0000919574-12-005187.txt : 20120828 0000919574-12-005187.hdr.sgml : 20120828 20120828134127 ACCESSION NUMBER: 0000919574-12-005187 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120820 FILED AS OF DATE: 20120828 DATE AS OF CHANGE: 20120828 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ZIMMERMAN, JAMIE CENTRAL INDEX KEY: 0001453443 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33443 FILM NUMBER: 121059349 MAIL ADDRESS: STREET 1: C/O LITESPEED MANAGEMENT LLC STREET 2: 237 PARK AVENUE, SUITE 900 CITY: NEW YORK STATE: NY ZIP: 10017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DYNEGY INC. CENTRAL INDEX KEY: 0001379895 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 205653152 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1000 LOUISIANA STREET, SUITE 5800 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: (713) 507-6400 MAIL ADDRESS: STREET 1: 1000 LOUISIANA STREET, SUITE 5800 CITY: HOUSTON STATE: TX ZIP: 77002 FORMER COMPANY: FORMER CONFORMED NAME: Dynegy Inc.. DATE OF NAME CHANGE: 20070404 FORMER COMPANY: FORMER CONFORMED NAME: Dynegy Acquisition, Inc.. DATE OF NAME CHANGE: 20070403 FORMER COMPANY: FORMER CONFORMED NAME: Dynegy Acquisition, Inc. DATE OF NAME CHANGE: 20061102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Litespeed Management, L.L.C. CENTRAL INDEX KEY: 0001292975 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33443 FILM NUMBER: 121059350 BUSINESS ADDRESS: STREET 1: 237 PARK AVENUE STREET 2: SUITE 900 CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-808-7420 MAIL ADDRESS: STREET 1: 237 PARK AVENUE STREET 2: SUITE 900 CITY: NEW YORK STATE: NY ZIP: 10017 FORMER NAME: FORMER CONFORMED NAME: Litespeed Management LLC DATE OF NAME CHANGE: 20040607 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LITESPEED MASTER FUND, LTD. CENTRAL INDEX KEY: 0001453444 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33443 FILM NUMBER: 121059348 BUSINESS ADDRESS: STREET 1: C/O LITESPEED MANAGEMENT LLC STREET 2: 237 PARK AVENUE, SUITE 900 CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-808-7420 MAIL ADDRESS: STREET 1: C/O LITESPEED MANAGEMENT LLC STREET 2: 237 PARK AVENUE, SUITE 900 CITY: NEW YORK STATE: NY ZIP: 10017 4 1 p1315911.xml OWNERSHIP DOCUMENT X0306 4 2012-08-20 0 0001379895 DYNEGY INC. DYNIQ 0001292975 Litespeed Management, L.L.C. 237 PARK AVENUE, SUITE 900 NEW YORK NY 10017 0 0 1 0 0001453443 ZIMMERMAN, JAMIE C/O LITESPEED MANAGEMENT, L.L.C. 237 PARK AVENUE, SUITE 900 NEW YORK NY 10017 0 0 1 0 0001453444 LITESPEED MASTER FUND, LTD. C/O OGIER FIDUCIARY SVCS (CAYMAN) LTD 89 NEXUS WAY, CAMANA BAY GRAND CAYMAN E9 KY1-9007 CAYMAN ISLANDS 0 0 1 0 Common Stock 2012-08-20 4 P 0 79337 .455 A 32729147 D Common Stock 32729147 I See footnote Common Stock 2012-08-21 4 P 0 69797 .455 A 32798944 D Common Stock 32798944 I See footnote Common Stock 2012-08-22 4 P 0 91517 .475 A 32890461 D Common Stock 32890461 I See footnote The reported securities are directly owned by Litespeed Master Fund, Ltd., which is a reporting person. Litespeed Management, L.L.C. and Jamie Zimmerman may be deemed to indirectly beneficially own the securities directly held by Litespeed Master Fund, Ltd. See footnote 2. The reported securities may be deemed indirectly beneficially owned by Litespeed Management, L.L.C. as investment manager of Litespeed Master Fund, Ltd. The reported securities may also be deemed indirectly beneficially owned by Jamie Zimmerman as Managing Member of Litespeed Management, L.L.C. Litespeed Management, L.L.C. and Jamie Zimmerman disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Persons are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Litespeed Management, L.L.C., By: /s/ Jamie Zimmerman, Managing Member 2012-08-28 /s/ Jamie Zimmerman 2012-08-28 Litespeed Master Fund, Ltd., By: /s/ Jamie Zimmerman, Director 2012-08-28