0001181431-14-000876.txt : 20140103
0001181431-14-000876.hdr.sgml : 20140103
20140103170627
ACCESSION NUMBER: 0001181431-14-000876
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131231
FILED AS OF DATE: 20140103
DATE AS OF CHANGE: 20140103
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SUMMIT FINANCIAL SERVICES GROUP INC
CENTRAL INDEX KEY: 0001261436
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 050577932
STATE OF INCORPORATION: FL
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 595 SOUTH FEDERAL HIGHWAY
STREET 2: STE 500
CITY: BOCA RATON
STATE: FL
ZIP: 33432
BUSINESS PHONE: 5613382800
MAIL ADDRESS:
STREET 1: 595 SOUTH FEDERAL HIGHWAY
STREET 2: STE 500
CITY: BOCA RATON
STATE: FL
ZIP: 33432
FORMER COMPANY:
FORMER CONFORMED NAME: SUMMIT FINANCIAL HOLDING GROUP INC
DATE OF NAME CHANGE: 20030826
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Jacobs Steven C
CENTRAL INDEX KEY: 0001292866
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 333-108818
FILM NUMBER: 14506763
MAIL ADDRESS:
STREET 1: C/O SUMMIT FINANCIAL SERVICES GROUP, INC
STREET 2: 980 NORTH FEDERAL HIGHWAY, SUITE 310
CITY: BOCA RATON
STATE: FL
ZIP: 33432
4
1
rrd399113.xml
FORM 4
X0306
4
2013-12-31
0
0001261436
SUMMIT FINANCIAL SERVICES GROUP INC
SFNS
0001292866
Jacobs Steven C
595 SOUTH FEDERAL HIGHWAY
SUITE 500
BOCA RATON
FL
33432
1
1
0
0
Chief Financial Officer
Common Stock
2013-12-31
2013-12-31
4
M
0
185484
.32
A
188468
D
Common Stock
2013-12-31
2013-12-31
4
M
0
179435
.35
A
367903
D
Common Stock
2013-12-31
2013-12-31
4
M
0
28710
.35
A
396613
D
Common Stock
2013-12-31
2013-12-31
4
M
0
27097
.40
A
423710
D
Stock Option (right to buy)
.32
2013-12-31
4
M
0
250000
0
D
2007-12-31
2013-12-31
Common Stock
250000
0
D
Stock Option (right to buy)
.35
2013-12-31
4
M
0
250000
0
D
2007-12-31
2013-12-31
Common Stock
250000
0
D
Stock Option (right to buy)
.35
2013-12-31
4
M
0
40000
0
D
2007-12-31
2013-12-31
Common Stock
40000
0
D
Stock Option (right to buy)
.40
2013-12-31
4
M
0
40000
0
D
2004-12-31
2013-12-31
Common Stock
40000
0
D
The Reporting Person utilized a cashless exercise based on the difference between the price of the Company common stock at the time of exercise and the exercise price.
/s/ Steven C. Jacobs
2014-01-03