FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 02/20/2014 |
3. Issuer Name and Ticker or Trading Symbol
SEACOR HOLDINGS INC /NEW/ [ CKH ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 32,177 | D | |
Common Stock | 10,057 | I | By JMG Assets, LLC(1) |
Common Stock | 49,915 | I | By JMG GST LLC(2) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Options (right to buy) | (3) | 03/02/2016 | Common Stock | 9,666 | $41.28 | D | |
Stock Options (right to buy) | (3) | 03/02/2016 | Common Stock | 9,666 | $49.34 | D | |
Stock Options (right to buy) | (3) | 03/02/2016 | Common Stock | 9,666 | $52.31 | D | |
Stock Options (right to buy) | (3) | 03/02/2016 | Common Stock | 9,666 | $57.77 | D | |
Stock Options (right to buy) | (4) | 03/04/2017 | Common Stock | 9,666 | $58.54 | D | |
Stock Options (right to buy) | (4) | 03/04/2017 | Common Stock | 9,666 | $57.7 | D | |
Stock Options (right to buy) | (4) | 03/04/2017 | Common Stock | 9,666 | $52.61 | D | |
Stock Options (right to buy) | (4) | 03/04/2017 | Common Stock | 9,666 | $54.76 | D | |
Stock Options (right to buy) | (5) | 03/04/2018 | Common Stock | 9,666 | $58.15 | D | |
Stock Options (right to buy) | (5) | 03/04/2018 | Common Stock | 9,666 | $53.15 | D | |
Stock Options (right to buy) | (5) | 03/04/2018 | Common Stock | 9,666 | $48.65 | D | |
Stock Options (right to buy) | (5) | 03/04/2018 | Common Stock | 9,666 | $30.26 | D | |
Stock Options (right to buy) | (6) | 03/04/2019 | Common Stock | 9,666 | $28.44 | D | |
Stock Options (right to buy) | (6) | 03/04/2019 | Common Stock | 9,666 | $44.96 | D | |
Stock Options (right to buy) | (6) | 03/04/2019 | Common Stock | 9,666 | $43.11 | D | |
Stock Options (right to buy) | (6) | 03/04/2019 | Common Stock | 9,666 | $42.42 | D | |
Stock Options (right to buy) | (7) | 03/04/2020 | Common Stock | 11,277 | $46.19 | D | |
Stock Options (right to buy) | (7) | 03/04/2020 | Common Stock | 11,277 | $37.18 | D | |
Stock Options (right to buy) | (7) | 03/04/2020 | Common Stock | 11,277 | $47.35 | D | |
Stock Options (right to buy) | (7) | 03/04/2020 | Common Stock | 11,277 | $71.62 | D | |
Stock Options (right to buy) | (8) | 03/04/2021 | Common Stock | 11,277 | $72.45 | D | |
Stock Options (right to buy) | (8) | 03/04/2021 | Common Stock | 11,277 | $71.35 | D | |
Stock Options (right to buy) | (8) | 03/04/2021 | Common Stock | 11,277 | $62.01 | D | |
Stock Options (right to buy) | (8) | 03/04/2021 | Common Stock | 11,277 | $64.22 | D | |
Stock Options (right to buy) | (9) | 03/02/2022 | Common Stock | 3,222 | $72.42 | D | |
Stock Options (right to buy) | (9) | 03/02/2022 | Common Stock | 3,222 | $62.43 | D | |
Stock Options (right to buy) | (9) | 03/02/2022 | Common Stock | 3,222 | $63.72 | D | |
Stock Options (right to buy) | (9) | 03/02/2022 | Common Stock | 3,222 | $66.62 | D |
Explanation of Responses: |
1. The shares reported here are indirectly owned by the Reporting Person through JMG Assets, LLC. The Reporting Person is the Manager of JMG Assets, LLC. |
2. The shares reported here are indirectly owned by the Reporting Person through JMG GST LLC. The Reporting Person is the Manager of JMG GST LLC. |
3. The option was exercisable in five equal annual installments beginning on March 4, 2007 and became fully exercisable on March 4, 2011. |
4. The option was exercisable in five equal annual installments beginning on March 4, 2008 and became fully exercisable on March 4, 2012. |
5. The option was exercisable in five equal annual installments beginning on March 4, 2009 and became fully exercisable on March 4, 2013. |
6. The option is exercisable in five equal annual installments. The first four installments became exercisable on March 4, 2010, March 4, 2011, March 4, 2012 and March 4, 2013, and the next installment becomes exercisable on March 4, 2014. |
7. The option is exercisable in five equal annual installments. The first three installments became exercisable on March 4, 2011, March 4, 2012 and March 4, 2013, and the next two installments become exercisable on March 4, 2014 and March 4, 2015. |
8. The option is exercisable in five equal annual installments. The first two installments became exercisable on March 4, 2012 and March 4, 2013, and the next three installments become exercisable on March 4, 2014, March 4, 2015 and March 16, 2015. |
9. The option is exercisable in five equal annual installments. The first installment became exercisable on March 4, 2013, and the next four installments become exercisable on March 4, 2014, March 4, 2015, March 4, 2016 and March 4, 2017. |
Remarks: |
This Form 3 is part 1 of 2. |
/s/ John M. Gellert | 03/03/2014 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |