-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, INQdUx5e0S22I5oWflNNoCOuntN7ZyDtxZ7ob+WBWBWjMtyzKNsLbZbUWdibay3B yHDq/hNjzO6Wx1IaGKt+Ag== 0001292278-07-000041.txt : 20070710 0001292278-07-000041.hdr.sgml : 20070710 20070710152305 ACCESSION NUMBER: 0001292278-07-000041 CONFORMED SUBMISSION TYPE: N-Q/A PUBLIC DOCUMENT COUNT: 7 CONFORMED PERIOD OF REPORT: 20060430 FILED AS OF DATE: 20070710 DATE AS OF CHANGE: 20070710 EFFECTIVENESS DATE: 20070710 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Old Mutual Advisor Funds CENTRAL INDEX KEY: 0001292278 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 FILING VALUES: FORM TYPE: N-Q/A SEC ACT: 1940 Act SEC FILE NUMBER: 811-21587 FILM NUMBER: 07972059 BUSINESS ADDRESS: STREET 1: 4643 SOUTH ULSTER STREET STREET 2: SUITE 600 CITY: DENVER STATE: CO ZIP: 80237 BUSINESS PHONE: 720-200-7600 MAIL ADDRESS: STREET 1: 4643 SOUTH ULSTER STREET STREET 2: SUITE 600 CITY: DENVER STATE: CO ZIP: 80237 0001292278 S000005107 Old Mutual Clay Finlay China Fund C000013922 A OMNAX C000013923 C OMNCX C000013924 I OMINX C000013925 Z OMNZX N-Q/A 1 nqa20070710omaf1.htm OMAF1 AMEND FORM N-Q 4/30/2006 FOR XBRL

 

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

FORM N-Q

 

QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED

MANAGEMENT INVESTMENT COMPANY

 

Investment Company Act file number 811-21587

 

Old Mutual Advisor Funds

(Exact name of registrant as specified in charter)

________

 

4643 South Ulster Street, Suite 600

Denver, CO 80237

(Address of principal executive offices)

 

Julian F. Sluyters

4643 South Ulster Street, Suite 600, Denver, CO 80237

(Name and address of agent for service)

 

Copies to:

 

Jay G. Baris, Esq.

Andra C. Ozols, Esq.

Kramer Levin Naftalis & Frankel LLP

Old Mutual Capital, Inc.

1177 Avenue of the Americas

4643 South Ulster Street, Suite 600

New York, New York 10036

Denver, CO 80237

(212) 715-7515

(720) 200-7725

 

Registrant’s telephone number, including area code: 1-888-772-2888

 

Date of fiscal year end: July 31

 

Date of reporting period: April 30, 2006

 

Attached as Exhibit 100 are the portfolio holdings of Old Mutual Advisor Funds for the quarter ended April 30, 2006 formatted in eXtensible Business Reporting Language (“XBRL”) (“XBRL-Related Document”). The financial information contained in the XBRL-Related Document is unaudited. The purpose of submitting the XBRL-Related Document is to test the XBRL format and technology and, as a result, investors and other users should continue to rely on the report on Form N-Q for the quarter ended April 30, 2006 filed with the SEC on EDGAR on June 29, 2006, SEC Accession No. 0001135428-06-000243, and not rely on the XBRL-Related Document in making investment decisions.

 

In accordance with Rule 402 of Regulation S-T, the XBRL-Related Document is not deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “1934 Act”), or Section 34(b) of the Investment Company Act of 1940, as amended (the “1940 Act”), or otherwise subject to the liabilities of those sections. The XBRL-Related Document is not deemed incorporated by reference into any registration statement or other document filed under the Securities Act of 1933, as amended, the 1940 Act, or the 1934 Act.

 

The certification requirements pursuant to Rule 30a-2 of the 1940 Act and Sections 13(a) or 15(d) of the 1934 Act do not apply to the XBRL-Related Document.

 

 

Exhibit List.

 

EX-100.INS

XBRL INSTANCE DOCUMENT

EX-100.SCH

XBRL TAXONOMY EXTENSION SCHEMA

EX-100.CAL

XBRL TAXONOMY EXTENSION CALCULATION LINKBASE

EX-100.LAB

XBRL TAXONOMY EXTENSION LABEL LINKBASE

EX-100.PRE

XBRL TAXONOMY EXTENSION PRESENTATION LINKBASE

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

OLD MUTUAL ADVISOR FUNDS

 

 

By:

/s/ Julian F. Sluyters

 

 

Julian F. Sluyters, President

 

 

 

 

Date:

July 10, 2007

 

 

 

Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.

 

 

By:

/s/ Julian F. Sluyters

 

 

Julian F. Sluyters, Principal Executive Officer

 

 

 

Date:

July 10, 2007

 

 

 

By:

/s/ Robert T. Kelly

 

 

Robert T. Kelly, Principal Financial Officer

 

 

 

Date:

July 10, 2007

 

 

 

 

