-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Iewzl27XvJXb/PfXg6tfY23NTPXRn7YdU1TwKriolY9SCeQBvPjC/gS0LgRgzGkV ASUg0KsuYGbKWtJuWB+Okw== 0001294588-09-000007.txt : 20091013 0001294588-09-000007.hdr.sgml : 20091012 20091013162416 ACCESSION NUMBER: 0001294588-09-000007 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091013 DATE AS OF CHANGE: 20091013 EFFECTIVENESS DATE: 20091013 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Weaver C. Barksdale & Associates, Inc. CENTRAL INDEX KEY: 0001294588 IRS NUMBER: 621217255 STATE OF INCORPORATION: TN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10931 FILM NUMBER: 091117152 BUSINESS ADDRESS: STREET 1: 10 CADILLAC DRIVE, SUITE 450 CITY: BRENTWOOD STATE: TN ZIP: 37027-5078 BUSINESS PHONE: 615-665-1085 MAIL ADDRESS: STREET 1: 10 CADILLAC DRIVE, SUITE 450 CITY: BRENTWOOD STATE: TN ZIP: 37027-5078 13F-HR 1 secform13f093009.txt SEPTEMBER 30, 2009 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2009 Check here if Amendment [ ]; Amendment Number: ______ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Weaver C. Barksdale & Associates, Inc. Address: One Burton Hills Blvd, Suite 100 Nashville, Tennessee 37215 Form 13F File Number: 28-10931 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Deborah K. Slocum Title: Chief Compliance Officer Phone: 615-724-2218 Signature, Place, and Date of Signing: Deborah K. Slocum Nashville, Tennessee 10/13/2009 [Signature] [City, State] [Date] Report Type (Check only one.): [x] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: No other Managers FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 207 Form 13F Information Table Value Total: 39385 List of Other Included Managers: NONE VALUE SHARES/ SH/ PUT/ INVSTMT OTH VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRN MGR SOLE SHARED NONE AFLAC INC COMMON 001055102 16 374 SH SOLE 280 0 94 AK STL HLDG CORP COMMON 001547108 5 238 SH SOLE 238 0 0 AT&T INC COMMON 00206R102 22 816 SH SOLE 666 0 150 ACERGY S A ADR 00443E104 3 200 SH SOLE 200 0 0 AGRIUM INC COMMON 008916108 996 20000 SH SOLE 20000 0 0 ALKERMES INC COMMON 01642T108 1 140 SH SOLE 140 0 0 ALTERA CORP COMMON 021441100 1354 66000 SH SOLE 66000 0 0 ALTRIA GROUP INC COMMON 02209S103 10 580 SH SOLE 580 0 0 AMERICAN ELEC PWR INC COMMON 025537101 1257 40560 SH SOLE 40560 0 0 AMPHENOL CORP NEW COMMON 032095101 1507 40000 SH SOLE 40000 0 0 ANALOG DEVICES INC COMMON 032654105 26 942 SH SOLE 782 0 160 APTARGROUP INC COMMON 038336103 11 291 SH SOLE 291 0 0 ARCELORMITTAL SOUTH AF ADR 03937Y206 2 135 SH SOLE 135 0 0 AUTOMATIC DATA PROCE COMMON 053015103 23 592 SH SOLE 501 0 91 AUTOZONE INC COMMON 053332102 1170 8000 SH SOLE 8000 0 0 BB&T CORP COMMON 054937107 13 493 SH SOLE 493 0 0 BP PLC COMMON 055622104 12 232 SH SOLE 164 0 68 BAIDU COM INC