transaction Card

 

* Status of each patent and patent application is a matter of public record and is available at uspto.gov, which is incorporated herein by reference.

 

A-2


SCHEDULE A

ASSETS

 

     Case Number    Cntry    Application
Number
   Application
Status*
   Patent
Number
  

Short Titles

41    01-038    US    09/994569    Granted    6597770    Emergency Transaction Card Approval
42    02-006    US    10/095538    Granted    7484172    Personalized Hyperfootnote Index
43    02-028    US    10/159945    Granted    7192352    Online Tournaments Point Balancing
44    02-028-C4    US    11/624752    Granted    7390255    Online Tournaments Point Balancing
45    02-028-C5    US    11/624764    Granted    7985132    Online Tournaments Point Balancing
46    02-028-C7    US    11/624798    Granted    7438642    Online Tournaments Point Balancing
47    02-028-C8    US    13/172408    Published       Online Tournaments Point Balancing
48    02-052    US    09/818882    Granted    7104885    Shatter Randomness
49    02-052-C1    US    11/468003    Granted    7819733    Shatter Randomness
50    02-074    US    10/218157    Granted    7430521    Customized Financial Account Reward Offers
51    02-074-C1    US    12/237716    Granted    8126771    Customized Financial Account Reward Offers
52    02-074-C2    US    13/366797    Granted    8432400    Customized Financial Account Reward Offers
53    02-074-C3    US    13/857520    Published       Customized Financial Account Reward Offers
54    02-085-C1    US    12/472149    Allowed       Camera Asks Questions
55    02-085-C2    US    13/956348    Pending       Camera Asks Questions
56    02-088    US    10/234075    Granted    7390264    Shopping as Gambling
57    02-088-C1    US    12/123674    Published       Shopping as Gambling
58    02-089    US    10/242490    Granted    7483670    Educational Software System
59    02-089-C1    US    12/359838    Granted    8086167    Educational Software System
60    02-089-C2    US    13/327840    Published       Educational Software System
61    02-092    AU    2004311841    Granted    2004311841    Automatically Captured Images
62    02-092    CA    2554135    Pending       Automatically Captured Images
63    02-092    US    11/719108    Granted    7924323    Automatically Captured Images
64    02-092    JP    2009-192265    Granted    5123914    Automatically Captured Images
65    02-092-C1    US    13/024428    Published       Automatically Captured Images
66    02-092-C2    US    13/489893    Granted    8466987    Automatically Captured Images
67    02-099-C1    US    11/284309    Granted    7362862    Authenticated Outcomes
68    02-100A    US    10/786831    Granted    7292723    U.S. HomeGuard—Neural Networks
69    02-100A-C1    US    11/427466    Granted    7596260    U.S. HomeGuard (A)
70     02-100A-C2    US    11/427480    Granted    7729532    U.S. HomeGuard—Guardian Registration and Testing
71    02-100A-C4    US    13/180277    Granted    8401233    QuickWork
72    03-006-C2    US    11/456306    Granted    7841514    Digital Menu Board
73    03-034    US    10/825535    Granted    7690989    GameShow 24 Local Edition
74    03-034-C1    US    12/722892    Published       GameShow 24 Local Edition
75    03-044    US    10/603110    Granted    7433451    Emergency Credit Card
76    03-044-C1    US    12/245995    Granted    8208612    Emergency Credit Card
77    03-044-C2    US    13/531677    Published       Emergency Credit Card

 

* Status of each patent and patent application is a matter of public record and is available at uspto.gov, which is incorporated herein by reference.

 

A-3


SCHEDULE A

ASSETS

 

     Case Number    Cntry    Application
Number
   Application
Status*
   Patent
Number
  

Short Titles

78    03-057    US    10/689790    Granted    7168617    Entertainment at the POS
79    03-057-C1    US    11/668498    Granted    7533810    Entertainment at the POS
80    03-057-C2    US    12/468582    Granted    7845555    Entertainment at the POS
81    03-057-C3    US    12/962081    Granted    8109438    Entertainment at POS
82    04-005    US    10/843239    Granted    7426268    On-Hold Customer Service w/Improved Call Routing
83    04-005-C1    US    12/210424    Granted    8325907    On-Hold Customer Service w/Improved Call Routing
84    04-010-C1    US    11/427369    Published       Anonymous Communication
85    04-010-C3    US    11/427391    Published       Anonymous Communication
86    04-013    US    10/849622    Granted    7090123    Look-at-Me Transaction Card Content
87    04-013-C1    US    11/459063    Granted    7806320    Look-at-Me Transaction Card Content
88    04-013-C2    US    12/898273    Granted    7988044    Look-at-Me Transaction Card Content
89    04-013-C3    US    13/196350    Published       Look-at-Me Transaction Card Content
90    04-019    US    10/855653    Granted    7664705    Per-Check Check-Offs
91    04-019-C1    US    12/705856    Granted    8175963    Per-Check Check-Offs
92    04-051    US    10/968340    Granted    7293703    T-log Differential Settlement
93    04-051-C1    US    11/937832    Granted    7637428    T-log Differential Settlement
94    04-051-C2    US    12/644196    Granted    8052053    T-log Differential Settlement
95    04-051-C3    US    13/251401    Granted    8434681    T-Log Differential Settlement
96    05-023    US    11/570616    Granted    8335723    Phone Sell Central System
97    05-023-C1    US    13/717094    Allowed       Phone Sell Central System
98    05-027-C1    US    12/694886    Published       3PML
99    05-038    US    11/317522    Published       Partial Manufacturer Rebate Indicia
100    06-038-C2    US    13/021449    Allowed       Authenticated Outcomes Dongle Hardware
101    07-021    US    12/270455    Granted    8136133    Baseball Time Dilation
102    09-004    US    12/823118    Published       Mobile Polling System
103    10-002A    US    13/093839    Published       Social Networking Window for Grandma
104    10-002B    US    13/093819    Granted    8515255    Story-Tagged Photos
105    10-002B-C1    US    13/962591    Pending       Story-Tagged Photos
106    11-001    US    13/421811    Published       Global Translation Platforms
107    13-001    US    61/856761    Pending       ASPATT Patent Licensing System PRO 1
108    95-002    US    08/561668    Granted    5768382    Authenticated Outcomes
109    95-002X    US    08/677544    Granted    5970143    Authenticated Outcomes
110    95-003    US    08/570443    Granted    5825863    Limited Use Calling Card
111    95-005    US    08/622034    Granted    5923763    Timestamp
112    95-005    EP    97919895.9    Granted    0890238    Timestamp
113    95-005    DE    69733644.1    Granted    0890238    Timestamp
114    95-005    GB    97919895.9    Granted    0890238    Timestamp
115    95-005X    US    09/149024    Granted    6263438    Timestamp
116    95-006    US    08/628920    Granted    5828751    Authenticated Measurement

 

* Status of each patent and patent application is a matter of public record and is available at uspto.gov, which is incorporated herein by reference.

 

A-4


SCHEDULE A

ASSETS

 

     Case Number    Cntry    Application
Number
   Application
Status*
   Patent
Number
  

Short Titles

117    95-006-C1    US    12/491114    Allowed       Authenticated Measurement
118    95-006-C2    US    13/748945    Published       Authenticated Measurement
119    95-006X    US    09/149025    Granted    6289453    Authenticated Measurement
120    95-006XX    US    09/706646    Granted    6282648    Authenticated Measurement
121    96-001    US    08/635576    Granted    5779549    Online Tournaments
122    96-001-C1    US    09/028781    Granted    6224486    Online Tournaments
123    96-001-C2    US    09/768567    Granted    6425828    Online Tournaments
124    96-004    US    08/647301    Granted    5947747    Educational Software System
125    96-013    US    08/832832    Granted    6477513    Cryptographically Enabled Letters of Credit
126    96-013-C1    US    10/253192    Granted    6904418    Cryptographically Enabled Letters of Credit
127    96-013-C2    US    11/103906    Granted    7991698    Cryptographically Enabled Letters of Credit
128    96-013-C3    US    13/196546    Granted    8355991    Cryptographically Enabled Letters of Credit
129    96-013-C4    US    13/742328    Published       Cryptographically Enabled Letters of Credit
130    96-014    US    08/708968    Granted    5884272    Anonymous Communications
131    96-014    CA    2264912    Granted    2264912    Anonymous Communications
132    96-018    US    08/729426    Granted    5995976    Hyper Footnote
133    96-018-C1    US    09/422719    Granted    6449616    Hyper Footnote
134    96-024    US    08/749241    Granted    5884274    Foreign Exchange Insurance
135    96-024-C1    US    09/262810    Granted    6128598    Foreign Exchange Insurance
136    96-028    US    08/859722    Granted    6111953    Authenticated Data Stamps
137    96-059    US    08/919339    Granted    6163771    Single Use Credit Card
138    96-059-1    US    09/542676    Granted    7177835    Single Use Credit Card
139    96-059-1-C1    US    11/338152    Granted    7844550    Single Use Credit Card
140    96-059-C1    US    09/694191    Granted    7853529    Single Use Credit Card
141    96-059-C2    US    11/422986    Granted    8315948    Single Use Credit Card
142    96-059-C8    US    13/648263    Published       Single Use Credit Card
143    96-060    US    08/811703    Granted    6338049    User-Generated Traveler’s Checks
144    96-060-C1    US    10/006575    Granted    7496537    User-Generated Traveler’s Checks
145    96-067    US    08/821436    Granted    6209028    Call-in Parallel Audio Channel
146    96-067    EP    98910429.4    Granted    0974223    Call-in Parallel Audio Channel
147    96-067    GB    98910429.4    Granted    0974223    Call-in Parallel Audio Channel
148    96-067    DE    98910429.4    Granted    0974223    Call-in Parallel Audio Channel
149    96-067    FR    98910429.4    Granted    0974223    Call-in Parallel Audio Channel
150    96-067-C1    US    09/660579    Granted    7454776    Call-in Parallel Audio Channel
151    96-067-C2    US    12/272190    Granted    8402500    Call-in Parallel Audio Channel
152    96-067-C3    US    13/760225    Published       Call-in Parallel Audio Channel
153    96-082    US    08/831968    Granted    6131086    Prop Sales

 

* Status of each patent and patent application is a matter of public record and is available at uspto.gov, which is incorporated herein by reference.

 

A-5


SCHEDULE A

ASSETS

 

     Case Number    Cntry    Application
Number
   Application
Status*
   Patent
Number
  

