-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JzJNBRp8ygK9HXYgGh3nF/nRnOX93Bu4P3DHxLQLcG3yt+Y3KvJROvjDb03l0SPi bSmgSrazN8Slu0BUWa0rmw== 0001292278-07-000058.txt : 20071005 0001292278-07-000058.hdr.sgml : 20071005 20071005161338 ACCESSION NUMBER: 0001292278-07-000058 CONFORMED SUBMISSION TYPE: N-CSR/A PUBLIC DOCUMENT COUNT: 7 CONFORMED PERIOD OF REPORT: 20060731 FILED AS OF DATE: 20071005 DATE AS OF CHANGE: 20071005 EFFECTIVENESS DATE: 20071005 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Old Mutual Advisor Funds CENTRAL INDEX KEY: 0001292278 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 FILING VALUES: FORM TYPE: N-CSR/A SEC ACT: 1940 Act SEC FILE NUMBER: 811-21587 FILM NUMBER: 071159617 BUSINESS ADDRESS: STREET 1: 4643 SOUTH ULSTER STREET STREET 2: SUITE 600 CITY: DENVER STATE: CO ZIP: 80237 BUSINESS PHONE: 720-200-7600 MAIL ADDRESS: STREET 1: 4643 SOUTH ULSTER STREET STREET 2: SUITE 600 CITY: DENVER STATE: CO ZIP: 80237 0001292278 S000005107 Old Mutual Clay Finlay China Fund C000013922 A OMNAX C000013923 C OMNCX C000013924 I OMINX C000013925 Z OMNZX N-CSR/A 1 ncsra20060731omaf1.htm OMAF1 AMEND FORM N-CSR 7/31/2006 FOR XBRL

 

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

FORM N-CSR

 

CERTIFIED SHAREHOLDER REPORT OF REGISTERED

MANAGEMENT INVESTMENT COMPANIES

 

Investment Company Act file number 811-21587

 

Old Mutual Advisor Funds

(Exact name of registrant as specified in charter)

________

 

4643 South Ulster Street, Suite 600

Denver, CO 80237

(Address of principal executive offices)

 

Julian F. Sluyters

4643 South Ulster Street, Suite 600, Denver, CO 80237

(Name and address of agent for service)

 

Copies to:

 

Jay G. Baris, Esq.

Kramer Levin Naftalis & Frankel LLP

1177 Avenue of the Americas

New York, New York 10036

(212) 715-9100

Andra C. Ozols, Esq.

Old Mutual Capital, Inc.

4643 South Ulster Street, Suite 600

Denver, CO 80237

(888) 744-5050

 

Registrant’s telephone number, including area code: 1-888-772-2888

 

Date of fiscal year end: July 31

 

Date of reporting period: July 31, 2006

 

Attached as Exhibit 100 are the financial highlights of Old Mutual Advisor Funds for the annual period ended July 31, 2006 formatted in eXtensible Business Reporting Language (“XBRL”) (“XBRL-Related Document”). The financial information contained in the XBRL-Related Document is unaudited. The purpose of submitting the XBRL-Related Document is to test the XBRL format and technology and, as a result, investors and other users should continue to rely on the report on Form N-CSR for the annual period ended July 31, 2006 filed with the SEC on EDGAR on October 10, 2006, SEC Accession No. 0001135428-06-000459, and not rely on the XBRL-Related Document in making investment decisions.

 

In accordance with Rule 402 of Regulation S-T, the XBRL-Related Document is not deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “1934 Act”), or Section 34(b) of the Investment Company Act of 1940, as amended (the “1940 Act”), or otherwise subject to the liabilities of those sections. The XBRL-Related Document is not deemed incorporated by reference into any registration statement or other document filed under the Securities Act of 1933, as amended, the 1940 Act, or the 1934 Act.

 

The certification requirements pursuant to Rule 30a-2 of the 1940 Act and Sections 13(a) or 15(d) of the 1934 Act do not apply to the XBRL-Related Document.

 

 

Exhibit List.

 

EX-100.INS

XBRL INSTANCE DOCUMENT

EX-100.SCH

XBRL TAXONOMY EXTENSION SCHEMA

EX-100.SCH.1

XBRL TAXONOMY EXTENSION SCHEMA

EX-100.CAL

XBRL TAXONOMY EXTENSION CALCULATION LINKBASE

EX-100.LAB

XBRL TAXONOMY EXTENSION LABEL LINKBASE

EX-100.PRE

XBRL TAXONOMY EXTENSION PRESENTATION LINKBASE

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

OLD MUTUAL ADVISOR FUNDS

 

By: /s/ Julian F. Sluyters

 

Julian F. Sluyters, President

 

Date: October 5, 2007

 

Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.