COMMON 056752108 16 42 SH SOLE 42 0 0 BARCLAYS BK PLC COMMON 06739F291 6 96 SH SOLE 96 0 0 BAXTER INTL INC COMMON 071813109 8 135 SH SOLE 135 0 0 BECTON DICKINSON & CO COMMON 075887109 8 110 SH SOLE 110 0 0 BHP BILLITON LTD COMMON 088606108 4 63 SH SOLE 63 0 0 BLACKROCK INCOME TR IN MUT FD 09247F100 583 87875 SH SOLE 87875 0 0 BLACKROCK CORE BD TR MUT FD 09249E101 26 2100 SH SOLE 2100 0 0 BOEING CO COMMON 097023105 18 340 SH SOLE 340 0 0 BRILLIANCE CHINA AUTO H ADR 10949Q105 3 225 SH SOLE 225 0 0 BRISTOL MYERS SQUIBB CO COMMON 110122108 16 730 SH SOLE 730 0 0 BROWN & BROWN INC COMMON 115236101 20 1045 SH SOLE 1045 0 0 BROWN-FORMAN CORP- C B COMMON 115637209 9 193 SH SOLE 193 0 0 BURLINGTON NORTHN SAA COMMON 12189T104 18 220 SH SOLE 220 0 0 CF INDS HLDGS INC COMMON 125269100 1164 13500 SH SOLE 13500 0 0 CNOOC LTD COMMON 126132109 7 48 SH SOLE 48 0 0 CVR ENERGY INC COMMON 12662P108 4 320 SH SOLE 320 0 0 CELGENE CORP COMMON 151020104 76 1358 SH SOLE 1358 0 0 CENTRAIS ELETRICAS BRAS ADR 15234Q108 2 150 SH SOLE 150 0 0 CHEVRON CORP COMMON 166764100 21 305 SH SOLE 246 0 59 CHINA EASTN AIRLS LTD COMMON 16937R104 4 120 SH SOLE 120 0 0 CHINA LIFE INS CO LTD COMMON 16939P106 12 176 SH SOLE 176 0 0 CHINA SOUTHN AIRLS LTD COMMON 169409109 8 480 SH SOLE 480 0 0 CHINA PETE & CHEM CORP COMMON 16941R108 9 104 SH SOLE 104 0 0 CHUBB CORP COMMON 171232101 14 271 SH SOLE 271 0 0 CINCINNATI FINL CORP COMMON 172062101 13 519 SH SOLE 519 0 0 CLOROX CO DEL COMMON 189054109 18 303 SH SOLE 303 0 0 COGNIZANT TECHNOLOGY COMMON 192446102 1183 30590 SH SOLE 30590 0 0 COMMERCE BANCSHARES COMMON 200525103 22 598 SH SOLE 478 0 120 CGG VERITAS ADR 204386106 2 100 SH SOLE 100 0 0 CONAGRA FOODS INC COMMON 205887102 17 780 SH SOLE 780 0 0 CONOCOPHILLIPS COMMON 20825C104 10 230 SH SOLE 166 0 64 CONTANGO OIL & GAS CO COMMON 21075N204 3 60 SH SOLE 60 0 0 CTRIP COM INTL LTD COMMON 22943F100 11 184 SH SOLE 184 0 0 DELTA AIR LINES INC DEL COMMON 247361702 7 779 SH SOLE 779 0 0 DIAMOND OFFSHORE DRIL COMMON 25271C102 1017 10647 SH SOLE 10647 0 0 DOVER CORP COMMON 260003108 14 352 SH SOLE 352 0 0 E HOUSE CHINA HLDGS LTD COMMON 26852W103 3 128 SH SOLE 128 0 0 EARTHLINK INC COMMON 270321102 4 436 SH SOLE 436 0 0 EATON CORP COMMON 278058102 20 358 SH SOLE 358 0 0 EATON VANCE CORP COMMON 278265103 15 522 SH SOLE 397 0 125 EMERSON ELEC CO COMMON 291011104 26 642 SH SOLE 539 0 103 ENCORE ENERGY PARTNR COMMON 29257A106 3 160 SH SOLE 160 0 0 ENERGEN CORP COMMON 29265N108 4 86 SH SOLE 0 0 86 ENTERPRISE PRODS PRTR COMMON 293792107 34 1190 SH SOLE 1190 0 0 EXPRESS SCRIPTS INC COMMON 302182100 616 7941 SH SOLE 7941 0 0 EXXON MOBIL CORP COMMON 30231G102 25 359 SH SOLE 301 0 58 FPL GROUP INC COMMON 302571104 14 256 SH SOLE 184 0 72 FAMILY DLR STORES INC COMMON 307000109 8 310 SH SOLE 310 0 0 FEDERAL HOME LN MTG P8.375 12/31/2012 313400624 14 7800 SH SOLE 7800 0 0 FANNIE MAE PREFERRED 8.25 5/20/2013 313586737 4 2600 SH SOLE 2600 0 0 FIRST TRUST FIDAC MTG INC MUTUAL FUND 33734E103 312 17506 SH SOLE 17506 0 0 FLOWSERVE CORP COMMON 34354P105 1498 15200 SH SOLE 15200 0 0 FOCUS MEDIA HLDG LTD COMMON 34415V109 4 384 SH SOLE 384 0 0 FRONTIER OIL CORP COMMON 35914P105 1 100 SH SOLE 100 0 0 GAZPROM NEFT COMMON 36829G107 8 400 SH SOLE 400 0 0 GENERAL DYNAMICS CORP COMMON 369550108 27 419 SH SOLE 359 0 60 GENERAL MLS INC COMMON 370334104 25 390 SH SOLE 310 0 80 GENWORTH FINANCIAL INC COMMON 37247D106 3 285 SH SOLE 285 0 0 GILEAD SCIENCES INC COMMON 375558103 60 1287 SH SOLE 1287 0 0 GOLDMAN SACHS GROUP I COMMON 38141G104 50 270 SH SOLE 270 0 0 GRAINGER W W INC COMMON 384802104 14 157 SH SOLE 100 0 57 HDFC BANK LTD COMMON 40415F101 11 96 SH SOLE 96 0 0 HARRIS CORP DEL COMMON 413875105 1149 30561 SH SOLE 30561 0 0 HARRIS STRATEX NETWORK COMMON 41457P106 0 50 SH SOLE 50 0 0 HEINZ H J CO COMMON 423074103 69 1747 SH SOLE 1747 0 0 HELIX ENERGY SOLUTIONS COMMON 42330P107 3 200 SH SOLE 200 0 0 HENKEL AG & CO KGAA ADR 42550U109 2 60 SH SOLE 60 0 0 HENRY JACK & ASSOC INC COMMON 426281101 24 1026 SH SOLE 840 0 186 HIGHVELD STL & VANADIUM COMMON 431232305 2 190 SH SOLE 190 0 0 HOME DEPOT INC COMMON 437076102 15 580 SH SOLE 580 0 0 HOPEWELL HWY INFRASTR ADR 439554106 0 13 SH SOLE 13 0 0 HUTCHISON TELECOMM INT COMMON 44841T107 2 500 SH SOLE 500 0 0 ITT EDUCATIONAL SERVICES COMMON 45068B109 662 6000 SH SOLE 6000 0 0 ILLINOIS TOOL WORKS INC COMMON 452308109 26 607 SH SOLE 511 0 96 INFINEON TECHNOLOGIES COMMON 45662N103 8 1400 SH SOLE 1400 0 0 INFOSYS TECHNOLOGIES L COMMON 456788108 9 192 SH SOLE 192 0 0 INTEL CORP COMMON 458140100 15 783 SH SOLE 540 0 243 INTERNATIONAL BUSINESS COMMON 459200101 69 581 SH SOLE 534 0 47 INTUITIVE SURGICAL INC COMMON 46120E602 1836 7000 SH SOLE 7000 0 0 ISHARES INC COMMON 464286673 5 480 SH SOLE 480 0 0 ISHARES INC COMMON 464286731 6 480 SH SOLE 480 0 0 ISHARES INC COMMON 464286772 7 150 SH SOLE 150 0 0 ISHARES SILVER TRUST COMMON 46428Q109 20 1200 SH SOLE 1200 0 0 JSC MMC NORILSK NICKEL COMMON 46626D108 3 275 SH SOLE 275 0 0 JOHNSON & JOHNSON COMMON 478160104 18 292 SH SOLE 292 0 0 JOHNSON CTLS INC COMMON 478366107 28 1090 SH SOLE 924 0 166 JUNIPER NETWORKS INC COMMON 48203R104 65 2390 SH SOLE 2390 0 0 KELLOGG CO COMMON 487836108 13 260 SH SOLE 174 0 86 KIMBERLY CLARK CORP COMMON 494368103 22 377 SH SOLE 313 0 64 L-3 COMMUNICATIONS HLDG COMMON 502424104 1124 14000 SH SOLE 14000 0 0 LILLY ELI & CO COMMON 532457108 25 762 SH SOLE 660 0 102 LINN ENERGY LLC COMMON 536020100 3 135 SH SOLE 135 0 0 LONGTOP FINL TECHNOLOG COMMON 54318P108 2 64 SH SOLE 64 0 0 LOWES COS INC COMMON 548661107 14 670 SH SOLE 670 0 0 MFS CHARTER INCOME TR MUTUAL FUND 