Short Titles

154    96-094    US    08/777802    Granted    6246755    Prepaid Calling Card for 900 Number
155    96-094    CA    2276528    Granted    2276528    Prepaid Calling Card for 900 Number
156    96-095    US    09/224483    Granted    6597776    Prepaid Calling Card for 900 Number
157    96-108    US    08/815224    Granted    5970478    Customizable Credit Card
158    96-108-C1    US    09/365644    Granted    6374230    Customizable Credit Card
159    96-108-C2    US    09/654933    Granted    8001043    Customizable Credit Card
160    96-119    US    08/704314    Granted    5884270    Anonymous Communications
161    96-131    US    08/886006    Granted    6263505    Computer Enhanced Video
162    96-133    US    08/885570    Granted    6112185    Automated Offer Acceptance
163    96-146    US    08/826930    Granted    6014439    Free Calls While on Hold
164    96-146-C2    US    09/657338    Granted    6301354    Free Calls While on Hold
165    96-147    US    08/796132    Granted    5946388    Priority Phone Queuing System
166    96-149    US    08/932984    Granted    6208978    Security Deposit Guarantees
167    96-174    US    08/886256    Granted    6119093    Insurance Syndication
168    96-174-C1    US    09/469130    Granted    6937990    Insurance Syndication
169    96-176    US    08/832724    Granted    5978467    On-Hold Customer Service
170    96-176-C1    US    09/401471    Granted    6125178    On-Hold Customer Service
171    96-176-C2    US    09/616016    Granted    6314178    On-Hold Customer Service
172    96-176-C3    US    10/160552    Granted    6735300    On-Hold Customer Service
173    96-200    US    08/880404    Granted    6144948    Instant Credit Card Marketing
174    96-200-C1-1    US    11/927946    Published       Instant Credit Card Marketing
175    96-206    US    08/820499    Granted    6216111    Pay-to-Listen Telemarketing
176    96-207    US    08/883308    Granted    5945653    Function/POS Codes
177    97-010    US    08/862250    Granted    6377963    Personalized Outer-Wrap Index
178    97-018    US    08/843153    Granted    6088444    Priority Phone Queuing II
179    97-018-C1    US    09/360392    Granted    6222920    Priority Phone Queuing II
180    97-018-C2    US    09/633625    Granted    6487291    Priority Phone Queuing II
181    97-022    US    08/921868    Granted    6018718    Credit Card Rewards
182    97-022-C1    US    09/422415    Granted    6434534    Credit Card Rewards
183    97-033    US    08/889589    Granted    5970470    Subscription Groceries
184    97-033    AU    753036    Granted    753036    Subscription Groceries
185    97-034    US    08/943965    Granted    6119100    Discount Merchandise
186    97-034-C1    US    09/563715    Granted    6507822    Discount Merchandise
187    97-051    US    08/940265    Granted    6381582    POS Payments for Catalog Orders
188    97-052    US    08/916656    Granted    6107932    Remote Ticket Invalidation
189    97-054    US    08/920116    Granted    6119099    Spare Change Product Upsells
190    97-054-C1    US    09/442754    Granted    6598024    Spare Change Product Upsells
191    97-054-C2    US    10/625089    Granted    7587334    Spare Change Product Upsells
192    97-054-C3    US    12/420397    Granted    7801762    Spare Change Product Upsells
193    97-059    US    08/946508    Granted    6064987    POS Finance Options
194    97-059-1    US    09/264379    Granted    6336104    POS Finance Options
195    97-059-1-C1    US    09/654341    Granted    6980968    POS Finance Options

 

* Status of each patent and patent application is a matter of public record and is available at uspto.gov, which is incorporated herein by reference.

 

A-6


SCHEDULE A

ASSETS

 

     Case Number    Cntry    Application
Number
   Application
Status*
   Patent
Number
  

Short Titles

196    97-059-C1    US    09/490898    Granted    6330548    POS Finance Options
197    97-059-C2    US    10/033691    Granted    7454381    POS Finance Options
198    97-059-C5    US    11/425301    Granted    7895100    POS Finance Options
199    97-059-C6    US    13/031284    Granted    8121922    POS Finance Options
200    97-059-C7    US    13/401108    Allowed       POS Finance Options
201    97-059-C8    US    13/433008    Allowed       POS Finance Options
202    97-134    US    09/036131    Granted    5999596    Emergency Credit Card
203    97-134-C1    US    09/417182    Granted    6327348    Emergency Visa Card
204    97-324    US    08/997677    Granted    6199014    Driving Directions
205    97-557    US    09/045386    Granted    7272569    On/Off Spare Change
206    97-557-1-1    US    11/934958    Granted    7717784    On/Off Spare Change
207    97-561    US    09/045518    Granted    7072850    Spare Change Bins
208    97-563    US    09/076409    Granted    6298329    Selective Coupon Offering Spare Change
209    97-563-C1    US    09/643668    Granted    6876978    Selective Coupon Offering Spare Change
210    97-563-R1    US    10/678058    Granted    RE40186    Selective Coupon Offering Spare Change
211    97-564    US    09/045084    Granted    6223163    Spare Change Allocation of Upsells
212    98-007    US    09/049297    Granted    7240021    Progressive Groceries Discount
213    98-007-C1    US    11/668967    Granted    7406438    Progressive Groceries Discount
214    98-017    US    09/098481    Granted    7536349    Split Charge Credit Card
215    98-018    US    09/085424    Granted    6138105    Retail Package Offer System and Method
216    98-018-C1    US    09/571210    Granted    6601036    Retail Package Offer System and Method
217    98-020    US    09/083483    Granted    6298331    Spare Change Ovens
218    98-023    US    09/223164    Granted    6325284    “Look at Me” Credit Card
219    98-025    US    09/110626    Granted    6093026    Human Judgment
220    98-025-C1    US    09/396155    Granted    6616458    Human Judgment
221    98-030    US    09/106888    Granted    6282523    Certified Personal Checks
222    98-039    US    09/135179    Granted    6567787    Voice Recognition for Retail
223    98-043    US    09/166267    Granted    6687679    Progressive Groceries Discount
224    98-043-C1    US    10/728226    Granted    7194423    Progressive Groceries Discount
225    98-048    US    09/166405    Granted    6405174    Mall Traffic Controller
226    98-048-C1    US    10/118620    Granted    7099832    Mall Traffic Controller
227    98-048-C2    US    11/399143    Granted    7496523    Mall Traffic Controller
228    98-048-C3    US    12/111637    Published       Mall Traffic Controller
229    98-054    US    09/219220    Granted    6341268    Dynamically Priced Menus
230    98-057    US    09/221250    Granted    6720990    Internet Surveillance
231    98-057-C1    US    10/718327    Granted    7092006    Internet Surveillance
232    98-057-C2    US    11/424702    Granted    7602414    Internet Surveillance
233    98-057-C3    US    11/424708    Granted    7817182    Internet Surveillance
234    98-057-C4    US    11/424718    Granted    7602416    Internet Surveillance
235    98-057-C5    US    11/424724    Granted    7719565    Internet Surveillance
236    98-057-C5-R1    US    13/475029    Pending       Internet Surveillance
237    98-057-C6    US    11/424731    Granted    7605840    Internet Surveillance

 

* Status of each patent and patent application is a matter of public record and is available at uspto.gov, which is incorporated herein by reference.

