FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
|
|||||||||||||||
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
|
2. Issuer Name and Ticker or Trading Symbol
TechTarget Inc [ Z ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
|
||||||||||||||||||||||||
3. Date of Earliest Transaction
(Month/Day/Year) 07/19/2011 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
|
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
---|---|---|---|---|---|---|---|---|---|---|
1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Class A Common Stock | 07/19/2011 | C(1) | 2,202,081(1) | A | (1) | 2,202,081 | I | TCV V, L.P.(2) | ||
Class A Common Stock | 07/19/2011 | C(1) | 42,358(1) | A | (1) | 42,358 | I | TCV Member Fund, L.P.(3) | ||
Class A Common Stock | 07/19/2011 | C(1) | 330,167(1) | A | (1) | 2,532,248 | I | TCV V, L.P.(2) | ||
Class A Common Stock | 07/19/2011 | C(1) | 6,498(1) | A | (1) | 48,856 | I | TCV Member Fund, L.P.(3) | ||
Class A Common Stock | 07/19/2011 | C(1) | 1,468,520(1) | A | (1) | 4,000,768 | I | TCV V, L.P.(2) | ||
Class A Common Stock | 07/19/2011 | C(1) | 28,856(1) | A | (1) | 77,712 | I | TCV Member Fund, L.P.(3) |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Series A Preferred Stock | (1) | 07/19/2011 | C(1) | 7,443,035 | (1) | (1) | Class A Common Stock | 2,202,081(1) | $0(1) | 0 | I | TCV V, L.P.(2) | |||
Series A Preferred Stock | (1) | 07/19/2011 | C(1) | 143,171 | (1) | (1) | Class A Common Stock | 42,358(1) | $0(1) | 0 | I | TCV Member Fund, L.P.(3) | |||
Series B Preferred Stock | (1) | 07/19/2011 | C(1) | 1,115,967 | (1) | (1) | Class A Common Stock | 330,167(1) | $0(1) | 0 | I | TCV V, L.P.(2) | |||
Series B Preferred Stock | (1) | 07/19/2011 | C(1) | 21,964 | (1) | (1) | Class A Common Stock | 6,498(1) | $0(1) | 0 | I | TCV Member Fund, L.P.(3) | |||
Series C Preferred Stock | (1) | 07/19/2011 | C(1) | 4,963,603 | (1) | (1) | Class A Common Stock | 1,468,520(1) | $0(1) | 0 | I | TCV V, L.P.(2) | |||
Series C Preferred Stock | (1) | 07/19/2011 | C(1) | 97,537 | (1) | (1) | Class A Common Stock | 28,856(1) | $0(1) | 0 | I | TCV Member Fund, L.P.(3) |
1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
| ||||||||||||||||||||||||
1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
| ||||||||||||||||||||||||
1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
| ||||||||||||||||||||||||
1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
| ||||||||||||||||||||||||
1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
| ||||||||||||||||||||||||
1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
| ||||||||||||||||||||||||
1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
| ||||||||||||||||||||||||
1. Name and Address of Reporting Person*
(Street)
Relationship of Reporting Person(s) to Issuer
|
Explanation of Responses: |
1. The Preferred Stock converted into Class A Common Stock on a 3.38-to-1 basis upon the effectiveness of the issuer's registration statement on Form S-1 under the Securities Act of 1933, filed in connection with the issuer's initial public offering, and had no expiration date. Any fractional share resulting from the conversion was cashed out. |
2. These shares are directly held by TCV V, L.P. Each of Jay C. Hoag, Richard H. Kimball, John L. Drew, Jon Q. Reynolds, Jr., and William J.G. Griffith IV (collectively the "TCM Members") are Class A Members of Technology Crossover Management V, L.L.C. ("TCM V"), which is the sole general partner of TCV V, L.P. The TCM Members and TCM V may be deemed to beneficially own the shares held by TCV V, L.P., but the TCM Members and TCM V disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. |
3. These shares are directly held by TCV Member Fund, L.P. Each of the TCM Members are (i) Class A Members of TCM V, which is a general partner of TCV Member Fund, L.P., and (ii) limited partners of TCV Member Fund, L.P. The TCM Members and TCM V may be deemed to beneficially own the shares held by TCV Member Fund, L.P., but the TCM Members and TCM V disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein. |
Remarks: |
Frederic D. Fenton, Authorized signatory for Jay C. Hoag | 07/21/2011 | |
Frederic D. Fenton, Authorized signatory for Richard H. Kimball | 07/21/2011 | |
Frederic D. Fenton, Authorized signatory for John L. Drew | 07/21/2011 | |
Frederic D. Fenton, Authorized signatory for Jon Q. Reynolds, Jr. | 07/21/2011 | |
Frederic D. Fenton, Authorized signatory for William J.G. Griffith IV | 07/21/2011 | |
Frederic D. Fenton, Authorized signatory for Technology Crossover Management V, L.L.C. | 07/21/2011 | |
Frederic D. Fenton, Authorized signatory for TCV V, L.P. | 07/21/2011 | |
Frederic D. Fenton, Authorized signatory for TCV Member Fund, L.P. | 07/21/2011 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |