0001209191-18-038425.txt : 20180618
0001209191-18-038425.hdr.sgml : 20180618
20180618193827
ACCESSION NUMBER: 0001209191-18-038425
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180615
FILED AS OF DATE: 20180618
DATE AS OF CHANGE: 20180618
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Huggenberger Raymond
CENTRAL INDEX KEY: 0001596078
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36309
FILM NUMBER: 18905812
MAIL ADDRESS:
STREET 1: 326 BOLLAY DRIVE
CITY: GOLETA
STATE: CA
ZIP: 93117
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Inogen Inc
CENTRAL INDEX KEY: 0001294133
STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
BUSINESS ADDRESS:
STREET 1: 326 BOLLAY DRIVE
CITY: GOLETA
STATE: CA
ZIP: 93117
BUSINESS PHONE: 805-562-0500
MAIL ADDRESS:
STREET 1: 326 BOLLAY DRIVE
CITY: GOLETA
STATE: CA
ZIP: 93117
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-06-15
0
0001294133
Inogen Inc
INGN
0001596078
Huggenberger Raymond
326 BOLLAY DRIVE
GOLETA
CA
93117
1
0
0
0
Common Stock
2018-06-15
4
M
0
944
8.37
A
8741
D
Common Stock
2018-06-15
4
M
0
4500
16.62
A
13241
D
Common Stock
2018-06-15
4
M
0
2500
38.54
A
15741
D
Common Stock
2018-06-15
4
M
0
2500
44.19
A
18241
D
Common Stock
2018-06-15
4
S
0
10444
183.50
D
7797
D
Stock Option (right to buy)
8.37
2018-06-15
4
M
0
944
0.00
D
2023-10-09
Common Stock
944
4093
D
Stock Option (right to buy)
16.62
2018-06-15
4
M
0
4500
0.00
D
2021-03-31
Common Stock
4500
35656
D
Stock Option (right to buy)
38.54
2018-06-15
4
M
0
2500
0.00
D
2022-05-15
Common Stock
2500
47900
D
Stock Option (right to buy)
44.19
2018-06-15
4
M
0
2500
0.00
D
2023-05-11
Common Stock
2500
80300
D
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 2, 2018.
Subject to the reporting person's continuing service, one forty-eighth (1/48th) of the shares subject to the option shall vest each month on the same day as the vesting commencement date, such that the shares subject to the option shall become fully vested and exercisable on the fourth (4th) anniversary of the vesting commencement date. The vesting commencement date for this option is October 1, 2013.
Subject to the reporting person's continuing service, 1/48th of the total shares subject to the option shall vest every month after March 1, 2014.
Subject to the reporting person's continuing service, twenty-five percent (25%) of the shares subject to the option shall vest and become exercisable on the one year anniversary of the vesting commencement date, and thereafter, one forty-eighth (1/48th) of the total shares subject to the option shall vest each month on the same day as the vesting commencement date. The vesting commencement date for this option is May 1, 2015.
Subject to the reporting person's continuing service, twenty-five percent (25%) of the shares subject to the option shall vest and become exercisable on the one year anniversary of the vesting commencement date, and thereafter, one forty-eighth (1/48th) of the shares subject to the option shall vest each month on the same day as the vesting commencement date, such that the shares subject to the option shall become fully vested and exercisable on the fourth (4th) anniversary of the vesting commencement date. The vesting commencement date for this option is May 1, 2016.
/s/ Alison Bauerlein, as Attorney-in-Fact
2018-06-18