 

A-7


SCHEDULE A

ASSETS

 

     Case Number    Cntry    Application
Number
   Application
Status*
   Patent
Number
  

Short Titles

238    98-057-C7    US    11/424738    Granted    7593033    Internet Surveillance
239    98-058    US    09/223899    Granted    6349295    Internet Spell Check
240    98-059    US    09/166339    Granted    6374240    License Plate Reader
241    98-060    US    09/157837    Granted    6052667    Switch ’n Save
242    98-078    US    09/224486    Granted    6445309    Toll Booth Upsells
243    98-084-C2    US    11/456245    Published       Pay Buyer to Bid
244    98-092    US    09/267489    Granted    6978248    Mailing List Testing Service
245    98-093    US    09/282132    Granted    6302844    Medical Monitoring—Continuous Input
246    98-099    US    09/283389    Granted    6988077    Retail Reseller Database
247    98-099-C1    US    11/263942    Granted    8458027    Retail Reseller Database
248    98-099-C3    US    13/907915    Pending       Retail Reseller Database
249    98-110    US    09/221457    Granted    6415262    Subscription Groceries
250    98-113    US    09/350875    Granted    7343319    Multi-Tier Volume Discounts
251    98-113-4-C1    US    12/592220    Granted    8260670    Multi-Tier Volume Discounts
252    98-113-4-C2    US    13/599137    Published       Multi-Tier Volume Discounts
253    98-116    US    09/260437    Granted    7162434    Retail Subscriptions
254    98-116-C1    US    11/611931    Granted    8015059    Retail Subscriptions
255    98-116-C2-1    US    13/397856    Published       Retail Subscriptions
256    98-117    US    09/260439    Granted    6658390    System for Exercising Buyout Provisions
257    98-117-C1    US    10/463708    Granted    7246072    System for Exercising Buyout Provisions
258    98-117-C2    US    11/456444    Granted    8046247    System for Exercising Buyout Provisions
259    98-117-C3    US    13/267982    Granted    8417580    System for Exercising Buyout Provisions
260    98-117-C4    US    13/769265    Allowed       System for Exercising Buyout Provisions
261    99-004    US    09/360422    Granted    7899710    Internet Price Packaging
262    99-004-C1    US    13/025814    Allowed       Ad Hoc Internet Price Packaging
263    99-007    US    09/282747    Granted    7827057    Cross-Subsidy Timing
264    99-007-C1    US    12/938046    Published       Cross-Subsidy Timing
265    99-012    US    09/316546    Granted    7729988    Credit Card R.O.C. w/Multiple Pay Lines
266    99-012-C1    US    12/791567    Published       Credit Card R.O.C. w/Multiple Pay Lines
267    99-018    US    09/282128    Granted    6513014    Human Judgment: Cable Version
268    99-025    US    09/505361    Granted    7006983    Partial Manufacturer Rebates
269    99-030-C1    US    12/228176    Granted    8447623    Retail Take It and Go
270    99-032-1    US    11/928572    Published       MLM Internet Coupons
271    99-037-C2    US    11/421669    Granted    7933893    Transactionally Enabled Documents
272    99-037-C4    US    11/421688    Granted    8041711    Transactionally Enabled Documents
273    99-037-C5    US    13/214276    Published       Transactionally Enabled Documents
274    99-062-1    US    11/423821    Granted    7899737    Intelligent Auto Bid Feature
275    99-062-1-C1    US    13/022189    Allowed       Intelligent Auto Bid Feature
276    99-062-2    US    11/423827    Granted    7801802    Intelligent Auto Bid Feature
277    99-077    US    09/538805    Granted    7251617    Subscription Groceries
278    99-077-1    US    11/768594    Granted    7613631    Subscription Groceries
279    99-077-1-C1    US    12/611365    Granted    8121899    Subscription Groceries

 

* Status of each patent and patent application is a matter of public record and is available at uspto.gov, which is incorporated herein by reference.

 

A-8


SCHEDULE A

ASSETS

 

     Case Number    Cntry    Application
Number
   Application
Status*
   Patent
Number
  

Short Titles

280    99-077-1-C2    US    13/400406    Granted    8285591    Subscription Groceries
281    99-077-1-C3    US    13/646145    Pending       Subscription Groceries
282    99-086    US    09/536791    Granted    7783537    Conditional Payment System
283    99-091-1    US    11/746696    Granted    8046265    PYS Matching System
284    99-091-1-C1-1    US    13/784443    Published       PYS Matching System
285    99-099    US    09/609931    Granted    7383200    Surveys at a POS

 

* Status of each patent and patent application is a matter of public record and is available at uspto.gov, which is incorporated herein by reference.

 

A-9


SCHEDULE A

ASSETS

 

B. (1) CERTAIN PATENT ASSETS** — LOTTERY

 

     Case Number    Cntry    Application
Number
   Application
Status
   Patent
Number
  

