0001209191-18-038425.txt : 20180618 0001209191-18-038425.hdr.sgml : 20180618 20180618193827 ACCESSION NUMBER: 0001209191-18-038425 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180615 FILED AS OF DATE: 20180618 DATE AS OF CHANGE: 20180618 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Huggenberger Raymond CENTRAL INDEX KEY: 0001596078 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36309 FILM NUMBER: 18905812 MAIL ADDRESS: STREET 1: 326 BOLLAY DRIVE CITY: GOLETA STATE: CA ZIP: 93117 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Inogen Inc CENTRAL INDEX KEY: 0001294133 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 326 BOLLAY DRIVE CITY: GOLETA STATE: CA ZIP: 93117 BUSINESS PHONE: 805-562-0500 MAIL ADDRESS: STREET 1: 326 BOLLAY DRIVE CITY: GOLETA STATE: CA ZIP: 93117 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-06-15 0 0001294133 Inogen Inc INGN 0001596078 Huggenberger Raymond 326 BOLLAY DRIVE GOLETA CA 93117 1 0 0 0 Common Stock 2018-06-15 4 M 0 944 8.37 A 8741 D Common Stock 2018-06-15 4 M 0 4500 16.62 A 13241 D Common Stock 2018-06-15 4 M 0 2500 38.54 A 15741 D Common Stock 2018-06-15 4 M 0 2500 44.19 A 18241 D Common Stock 2018-06-15 4 S 0 10444 183.50 D 7797 D Stock Option (right to buy) 8.37 2018-06-15 4 M 0 944 0.00 D 2023-10-09 Common Stock 944 4093 D Stock Option (right to buy) 16.62 2018-06-15 4 M 0 4500 0.00 D 2021-03-31 Common Stock 4500 35656 D Stock Option (right to buy) 38.54 2018-06-15 4 M 0 2500 0.00 D 2022-05-15 Common Stock 2500 47900 D Stock Option (right to buy) 44.19 2018-06-15 4 M 0 2500 0.00 D 2023-05-11 Common Stock 2500 80300 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 2, 2018. Subject to the reporting person's continuing service, one forty-eighth (1/48th) of the shares subject to the option shall vest each month on the same day as the vesting commencement date, such that the shares subject to the option shall become fully vested and exercisable on the fourth (4th) anniversary of the vesting commencement date. The vesting commencement date for this option is October 1, 2013. Subject to the reporting person's continuing service, 1/48th of the total shares subject to the option shall vest every month after March 1, 2014. Subject to the reporting person's continuing service, twenty-five percent (25%) of the shares subject to the option shall vest and become exercisable on the one year anniversary of the vesting commencement date, and thereafter, one forty-eighth (1/48th) of the total shares subject to the option shall vest each month on the same day as the vesting commencement date. The vesting commencement date for this option is May 1, 2015. Subject to the reporting person's continuing service, twenty-five percent (25%) of the shares subject to the option shall vest and become exercisable on the one year anniversary of the vesting commencement date, and thereafter, one forty-eighth (1/48th) of the shares subject to the option shall vest each month on the same day as the vesting commencement date, such that the shares subject to the option shall become fully vested and exercisable on the fourth (4th) anniversary of the vesting commencement date. The vesting commencement date for this option is May 1, 2016. /s/ Alison Bauerlein, as Attorney-in-Fact 2018-06-18