 

By: /s/ Julian F. Sluyters

 

Julian F. Sluyters, Principal Executive Officer

 

Date: October 5, 2007

 

 

By: /s/ Robert T. Kelly

 

Robert T. Kelly, Principal Financial Officer

 

Date: October 5, 2007

 

 

 

 EX-100.INS 2 omaf-20060731.xml XBRL INSTANCE DOCUMENT 0001292278 Clay_Finlay_China Class_Institutional 2005-12-30 2006-07-31 Audited 0001292278 Class_Z Clay_Finlay_China 2005-12-30 2006-07-31 Audited 0001292278 Class_C Clay_Finlay_China 2005-12-30 2006-07-31 Audited 0001292278 Class_A Clay_Finlay_China 2005-12-30 2006-07-31 Audited 0001292278 Clay_Finlay_China Class_Institutional 2005-12-30 Audited 0001292278 Class_Z Clay_Finlay_China 2005-12-30 Audited 0001292278 Class_C Clay_Finlay_China 2005-12-30 Audited 0001292278 Class_A Clay_Finlay_China 2005-12-30 Audited 0001292278 Clay_Finlay_China Class_Institutional 2006-07-31 Audited 0001292278 Class_Z Clay_Finlay_China 2006-07-31 Audited 0001292278 Class_C Clay_Finlay_China 2006-07-31 Audited 0001292278 Class_A Clay_Finlay_China 2006-07-31 Audited 0001292278 All_Classes Clay_Finlay_China 2006-07-31 Audited 0001292278 All_Classes Clay_Finlay_China 2005-12-30 2006-07-31 Audited xbrli:shares iso4217:USD Web Portals/ISP 264000 0.016 Netease.com ADR* Netease.com ADR* 7100 123000 Sina* Sina* 6600 141000 Warrants 5000 0 0 China Overseas Land & Investment China Overseas Land & Investment, expires 7/20/2007 56250 5000 Telecommunication Equipment 285000 0.018 Vtech Holdings Vtech Holdings 51000 285000 Schools 129000 0.008 Raffles Education Raffles Education 85000 129000 Retail-Hypermarkets 357000 0.022 Wumart Stores Wumart Stores 117000 357000 Repurchase Agreement 1529000 1529000 0.096 Morgan Stanley 2006-07-31 2006-08-01 0.0516 1528778 Morgan Stanley various U.S. Government obligations 1529000 1529000 Rental Auto/Equipment 214000 0.013 COSCO Pacific COSCO Pacific 96000 214000 Real Estate Operation/Development 1956000 0.122 Cheung Kong Holdings Cheung Kong Holdings 52000 564000 China Overseas Land & Investment China Overseas Land & Investment 450000 263000 Far East Consortium Far East Consortium 452000 191000 Hopson Development Holdings Hopson Development Holdings 60000 116000 Shanghai Real Estate Shanghai Real Estate 1854000 389000 Shun Tak Holdings Shun Tak Holdings 336000 433000 Public Throughfares 227000 0.014 Anhui Expressway Anhui Expressway 308000 227000 Protection-Safety 299000 0.019 GST Holdings GST Holdings 768000 299000 Paper & Related Products 364000 0.023 Lee & Man Paper Manufacturing Lee & Man Paper Manufacturing 238000 364000 Oil Companies-Integrated 1041000 0.065 China Petroleum & Chemical China Petroleum & Chemical 902000 515000 PetroChina ADR PetroChina ADR 4600 526000 Oil Companies-Exploration & Production 1304000 0.082 CNOOC CNOOC 1522000 1304000 Miscellaneous Manufacturing 272000 0.017 Peace Mark Holdings Peace Mark Holdings 530000 272000 Machinery-Material Handling 424000 0.027 Shanghai Zhenhua Port Machinery Shanghai Zhenhua Port Machinery 366000 424000 Machinery-General Industry 173000 0.011 Shanghai Prime Machinery* Shanghai Prime Machinery* 484000 173000 Life/Health Insurance 533000 0.033 China Life Insurance China Life Insurance 316000 533000 Gold Mining 605000 0.038 Sino Gold* Sino Gold* 77300 291000 Zijin Mining Group, Cl H Zijin Mining Group, Cl H 592000 314000 Gas-Distribution 131000 0.008 Xinao Gas Holdings Xinao Gas Holdings 138000 131000 Footwear & Related Apparel 306000 0.019 Prime Success International Group Prime Success International Group 540000 306000 Food-Dairy Products 171000 0.011 China Mengniu Dairy China Mengniu Dairy 141000 171000 Feminine Health Care Products 192000 0.012 Hengan International Group Hengan International Group 124000 192000 Electronic Components-Miscellaneous 999000 0.063 AAC Acoustic Technology Holdings* AAC Acoustic Technology Holdings* 261000 252000 Hon Hai Precision GDR Hon Hai Precision GDR 34400 407000 TXC TXC 232000 340000 Diversified Operations/Commercial Services 608000 0.038 China Resources Enterprise China Resources Enterprise 276000 608000 Distribution/Wholesale 267000 0.017 Esprit Holdings Esprit Holdings 35000 267000 Disposable Medical Products 304000 0.019 Shandong Weigao Group Medical Polymer Shandong Weigao Group Medical Polymer 504000 304000 Computers-Peripheral Equipment 276000 0.017 TPV Technology TPV Technology 278000 276000 Common Stock 14035000 12833000 0.879 Commercial Banks Non-US 242000 0.015 Bank of China* Bank of China* 547000 242000 Coal 234000 0.015 China Shenhua Energy China Shenhua Energy 130000 234000 Chemicals-Diversified 530000 0.033 Kingboard Chemical Holdings Kingboard Chemical Holdings 181000 530000 Cellular Telecommunications 281000 0.018 China Mobile China Mobile 43500 281000 Brewery 111000 0.007 Kingway Brewery Holdings Kingway Brewery Holdings 278000 111000 Applications Software 430000 0.027 Kingdee International Software Group Kingdee International Software Group 1080000 430000 Apparel Manufacturers 378000 0.024 China Ting Group Holdings China Ting Group Holdings 1034000 226000 Ports Design Ports Design 100000 152000 Airport Development/Maintenance 128000 0.008 Beijing Capital International Airport Beijing Capital International Airport 206000 128000 1000 0 1000 0 0 0 0 -79000 14040000 0 15971000 2532000 793000 24000 12622000 10 10 10 10 13.23 13.18 13.25 13.27 13.18 13.25 13.27 13.23 0 0 0 1204000 191000 60000 2000 951000 512000 512000 0 0 0 0 20000 191493 60163 1799 950957 4000 11000 1000 0 -13000 0 200000 60000 2000 951000 0 0 0 0 -9000 0 0 0 15569000 0 0.0665 0.1153 2.594 0.0258 24000 187000 0 7000 0 2000 1000 512000 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 138000 7000 22000 186000 1000 79000 0.021 0.0285 0.0185 0.0155 1000 20000 0 0 0 0 0 0 0 0 3.23 3.18 3.25 3.27 14195000 2496000 796000 23000 10880000 0 1776000 1207000 151000 14362000 14.03 14195000 15971000 15971000 57000 0.01 -0.06 -0.03 0.08 3.22 3.24 3.28 3.19 549000 0.508 0.508 0.508 0.508 2000 0.0012 -0.0076 -0.0046 0.0107 0 0 0 0 1719000 6000 575000 210000 0 0 0 0 1529000 -110000 0 0 0 2606000 796000 23000 10880000 0.323 0.318 0.325 0.327 57000 1207000 0 32000 16577000 13000 606000 94000 7000 30000 0 * Inception date of Fund December 30, 2005 ^ Fund commenced operations December 30, 2005. (a) Based on net assets of $2,532,496, $792,774, $23,835 and $12,621,761 of Class A Shares, Class C Shares, Class Z Shares and Institutional Class Shares, respectively. + Class C Shares have a contingent deferred sales charge. For a description of a possible sales charge, please see the Funds prospectus. ++ Ratios for periods less than one year have been annualized. (1) Par Value of $0.001, unlimited authorization. * Per share amounts for the year or period are calculated based on average outstanding shares. + Total returns and portfolio turnover rates are for the period indicated and have not been annualized. Total return would have been lower had certain expenses not been waived by the Advisor during the year. returns shown do not reflect the deduction of taxes that a shareholder would pay on fund distributions or the redemption of fund shares. returns shown exclude any applicable sales charges. + See Note 2 in Notes to Financial Statements. * Non-income producing security. (A) Tri-party repurchase agreement (B) Security fair valued using methods determined in good faith according to procedures adopted by the Fair Valuation Committee of the Board of Trustees. At July 31, 2006, the total value of these securities was $5 (000), representing 0.0% of the net assets of the Fund. EX-100.SCH 3 omaf-ssu_xbrl.xsd XBRL TAXONOMY EXTENSION SCHEMA EX-100.SCH 4 omaf-20060731.xsd XBRL TAXONOMY EXTENSION SCHEMA EX-100.CAL 5 omaf-20060731_cal.xml XBRL TAXONOMY EXTENSION CALCULATION LINKBASE EX-100.LAB 6 omaf-20060731_lab.xml XBRL TAXONOMY EXTENSION LABEL LINKBASE EX-100.PRE 7 omaf-20060731_pre.xml XBRL TAXONOMY EXTENSION PRESENTATION LINKBASE -----END PRIVACY-ENHANCED MESSAGE-----