Short Titles

1    00-015    US    09/526834    Granted    6719631    Lottery Wager Allocation
2    00-019    US    09/608245    Granted    6688976    Give Me My Numbers Lottery
3    00-019-C1    US    10/730244    Granted    7704139    Give Me My Numbers Lottery
4    00-019-C10    US    12752327    Allowed       Give Me My Numbers Lottery
5    00-019-C3    US    11/424162    Granted    7722455    Give Me My Numbers Lottery
6    00-019-C4    US    11/424166    Granted    7682240    Give Me My Numbers Lottery
7    00-019-C8    US    11/531749    Granted    7690980    Give Me My Numbers Lottery
8    00-033    US    09/679186    Granted    7753772    Alternate Currency Wagering
9    00-065    US    09/930717    Granted    6964611    Walk Away Lottery
10    00-065-C1    US    11/199405    Granted    7837549    Walk Away Lottery
11    00-065-C3    US    11/424435    Granted    8388430    Walk Away Lottery
12    00-066    US    09/938977    Granted    6773345    Lottery Play Aggregation
13    03-043    US    10/457101    Granted    7351142    Fractional Lottery
14    04-021-C1    US    11/424402    Granted    7811166    Conditional Lottery System
15    04-021-C2    US    11/424408    Granted    7789745    Conditional Lottery System
16    04-021-C3    US    11/424418    Granted    7674171    Conditional Lottery System
17    04-040    US    10/914690    Granted    7582012    Lottery Play Aggregation
18    04-040-C1    US    11/424598    Granted    7727063    Lottery Play Aggregation
19    04-040-C4    US    12/791813    Granted    8348743    Lottery Play Aggregation
20    05-062    US    11/814763    Granted    7909326    Lottery Scratch Packs
21    05-067-C1    US    13/494509    Published       Lottery Wrapped Static Content DVDs
22    07-013    US    12/600422    Granted    8500537    Walk Away Monopoly
23    07-013-C1    US    13/950579    Pending       Walk Away Monopoly
24    07-016    US    12/234144    Published       Lottery Ringtones
25    08-010-C1    US    13/735010    Published       Converting Breakage to Lottery Entries
26    08-014    US    12/425899    Granted    8272936    Mix-and-Match Lotto Teams
27    08-016    US    12/425378    Granted    8202152    Two Stage Lottery
28    08-016-C1    US    13/527230    Granted    8491372    Two Stage Lottery
29    08-016-C2    US    13/948383    Pending       Two Stage Lottery
30    08-031    US    12/605150    Granted    8226465    Lottery Social Play Platform
31    09-006    US    12/889382    Allowed       Shared Virtual Lottery Ticket
32    95-007X    US    08/624998    Granted    5871398    Off-line Lottery
33    95-007X    EP    96923577.9    Granted    0956117    Off-line Lottery
34    95-007X    JP    09-505267    Granted    3632133    Off-line Lottery
35    95-007X    AU    52850/98    Granted    724858    Off-line Lottery
36    95-007X    AU    770698    Granted    770698    Off-line Lottery
37    95-007X    GB    96923577.9    Granted    0956117    Off-line Lottery
38    95-007X-C1    US    09/063590    Granted    6402614    Off-line Remote Lottery
39    95-007X-C2    US    10/145964    Granted    6607439    Off-line Remote Lottery
40    95-007X-C3    US    10/620260    Granted    6942570    Off-line Remote Lottery

 

* Status of each patent and patent application is a matter of public record and is available at uspto.gov, which is incorporated herein by reference.
** These Certain Patent Assets (B (1-3)) are subject to Section 8.8 of the Merger Agreement.


SCHEDULE A

ASSETS

 

     Case Number    Cntry    Application
Number
   Application
Status
   Patent
Number
  

Short Titles

41    95-007X-C4    US    11/057665    Granted    7008318    Off-line Remote Lottery
42    95-007X-C5    US    11/304103    Granted    7285045    Off-line Remote Lottery
43    95-007X-C6    US    11/426959    Granted    7303468    Off-line Lottery
44    95-007X-C7    US    11/426963    Granted    7887405    Off-line Lottery
45    95-007XX    US    08/858123    Granted    6024640    Off-line Remote Lottery
46    97-006    US    08/822709    Granted    6267670    Fractional Lottery Tickets
47    97-006-C1    US    09/836409    Granted    6582304    Fractional Lottery Tickets
48    97-006-C2    US    10/424362    Granted    6887153    Fractional Lottery Tickets
49    97-006-C3    US    11/058653    Granted    7479060    Fractional Lottery Tickets
50    97-006-C4    US    11/425211    Granted    7547251    Fractional Lottery Tickets
51    97-006-C5    US    11/425228    Granted    7494417    Fractional Lottery Tickets
52    97-006WO    CA    2284662    Granted    2284662    Fractional Lottery Tickets
53    97-006WO    AU    776323    Granted    776323    Fractional Lottery Tickets
54    97-035    US    09/052295    Granted    6086477    Never Lose Lotto
55    97-035-C1    US    09/568484    Granted    6599186    Never Lose Lotto
56    97-035-C2    US    10/623046    Granted    6908382    Never Lose Lotto
57    97-035-C3    US    11/136043    Granted    7300349    Never Lose Lotto
58    97-035-C4    US    11/424906    Granted    7387569    Never Lose Lotto
59    97-035-C5    US    11/424911    Granted    7384332    Never Lose Lotto
60    97-035-C6    US    11/424912    Granted    7384333    Never Lose Lotto
61    97-035-C7    US    12/135758    Granted    7780514    Never Lose Lotto
62    97-036    US    08/912185    Granted    6146272    Conditional Lottery Ticket
63    97-036-C1    US    09/627192    Granted    6325716    Conditional Lottery Ticket
64    97-036-C2    US    10/162823    Granted    6733387    Conditional Lottery Ticket
65    97-429    US    09/001901    Granted    6250685    Scratch Ticket Video Poker
66    97-429-1    US    09/434270    Granted    6224055    Scratch Ticket Video Poker
67    97-429-1-C1    US    09/664957    Granted    6572107    Scratch Ticket Video Poker
68    97-558    US    09/045036    Granted    7606729    Fractional Lottery Tickets
69    98-076    US    09/596008    Granted    6676126    Scratch-Off Pachinko
70    98-076-C2    US    12/612460    Granted    8042809    Scratch-Off Pachinko
71    99-045    US    09/528595    Granted    6497408    Meta-Game—Lottery
72    99-045-C1    US    10/272125    Granted    7052394    Meta-Game—Lottery
73    99-045-C2    US    11/373725    Granted    8100749    Meta-Game—Lottery
74    99-045-C3    US    11/424962    Published       Meta-Game—Lottery
75    99-045-C4    US    11/424973    Published       Meta-Game—Lottery
76    99-112-C3    US    13/226191    Granted    8366544    Stored Outcomes on a PDA
77    99-112-C4    US    13/734034    Published       Stored Outcomes on a PDA

 

* Status of each patent and patent application is a matter of public record and is available at uspto.gov, which is incorporated herein by reference.
** These Certain Patent Assets (B (1-3)) are subject to Section 8.8 of the Merger Agreement.


SCHEDULE A

ASSETS

 

B. (2) CERTAIN PATENT ASSETS**— GAMING

 

     Case Number    Cntry    Application
Number
   Application
Status
   Patent
Number
  

Short Titles

1    01-006    US    10/121263    Granted    7040987    Slot Machine Customization via Internet
2    01-006-C1    US    11/406130    Published       Slot Customization via Internet
3    01-039    US    09/962065    Granted    7033276    Identification Triggered Slot Play
4    01-039-C3    US    11/423913    Published       Identification Triggered Slot Play
5    01-047    US    10/023149    Granted    6884167    Game of Knowledge Tournament System
6    02-034-C2    US    13/610837    Published       Authenticated Slot Machine Info
7    02-073-C1    US    11/934856    Granted    7524245    Securing Electronic Games of Skill
8    02-073-C2    US    12/430686    Allowed       Securing Electronic Games of Skill
9    03-008-C3    US    12/030522    Granted    8016658    Interpull Aggregation
10    03-020    AU    2004216719    Granted    2004216719    Surrender Your Equity
11    03-025-C1    US    12/511536    Published       Finite Object Slot Game
12    04-062    US    11/311505    Granted    7922579    Discard Video Poker with Ace Collection
13    07-014    US    12/136667    Granted    8147322    Binder of 50 Applications
14    07-014-C1    US    13/400871    Published       Application into MP Max Bet
15    08-003    US    12/098074    Published       Group Blackjack Sessions
16    94-001-C4    US    10/273808    Granted    6935952    Remote Gaming System
17    94-001-C10    US    12/107143    Published       Remote Gaming System
18    94-001X    AU    80254/94    Granted    698557    Remote Gaming System
19    94-001X    CA    2137498    Granted    2137498    Remote Gaming System
20    94-001X    GB    9425080.0    Granted    2287342    Remote Gaming System
21    94-001X    FR    9501081    Granted    9501081    Remote Gaming System
22    94-001X    IT    MI95A00164    Granted    1281324    Remote Gaming System
23    94-001X    ZA    95/0877    Granted    95/0877    Remote Gaming System
24    94-001X    TT    17/1995    Granted    17/1995    Remote Gaming System
25    94-001X    HT    232/5    Granted    232/5    Remote Gaming System
26    94-001X    AU    91377/01    Granted    770321    Remote Gaming System
27    94-001X    AU    2004222712    Granted    2004222712    Remote Gaming System
28    94-001X    AU    2008201144    Granted    2008201144    Remote Gaming System
29    94-001XXX    US    08/766576    Granted    6527638    Remote Gaming System
30    96-012    US    08/775588    Granted    6099408    Participatory Randomness
31    96-012    CA    2276608    Granted    2276608    Participatory Randomness
32    96-012    AU    56219/98    Granted    741888    Participatory Randomness
33    96-012    EP    97952659.7    Published       Participatory Randomness
34    96-012    AU    97372/01    Granted    777376    Participatory Randomness
35    96-012-C1    US    09/488608    Granted    6264557    Participatory Randomness
36    96-012-C2    US    09/895648    Granted    6450885    Participatory Randomness
37    96-126    US    08/885157    Granted    6193606    Game of Knowledge Add-On
38    96-126-C1    US    09/713046    Granted    6331144    Game of Knowledge Add-On
39    96-136    US    08/775388    Granted    6110041    Customizations from Tracking Card

 

* Status of each patent and patent application is a matter of public record and is available at uspto.gov, which is incorporated herein by reference.
** These Certain Patent Assets (B (1-3)) are subject to Section 8.8 of the Merger Agreement.


SCHEDULE A

ASSETS

 

     Case Number    Cntry    Application
Number
   Application
Status
   Patent
Number
  

Short Titles

40    96-136-C1    US    09/481204    Granted    6293866    Customizations from Tracking Card
41    96-217    US    08/888049    Granted    6203427    Virtual Punchboard
42    96-217-C1    US    09/765165    Granted    6790139    Virtual Punchboard
43    98-010    US    09/164473    Granted    6203430    Interpull Aggregation
44    98-035    US    09/157232    Granted    6328648    Hot Slot Virus
45    98-035-C1    US    10/007874    Granted    6648762    Hot Slot Virus

 

* Status of each patent and patent application is a matter of public record and is available at uspto.gov, which is incorporated herein by reference.
** These Certain Patent Assets (B (1-3)) are subject to Section 8.8 of the Merger Agreement.


SCHEDULE A

ASSETS

 

B. (3) CERTAIN PATENT ASSETS** — VENDING

 

     Case Number    Cntry    Application
Number
   Application
Status
   Patent
Number
  

Short Titles

1    00-069-C1    US    10/994913    Granted    7218991    Jukebox Vending Machine
2    00-069-C1-1    US    11/745876    Granted    7726562    Jukebox Vending Machine
3    00-069-C2    US    11/745796    Granted    7577496    Jukebox Vending Machine
4    02-007    US    10/095372    Granted    7233912    Vending Packages
5    02-007-C2    US    11/761826    Published       Auto Defined Vending Packages
6    03-039    AU    2004244307    Granted    2004244307    Vending Machine Profit Manager
7    03-039    JP    2006-533485    Granted    4478154    Vending Machine Profit Manager
8    03-039-C2    US    11/426332    Granted    7347364    Vending Machine Profit Manager
9    03-039-C4    US    13/042021    Published       Vending Machine Profit Management
10    03-039-C4-1    US    13/965444    Pending       Vending Machine Profit Management
11    03-050    US    10/968282    Granted    7389919    Vending Machine Fulfillment of POS Promotions
12    03-050-C1    US    11/948114    Published       Vending Machine Fulfillment of POS Promotions
13    03-055    US    10/966407    Granted    7894936    Revenue Managed Vending II
14    03-059    US    10/951296    Granted    8041453    Operator Load Processes
15    03-059    EP    04789534.7    Published       Operator Load Processes
16    03-059-C1    US    13/233546    Published       Operator Load Processes
17    03-060    US    11/057904    Published       Forced Inactive Vending Machine Gift Certificates
18    03-061    US    10/581588    Granted    7739181    Soda Cards
19    03-061-C1    US    12/775705    Granted    8234207    Soda Cards
20    03-061-C2    US    13/561863    Allowed       Soda Cards
21    03-065    US    11/063714    Granted    7353080    Health Trivia Vending Machine
22    03-065-C1    US    12/031323    Granted    7912580    Health Trivia Vending Machine
23    04-009    US    11/538293    Published       Cashless Change Vending
24    04-012    AU    2004262431    Granted    2004262431    Take 2 Vending With More Embodiments
25    04-012    CA    2532961    Pending    2532961    Take 2 Vending With More Embodiments
26    04-012    JP    2006-522149    Granted    4478149    Take 2 Vending With More Embodiments
27    04-012A-C1    US    11/426204    Granted    7499769    Take 2 Vending With More Embodiments
28    04-012A-C1-1    US    12/368369    Granted    8068933    Take 2 Vending With More Embodiments
29    04-012A-C2-1    US    11/877109    Granted    7912581    Take 2 Vending With More Embodiments
30    04-012A-C3-1    US    11/877182    Granted    7865265    Take 2 Vending With More Embodiments
31    04-012B-C3    US    11/426186    Published       Take 2 Vending With More Embodiments
32    04-020    US    11/571062    Granted    8131595    Vending Machine Memberships
33    04-039    JP    2007-521559    Granted    4443605    Nutritional Content Screen
34    04-039    US    11/719441    Granted    7783381    Nutritional Content Screen
35    04-047    US    11/078938    Granted    7216754    Bill Validator Acceptance Setting
36    04-047-C1    US    11/456392    Granted    7643902    Bill Validator Acceptance Setting
37    04-047-C2    US    11/456398    Granted    7641036    Bill Validator Acceptance Setting

