0001213900-22-044153.txt : 20220802 0001213900-22-044153.hdr.sgml : 20220802 20220802171100 ACCESSION NUMBER: 0001213900-22-044153 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220802 FILED AS OF DATE: 20220802 DATE AS OF CHANGE: 20220802 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Looney Steven M CENTRAL INDEX KEY: 0001291897 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00732 FILM NUMBER: 221129799 MAIL ADDRESS: STREET 1: 132 WAIKU ROAD CITY: RIDGEWOOD STATE: NJ ZIP: 07450-2322 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SARATOGA INVESTMENT CORP. CENTRAL INDEX KEY: 0001377936 IRS NUMBER: 204876925 STATE OF INCORPORATION: MD FISCAL YEAR END: 0228 BUSINESS ADDRESS: STREET 1: 535 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212 750-3343 MAIL ADDRESS: STREET 1: 535 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: GSC INVESTMENT CORP. DATE OF NAME CHANGE: 20070321 FORMER COMPANY: FORMER CONFORMED NAME: GSC Investment LLC DATE OF NAME CHANGE: 20061011 4 1 ownership.xml X0306 4 2022-08-02 0 0001377936 SARATOGA INVESTMENT CORP. SAR 0001291897 Looney Steven M C/O SARATOGA INVESTMENT CORP. 535 MADISON AVENUE NEW YORK, NY 10022 1 0 0 0 Common Stock 2022-08-02 4 P 0 1250 23.54 A 3758 D /s/ Steven M. Looney 2022-08-02