0001249155-12-000020.txt : 20121016 0001249155-12-000020.hdr.sgml : 20121016 20121016194431 ACCESSION NUMBER: 0001249155-12-000020 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121015 FILED AS OF DATE: 20121016 DATE AS OF CHANGE: 20121016 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LISHMAN ROBERT W CENTRAL INDEX KEY: 0001292351 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34719 FILM NUMBER: 121147107 MAIL ADDRESS: STREET 1: 430 CAMBRIDGE AVENUE, SUITE 100 CITY: PALO ALTO STATE: CA ZIP: 94306 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: S&W Seed Co CENTRAL INDEX KEY: 0001477246 STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE PRODUCTION - CROPS [0100] IRS NUMBER: 271275784 STATE OF INCORPORATION: NV FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 25552 SOUTH BUTTE AVENUE CITY: FIVE POINTS STATE: CA ZIP: 93624 BUSINESS PHONE: 559 884 2535 MAIL ADDRESS: STREET 1: P.O. BOX 235 CITY: FIVE POINTS STATE: CA ZIP: 93624 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: YELLOWJACKET, LP CENTRAL INDEX KEY: 0001488716 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34719 FILM NUMBER: 121147108 BUSINESS ADDRESS: STREET 1: 430 CAMBRIDGE AVENUE, SUITE 100 CITY: PALO ALTO STATE: CA ZIP: 94306 BUSINESS PHONE: (650) 323-6400 MAIL ADDRESS: STREET 1: 430 CAMBRIDGE AVENUE, SUITE 100 CITY: PALO ALTO STATE: CA ZIP: 94306 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2012-10-15 0 0001477246 S&W Seed Co SANW 0001488716 YELLOWJACKET, LP 430 CAMBRIDGE AVENUE, SUITE 100 PALO ALTO CA 94306 0 0 1 0 0001292351 LISHMAN ROBERT W 430 CAMBRIDGE AVENUE, SUITE 100 PALO ALTO CA 94306 0 0 1 0 Common Stock, $0.01 par value 2012-10-15 4 S 0 335 8 D 1667761 D Common Stock, $0.01 par value 2012-10-15 4 S 0 673 8.03 D 1667088 D Common Stock, $0.01 par value 2012-10-15 4 S 0 19283 8.05 D 1647805 D Common Stock, $0.01 par value 322 D This report is jointly filed by Yellowjacket, LP and Robert W. Lishman, Jr., the general partner of Yellowjacket, LP. The reported transactions were consummated by Yellowjacket, LP, which directly owns the securities that were sold. In his capacity as the sole general partner, Mr. Lishman is deemed to be the beneficial owner of the portfolio securities owned by the limited partnership. Accordingly, Mr. Lishman is jointly reporting these transactions as the indirect beneficial owner of the securities directly owned by Yellowjacket LP. Mr. Lishman disclaims beneficial ownersip of these securities except to the extent of his pecuniary interest therein. The inclusion of these shares in this report on his behalf shall not be deemed an admission of beneficial ownersihp of all of the reported shares for purposes of Section 16 or for any other purpose. Mr. Lishman directly owns the 322 shares reported as direct holdings. Yellowjacket, LP has no interest in these securities. Robert W. Lishman, GP of Yellowjacket, LP 2012-10-16 Robert W. Lishman 2012-10-16