 

* Status of each patent and patent application is a matter of public record and is available at uspto.gov, which is incorporated herein by reference.
** These Certain Patent Assets (B (1-3)) are subject to Section 8.8 of the Merger Agreement.


SCHEDULE A

ASSETS

 

     Case Number    Cntry    Application
Number
   Application
Status
   Patent
Number
  

Short Titles

38    05-009    US    11/376488    Published       WiFi Vending
39    05-009-C1    US    13/365962    Published       WiFi Vending
40    05-012    US    11/398378    Granted    7627496    EZ Code Account Management
41    05-012-C1    US    12/589788    Published       EZ Code Account Management
42    05-017    US    11/418603    Published       Vending Machine Email Marketing System
43    05-032    US    11/530279    Granted    7826923    Static Combo Vending
44    08-001    US    12/808199    Allowed       Social and Retail Hotspots
45    08-001    JP    2010/541580    Granted    5184650    Social and Retail Hotspots
46    08-001    EP    09701094.6    Granted    2250628    Social and Retail Hotspots
47    08-001    JP    2013-005275    Pending       Social and Retail Hotspots
48    97-070    US    08/947798    Granted    7546277    Revenue Managed Vending
49    97-070-1    US    11/926768    Granted    7711658    Revenue Managed Vending
50    97-070-3    US    11/926948    Granted    7894937    Revenue Managed Vending
51    97-071    US    08/966608    Granted    5988346    Subscription Vending
52    97-071    CA    2302753    Granted    2302753    Subscription Vending
53    97-071    JP    2000-519832    Granted    3848533    Subscription Vending
54    97-071-C1    US    09/353269    Granted    6085888    Subscription Vending
55    97-071-C2    US    09/545596    Granted    6298972    Subscription Vending
56    97-430    US    09/012163    Granted    6397193    Package Vending Deals
57    97-434    US    09/152905    Granted    6161059    Pay-to-Listen Vending
58    97-434-C1    US    09/635111    Granted    6317649    Pay-to-Listen Vending
59    97-434-C2    US    10/012132    Granted    6658323    Pay-to-Listen Vending
60    98-008    US    09/052093    Granted    6230150    Dynamic Vending Pricing Network
61    98-038    US    09/218085    Granted    7587333    Mystery Vending
62    98-040    US    09/164670    Granted    6324520    Vending Machine Demand Tracking
63    98-119    US    09/345092    Granted    7249050    Vending Machine Temptress
64    98-119-C1    US    11/456342    Granted    7451892    Mystery Code Vending
65    98-119-C2    US    11/456355    Granted    7885726    Substitute Product Vending

 

* Status of each patent and patent application is a matter of public record and is available at uspto.gov, which is incorporated herein by reference.
** These Certain Patent Assets (B (1-3)) are subject to Section 8.8 of the Merger Agreement.


SCHEDULE A

ASSETS

 

C. LITIGATION

 

   

Court

 

Case No.

  

Case Caption

  

Short Title

  

File Date

1

  Del.   11-309    WD v. Apple Inc. et al    Driving Directions    04/11/11

2

  Del.   11-311    WD v. Google et al    Automated Auction Bidding    04/11/11

3

  Del.   11-318    WD v. Myspace Inc. et al    Anonymous Communications    04/11/11

4

  Del.   11-320    WD v. American Airlines, Inc. et al    Package Pricing    04/11/11

5

  Del.   11-321    WD v. Ayre Acoustics Inc. et al    Broadcast Media Enhancements    04/11/11

6

  Del.   11-322    WD v. Activision Blizzard Inc. et al    Authenticated Outcomes    04/11/11

7

  Del.   11-326    WD v. Canon U.S.A. Inc. et al    Camera Auto Upload    04/12/11

8

  Del.   11-340    WD v. Criterion Capital et al    Anonymous Communications    04/15/11

9

  Del.   11-362    WD v. Amazon.com Inc.    Subscription Groceries    04/22/11

10

  Del.   11-368    WD v. 2K Games Inc. et al    Online Tournaments    04/25/11

11

  Del.   11-369    WD v. Google Inc. et al    Contextual Ads    04/26/11

12

  Del.   11-696    WD v. Microsoft Corp. et al    Games Preferences    08/08/11

13

  Del.   11-989    WD v. Google Inc.    Contextual Ads    10/18/11

14

  Del.   11-990    WD v. Amazon.com Inc.    Contextual Ads    10/18/11

15

  Del.   11-991    WD v. Microsoft Corporation    Contextual Ads    10/18/11

16

  Del.   11-993    WD v. Vibrant Media Inc.    Contextual Ads    10/18/11

17

  Del.   13-096    WD v. Wal-Mart Stores Inc.    POS Payments for Online orders    01/16/13

18

  Del.   13-097    WD v. Toys ‘R’ Us Inc.    POS Payments for Online orders    01/16/13

19

  Del.   13-098    WD v. PayNearMe et al.    POS Payments for Online orders    01/16/13

 

* The Status of each litigation is a matter of public record and is incorporated herein by reference.

 

* Status of each patent and patent application is a matter of public record and is available at uspto.gov, which is incorporated herein by reference.
** These Certain Patent Assets (B (1-3)) are subject to Section 8.8 of the Merger Agreement.


SCHEDULE A

ASSETS

 

D. TANGIBLE ASSETS

 

    

Property

1    MacBook Air (13-inch, Mid 2011)
2    HP Color Laserjet 3600N
3    Viewsonic 2226W display
4    MacBook Air (11-inch, Mid 2011)
5    Samsung P2770 display
6    HP Laserjet 1022N
7    HP Compaq Core 2 Duo Desktop SFF
8    Samsung Syncmaster 940bx display
9    Samsung Syncmaster 940bx display
10    HP Laserjet 4250tn
11    MacBook Pro (15-inch Late 2008)
12    MacBook Pro (15-inch Late 2008)
13    Viewsonic 2226W display
14    HP Laserjet 4050n
15    HP Compaq Core 2 Duo Desktop SFF
16    Samsung Syncmaster 940bx display
17    Samsung Syncmaster 940bx display
18    HP Laserjet 8000N
20    HP Compaq Core 2 Duo Desktop SFF
21    Samsung Syncmaster 943bx display
22    Samsung Syncmaster 213bx display
23    HP Color Laserjet 4600DN

 

* Status of each patent and patent application is a matter of public record and is available at uspto.gov, which is incorporated herein by reference.
** These Certain Patent Assets (B (1-3)) are subject to Section 8.8 of the Merger Agreement.


SCHEDULE A

ASSETS

 

E. URL’S

 

    

Domain

1    PatentProperties.com
2    IPLicense.com
3    ascppl.com
4    ascsppl.com
5    aselppl.com
6    aseppl.com
7    asfppl.com
8    asilpp.com
9    asippl.com
10    aslpp.com
11    asolp.com
12    asrppl.com
13    asulp.com
14    firstinventorpatentholdings.com
15    firstinventorpatents.com
16    globalpatentproperties.com
17    ippackagelicense.com
18    packagelicensing.com
19    patent-properties.com
20    patentpackagelicense.com
21    patentpropertiesinc.com
22    uspatentproperties.com
23    worldwidepatentproperties.com
24    aspatt.com
25    iplglobal.com
26    packagelicense.com
27    wdpatentsolutions.com

F. ASPATT

The automated system for patents and tech transfer (ASPATT) business plan and know-how.

 

* Status of each patent and patent application is a matter of public record and is available at uspto.gov, which is incorporated herein by reference.
** These Certain Patent Assets (B (1-3)) are subject to Section 8.8 of the Merger Agreement.


SCHEDULE B

Assumed Obligations

A. Service Contracts

 

    

Party

  

Service

1    IP Navigation    Consultant
2    Conquest eDiscovery    eDiscovery
3    IKON    Document
4    RAK    Lead Counsel
5    Simon Law Firm    Lead Counsel
6    Denton    Lead Counsel
7    Bayard    Local Counsel
8    Stamoulis    Lead Counsel
9    Tarek Fahmi    Prosecution
10    Shaked & Co    Prosecution
11    Dan Tedesco    Consulting
12    John Packes    Consulting
13    Magda Fincham    Consulting
14    Mike Downs    Consulting
16    IP Shakti, LLC    Consulting
17    ICR    Consulting

B. Contribution Agreements

 

1. Contribution Agreement, dated as of February 10, 2006, by and between Company Parent and Casino IP Holdings, LLC (n/k/a Walker Digital Gaming, LLC), as amended by that certain First Amendment to Contribution Agreement, dated as of May 12, 2010, as further amended by that certain Second Amendment to Contribution Agreement, dated as of June 28, 2010, as further amended by that certain Third Amendment to Contribution Agreement, dated as of June 21, 2011, as further amended by that certain Fourth Amendment to Contribution Agreement, dated as of June 27, 2011, as further amended by that certain Fifth Amendment to Contribution Agreement, dated as of July 12, 2011, as further amended by that certain Sixth Amendment to Contribution Agreement, dated July 10, 2013.

 

2. Contribution Agreement, dated as of December 17, 2006, by and between Company Parent and Walker Digital Lottery, LLC, as amended by that certain First Amendment to Contribution Agreement, dated as of May 12, 2010, as further amended by that certain Second Amendment to Contribution Agreement, dated as of June 21, 2011, as further amended by that certain Third Amendment to Contribution Agreement, dated as of June 21, 2011, as further amended by that certain Fourth Amendment to Contribution Agreement, dated as of June 27, 2011, as further amended by that certain Fifth Amendment to Contribution Agreement, dated as of July 12, 2011, as further amended by that certain Sixth Amendment to Contribution Agreement, dated July 10, 2013.


3. Contribution Agreement, dated as of December 17, 2006, by and between Company Parent and Walker Digital Vending, LLC, as amended by that certain First Amendment to Contribution Agreement, dated as of May 12, 2010, as further amended by that certain Second Amendment to Contribution Agreement, dated as of June 21, 2011, as further amended by that certain Third Amendment to Contribution Agreement, dated as of June 21, 2011, as further amended by that certain Fourth Amendment to Contribution Agreement, dated as of June 27, 2011, as further amended by that certain Fifth Amendment to Contribution Agreement, dated as of July 12, 2011, as further amended by that certain Sixth Amendment to Contribution Agreement, dated July 10, 2013.


SCHEDULE C

Encumbrances

 

C-3