 EX-100.INS 2 omaf-20060430.xml XBRL INSTANCE DOCUMENT 0001292278 Clay_Finlay_China_Fund 2006-04-30 Unaudited xbrli:shares iso4217:USD Web Portals/ISP 0.008 Sina* Sina* 3800 101000 Warehousing and Harbor Transportation Services 0.009 Dalian Port PDA, Cl H* Dalian Port PDA, Cl H* 200000 112000 Telecommunication Equipment 0.014 Vtech Holdings Vtech Holdings 39000 185000 Schools 0.01 Raffles Education Raffles Education 85000 134000 Retail-Hypermarkets 0.012 Wumart Stores, Cl H Wumart Stores, Cl H 46000 151000 Repurchase Agreement 268000 268000 0.021 Morgan Stanley 2006-04-28 2006-05-01 0.0465 268321 Morgan Stanley U.S. Government obligation 268000 268000 Rental Auto/Equipment 0.017 COSCO Pacific COSCO Pacific 96000 229000 Real Estate Operation/Development 1500000 0.115 Cheung Kong Holdings Cheung Kong Holdings 44000 496000 Far East Consortium Far East Consortium 382000 170000 Hopson Development Holdings Hopson Development Holdings 60000 137000 Shanghai Real Estate Shanghai Real Estate 1210000 283000 Shun TAK Holdings Shun TAK Holdings 164000 208000 Sino Land Sino Land 124000 206000 Public Through Fares 0.017 Anhui Expressway, Cl H Anhui Expressway, Cl H 308000 224000 Protection-Safety 0.009 GST Holdings GST Holdings 292000 113000 Printing-Commercial 0.013 Vision Grande Group Holdings Vision Grande Group Holdings 164000 169000 Power Conversion/Supply Equipment 0.019 Harbin Power Equipment, Cl H Harbin Power Equipment, Cl H 278000 253000 Pipelines 0.015 China Gas Holdings* China Gas Holdings* 1108000 192000 Paper and Related Products 0.024 Lee & Man Paper Manufacturing Lee & Man Paper Manufacturing 214000 315000 Oil Companies-Integrated 959000 0.074 China Petroleum & Chemical, Cl H China Petroleum & Chemical, Cl H 902000 577000 PetroChina ADR PetroChina ADR 3400 382000 Oil Companies-Exploration and Production 0.076 CNOOC CNOOC 1210000 996000 Miscellaneous Manufacturing 0.021 Peace Mark Holdings Peace Mark Holdings 530000 268000 Machinery-Material Handling 0.022 Shanghai Zhenhua Port Machinery, Cl B Shanghai Zhenhua Port Machinery, Cl B 143000 283000 Machinery-General Industry 0.014 Shanghai Prime Machinery, Cl H* Shanghai Prime Machinery, Cl H* 500000 187000 Life/Health Insurance 0.03 China Life Insurance, Cl H China Life Insurance, Cl H 284000 383000 Hotels and Motels 0.016 Regal Hotels International Holdings Regal Hotels International Holdings 2220000 212000 Gold Mining 590000 0.046 Sino Gold* Sino Gold* 77300 307000 Zijin Mining Group, Cl H Zijin Mining Group, Cl H 504000 283000 Gas-Distribution 0.021 Xinao Gas Holdings Xinao Gas Holdings 292000 269000 Footwear and Related Apparel 0.015 Prime Success International Group Prime Success International Group 292000 194000 Food-Dairy Products 0.012 China Mengniu Dairy China Mengniu Dairy 141000 161000 Feminine Health Care Products 0.02 Hengan International Group Hengan International Group 160000 265000 Electronic Components-Miscellaneous 0.036 Hon Hai Precision GDR Hon Hai Precision GDR 34400 467000 Diversified Operations/Commercial Services 0.024 China Resources Enterprise China Resources Enterprise 144000 308000 Distribution/Wholesale 0.015 Esprit Holdings Esprit Holdings 25000 200000 Disposable Medical Products 0.016 Shandong Weigao, Cl H Shandong Weigao, Cl H 376000 201000 Computers-Peripheral Equipment 0.023 TPV Technology TPV Technology 278000 301000 Common Stock 11690000 10365000 0.899 Chemicals-Diversified 0.021 Kingboard Chemical Holdings Kingboard Chemical Holdings 105000 277000 Cellular Telecommunications 0.02 China Mobile China Mobile 43500 252000 Brewery 0.009 Kingway Brewery Holdings Kingway Brewery Holdings 278000 116000 Auto/Truck Parts and Equipment-Replacement 0.019 Norstar Founders Group Norstar Founders Group 552000 253000 Applications Software 0.023 Kingdee International Software Group Kingdee International Software Group 900000 302000 Apparel Manufacturers 448000 0.035 China Ting Group Holdings China Ting Group Holdings 1034000 290000 Ports Design Ports Design 100000 158000 Airport Development/Maintenance 0.009 Beijing Capital International Airport, Cl H Beijing Capital International Airport, Cl H 206000 120000 10633000 11958000 1037000 0.08 12995000 + At April 30, 2006, the tax basis cost of the Fund's investments was $10,633,412, and the unrealized appreciation and depreciation were $1,427,205 and $(102,695), respectively. * Non-income producing security. (A) Tri-Party Repurchase Agreement EX-100.SCH 3 omaf-ssu_xbrl.xsd XBRL TAXONOMY EXTENSION SCHEMA EX-100.SCH 4 omaf-20060430.xsd XBRL TAXONOMY EXTENSION SCHEMA EX-100.CAL 5 omaf-20060430_cal.xml XBRL TAXONOMY EXTENSION CALCULATION LINKBASE EX-100.LAB 6 omaf-20060430_lab.xml XBRL TAXONOMY EXTENSION LABEL LINKBASE EX-100.PRE 7 omaf-20060430_pre.xml XBRL TAXONOMY EXTENSION PRESENTATION LINKBASE -----END PRIVACY-ENHANCED MESSAGE-----