| FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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| Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). | |||||||||||||||||
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
Kayne Anderson MLP Investment CO [ KYN ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 07/30/2014 | ||||||||||||||||||||||||||
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4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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| Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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| 1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
| Code | V | Amount | (A) or (D) | Price | ||||||
| Series JJ Unsecured Senior Notes | 07/30/2014 | P | 13,000,000 | A | $1 | 13,000,000 | D | |||
| Series JJ Unsecured Senior Notes | 07/30/2014 | P | 500,000 | A | $1 | 500,000 | I | By MassMutual Asia Limited | ||
| Mandatory Redeemable Preferred Shares due 5/7/2017 | 832,000 | D | ||||||||
| Series C MRPS due 2020 | 572,000 | D | ||||||||
| Series G Senior Unsecured Notes due 2011 | 6,000,000 | D | ||||||||
| Series I Senior Unsecured Notes due 2012 | 11,000,000 | D | ||||||||
| Series K Senior Unsecured Notes due 2013 | 32,000,000 | D | ||||||||
| Series KK Senior Unsecured Note | 15,600,000 | D | ||||||||
| Series O Senior Unsecured Notes due 5/7/2015 | 12,800,000 | D | ||||||||
| Series S Senior Notes due 2020 | 17,100,000 | D | ||||||||
| Series KK Senior Unsecured Note | 600,000 | I | By Babson Capital Management LLC | |||||||
| Mandatory Redeemable Preferred Shares due 5/7/2017 | 208,000 | I | By C.M. Life Insurance company | |||||||
| Series C MRPS due 2020 | 28,000 | I | By C.M. Life Insurance company | |||||||
| Series K Senior Unsecured Notes due 2013 | 3,000,000 | I | By C.M. Life Insurance company | |||||||
| Series O Senior Unsecured Notes due 5/7/2015 | 3,200,000 | I | By C.M. Life Insurance company | |||||||
| Series S Senior Notes due 2020 | 900,000 | I | By C.M. Life Insurance company | |||||||
| Series KK Senior Unsecured Note | 800,000 | I | By MassMutual Asia Limited | |||||||
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Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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| 1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Explanation of Responses: |
| Remarks: |
| MassMutual Asia Limited is an indirect wholly-owned subsidiary of the Reporting Person. |
| /s/ Donald Griffith, Vice President Corporate Compliance | 07/31/2014 | |
| ** Signature of Reporting Person | Date | |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
| * If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. | ||