552727109 84 9300 SH SOLE 9300 0 0 MFS INTER INCOME TR MUTUAL FUND 55273C107 970 141450 SH SOLE 141450 0 0 MFS GOVT MKTS INCOME TR MUTUAL FUND 552939100 90 11746 SH SOLE 11746 0 0 MADECO SA ADR 556304202 4 600 SH SOLE 600 0 0 MANITOWOC INC COMMON 563571108 2 159 SH SOLE 159 0 0 MARATHON OIL CORP COMMON 565849106 12 387 SH SOLE 301 0 86 MASTERCARD INC COMMON 57636Q104 1455 7200 SH SOLE 7200 0 0 MCCORMICK & CO INC COMMON 579780206 8 230 SH SOLE 230 0 0 MCDONALDS CORP COMMON 580135101 6 98 SH SOLE 0 0 98 MCGRAW HILL INC COMMON 580645109 8 300 SH SOLE 300 0 0 MECHEL OAO (MTL) ADR 583840103 9 500 SH SOLE 500 0 0 MEREDITH CORP COMMON 589433101 15 486 SH SOLE 486 0 0 MINDRAY MEDICAL INTL LTD COMMON 602675100 7 215 SH SOLE 215 0 0 MYLAN INC COMMON 628530107 1345 84000 SH SOLE 84000 0 0 NASDAQ STOCK MARKET COMMON 631103108 1053 50000 SH SOLE 50000 0 0 NATIONAL FUEL GAS CO N J COMMON 636180101 5 102 SH SOLE 0 0 102 NETEASE COM INC ADR 64110W102 13 294 SH SOLE 294 0 0 NEW ORIENTAL ED & TECH COMMON 647581107 6 80 SH SOLE 80 0 0 NEW WORLD DEV LTD COMMON 649274305 3 750 SH SOLE 750 0 0 NORDSTROM INC COMMON 655664100 17 545 SH SOLE 460 0 85 NORFOLK SOUTHERN CORP COMMON 655844108 14 317 SH SOLE 230 0 87 NORTHERN TRUST CORP COOMON 665859104 1163 20000 SH SOLE 20000 0 0 NOVARTIS A G COMMON 66987V109 24 479 SH SOLE 379 0 100 OM GROUP INC COMMON 670872100 2 79 SH SOLE 79 0 0 OIL CO LUKOIL COMMON 677862104 4 70 SH SOLE 70 0 0 OIL STS INTL INC COMMON 678026105 2 60 SH SOLE 60 0 0 ORACLE CORP COMMON 68389X105 55 2640 SH SOLE 2640 0 0 OVERSEAS SHIPHOLDING G COMMON 690368105 2 65 SH SOLE 65 0 0 OWENS & MINOR INC NEW COMMON 690732102 13 295 SH SOLE 185 0 110 PNC PREFERRED FUND TR 8.7 3/15/2013 69349DAA4 189 200000 PRN SOLE 200000 0 0 PPG INDS INC COMMON 693506107 27 462 SH SOLE 462 0 0 PATNI COMPUTER SYS COMMON 703248203 4 200 SH SOLE 200 0 0 PATRIOT COAL CORP COMMON 70336T104 3 290 SH SOLE 290 0 0 PAYCHEX INC COMMON 704326107 22 770 SH SOLE 638 0 132 PIEDMONT NAT GAS INC COMMON 720186105 6 266 SH SOLE 266 0 0 PITNEY BOWES INC COMMON 724479100 14 573 SH SOLE 573 0 0 POLARIS INDS INC COMMON 731068102 27 667 SH SOLE 561 0 106 PRECISION DRILLING TR COMMON 740215108 1 85 SH SOLE 85 0 0 PROCTER & GAMBLE CO COMMON 742718109 22 376 SH SOLE 306 0 70 PROGRESS ENERGY INC COMMON 743263105 16 400 SH SOLE 400 0 0 PROSHARES TR COMMON 74347R883 343 8500 SH SOLE 8500 0 0 RADIAN GROUP INC COMMON 750236101 1 137 SH SOLE 137 0 0 REVENUESHARES ETF TR COMMON 761396209 1149 50000 SH SOLE 50000 0 0 ROYAL DUTCH SHELL PLC COMMON 780259206 17 300 SH SOLE 227 0 73 SPDR TR COMMON 78462F103 6 55 SH SOLE 55 0 0 STREETTRACKS GOLD TR COMMON 78463V107 35 350 SH SOLE 350 0 0 SPDR SERIES TRUST COMMON 78464A680 664 14474 SH SOLE 14474 0 0 ST JUDE MED INC COMMON 790849103 1092 28000 SH SOLE 28000 0 0 