0001179110-13-003553.txt : 20130226 0001179110-13-003553.hdr.sgml : 20130226 20130226170741 ACCESSION NUMBER: 0001179110-13-003553 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130225 FILED AS OF DATE: 20130226 DATE AS OF CHANGE: 20130226 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ward John W CENTRAL INDEX KEY: 0001314448 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34897 FILM NUMBER: 13643588 MAIL ADDRESS: STREET 1: C/O GFI GROUP INC. STREET 2: 100 WALL STREET CITY: NEW YORK STATE: NY ZIP: 10005 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GFI Group Inc. CENTRAL INDEX KEY: 0001292426 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 800006224 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 55 WATER STREET CITY: NEW YORK STATE: NY ZIP: 10041 BUSINESS PHONE: 212-968-4100 MAIL ADDRESS: STREET 1: 55 WATER STREET CITY: NEW YORK STATE: NY ZIP: 10041 4 1 edgar.xml FORM 4 - X0306 4 2013-02-25 0 0001292426 GFI Group Inc. GFIG 0001314448 Ward John W C/O GFI GROUP INC. 55 WATER STREET NEW YORK NY 10041 1 0 0 0 Common Stock 2013-02-25 4 S 0 7319 3.58 D 54363 D Restricted Stock Units Common Stock 15102 15102 D The Restricted Stock Units settle 1 for 1 upon vesting. The Restricted Stock Units will vest on January 31, 2014 and have no expiration date. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $3.55 to $3.63. The reporting person undertakes to provide to the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price. Christopher D'Antuono, Attorney-in-fact 2013-02-26