0001249155-12-000020.txt : 20121016
0001249155-12-000020.hdr.sgml : 20121016
20121016194431
ACCESSION NUMBER: 0001249155-12-000020
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121015
FILED AS OF DATE: 20121016
DATE AS OF CHANGE: 20121016
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LISHMAN ROBERT W
CENTRAL INDEX KEY: 0001292351
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34719
FILM NUMBER: 121147107
MAIL ADDRESS:
STREET 1: 430 CAMBRIDGE AVENUE, SUITE 100
CITY: PALO ALTO
STATE: CA
ZIP: 94306
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: S&W Seed Co
CENTRAL INDEX KEY: 0001477246
STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE PRODUCTION - CROPS [0100]
IRS NUMBER: 271275784
STATE OF INCORPORATION: NV
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 25552 SOUTH BUTTE AVENUE
CITY: FIVE POINTS
STATE: CA
ZIP: 93624
BUSINESS PHONE: 559 884 2535
MAIL ADDRESS:
STREET 1: P.O. BOX 235
CITY: FIVE POINTS
STATE: CA
ZIP: 93624
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: YELLOWJACKET, LP
CENTRAL INDEX KEY: 0001488716
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34719
FILM NUMBER: 121147108
BUSINESS ADDRESS:
STREET 1: 430 CAMBRIDGE AVENUE, SUITE 100
CITY: PALO ALTO
STATE: CA
ZIP: 94306
BUSINESS PHONE: (650) 323-6400
MAIL ADDRESS:
STREET 1: 430 CAMBRIDGE AVENUE, SUITE 100
CITY: PALO ALTO
STATE: CA
ZIP: 94306
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2012-10-15
0
0001477246
S&W Seed Co
SANW
0001488716
YELLOWJACKET, LP
430 CAMBRIDGE AVENUE, SUITE 100
PALO ALTO
CA
94306
0
0
1
0
0001292351
LISHMAN ROBERT W
430 CAMBRIDGE AVENUE, SUITE 100
PALO ALTO
CA
94306
0
0
1
0
Common Stock, $0.01 par value
2012-10-15
4
S
0
335
8
D
1667761
D
Common Stock, $0.01 par value
2012-10-15
4
S
0
673
8.03
D
1667088
D
Common Stock, $0.01 par value
2012-10-15
4
S
0
19283
8.05
D
1647805
D
Common Stock, $0.01 par value
322
D
This report is jointly filed by Yellowjacket, LP and Robert W. Lishman, Jr., the general partner of Yellowjacket, LP. The reported transactions were consummated by Yellowjacket, LP, which directly owns the securities that were sold. In his capacity as the sole general partner, Mr. Lishman is deemed to be the beneficial owner of the portfolio securities owned by the limited partnership. Accordingly, Mr. Lishman is jointly reporting these transactions as the indirect beneficial owner of the securities directly owned by Yellowjacket LP. Mr. Lishman disclaims beneficial ownersip of these securities except to the extent of his pecuniary interest therein. The inclusion of these shares in this report on his behalf shall not be deemed an admission of beneficial ownersihp of all of the reported shares for purposes of Section 16 or for any other purpose.
Mr. Lishman directly owns the 322 shares reported as direct holdings. Yellowjacket, LP has no interest in these securities.
Robert W. Lishman, GP of Yellowjacket, LP
2012-10-16
Robert W. Lishman
2012-10-16