SALESFORCE COM INC COMMON 7 9466L302 1196 21000 SH SOLE 21000 0 0 SANTOS LIMITED ADR 803021609 2 40 SH SOLE 40 0 0 SASOL LTD ADR 803866300 2 55 SH SOLE 55 0 0 SATYAM COMPUTER SERVIC COMMON 804098101 3 400 SH SOLE 400 0 0 SCHNITZER STL INDS CL A COMMON 806882106 3 55 SH SOLE 55 0 0 SHERWIN WILLIAMS CO COMMON 824348106 10 160 SH SOLE 160 0 0 SIGMA-ALDRICH CORP COMMON 826552101 16 302 SH SOLE 196 0 106 SILVERCORP METALS INC COMMON 82835P103 2 416 SH SOLE 416 0 0 SINOPEC SHANGHAI PETRO COMMON 82935M109 4 96 SH SOLE 96 0 0 SMUCKER J M CO COMMON 832696405 10 180 SH SOLE 180 0 0 SOHU COM INC COMMON 83408W103 1449 21064 SH SOLE 21064 0 0 SOUTH JERSEY INDS INC COMMON 838518108 14 388 SH SOLE 258 0 130 STANLEY WORKS COMMON 854616109 11 260 SH SOLE 260 0 0 STATE STR CORP COMMON 857477103 57 1080 SH SOLE 1080 0 0 STONE ENERGY CORP COMMON 861642106 1 58 SH SOLE 58 0 0 SUNOCO INC COMMON 86764P109 3 90 SH SOLE 90 0 0 SUPERVALU INC COMMON 868536103 13 839 SH SOLE 839 0 0 SURGUTNEFTEGAZ JSC ADR 868861105 2 450 SH SOLE 450 0 0 SYSCO CORP COMMON 871829107 18 719 SH SOLE 719 0 0 TELKOM SA LTD ADR 879603108 2 100 SH SOLE 100 0 0 TEREX CORP NEW COMMON 880779103 3 168 SH SOLE 168 0 0 3M CO COMMON 88579Y101 25 344 SH SOLE 287 0 57 TRINITY INDS INC COMMON 896522109 2 90 SH SOLE 90 0 0 TRINITY MIRROR PLC COMMON 89653Q105 6 1100 SH SOLE 1100 0 0 UAL CORP COMMON 902549807 2 251 SH SOLE 251 0 0 UNITED PARCEL SERVICE I COMMON 911312106 16 278 SH SOLE 278 0 0 UNITED STS GASOLINE FD COMMON 91201T102 14 450 SH SOLE 450 0 0 UNITED STATES STL CORP COMMON 912909108 3 70 SH SOLE 70 0 0 UNITED TECHNOLOGIES C COMMON 913017109 14 237 SH SOLE 170 0 67 VF CORP COMMON 918204108 25 342 SH SOLE 290 0 52 VISA INC COMMON 92826C839 65 938 SH SOLE 938 0 0 VMWARE INC COMMON 928563402 1406 35000 SH SOLE 35000 0 0 W & T OFFSHORE INC COMMON 92922P106 1 90 SH SOLE 90 0 0 WUXI PHARMATECH CAYMAN COMMON 929352102 2 160 SH SOLE 160 0 0 WABTEC CORP COMMON 929740108 1088 29000 SH SOLE 29000 0 0 WELLCARE HEALTH PLANS I COMMON 94946T106 2 70 SH SOLE 70 0 0 WESTERN ASSET CLYM INFL MUTUAL FUND 95766R104 610 51300 SH SOLE 51300 0 0 WESTERN ASSET INFL MGMT MUTUAL FUND 95766U107 119 7440 SH SOLE 7440 0 0 WESTPAC BKG CORP COMMON 961214301 5 40 SH SOLE 40 0 0 WOORI FIN HLDGS CO LTD COMMON 981063100 2 50 SH SOLE 50 0 0 XILINX INC COMMON 983919101 1171 50000 SH SOLE 50000 0 0 YAMANA GOLD INC COMMON 98462Y100 1178 110000 SH SOLE 110000 0 0 YANZHOU COAL MNG CO COMMON 984846105 8 570 SH SOLE 570 0 0 DAI EI INC COMMON DAI.JP 0 30 SH SOLE 30 0 0 AIRCASTLE LTD COMMON G0129K104 2 180 SH SOLE 180 0 0 ACCENTURE PLC CL A COMMON G1151C101 29 768 SH SOLE 638 0 130 MARVELL TECHNOLOGY GR ORD G5876H105 1889 116700 SH SOLE 116700 0 0 SINA CORP COMMON G81477104 3 88 SH SOLE 88 0 0
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