FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
Solexa, Inc. [ SLXA ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 01/27/2006 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 01/27/2005 | J(1) | 849,998 | D | $0 | 1,416,438 | I | See Footnote(2) | ||
Common Stock | 01/27/2006 | J(3) | 229,999 | D | $0 | 383,279 | I | See Footnote(4) | ||
Common Stock | 01/27/2006 | J(5) | 461,838 | D | $0 | 764,931 | I | See Footnote(6) | ||
Common Stock | 01/27/2006 | J(7) | 281,932 | D | $0 | 466,937 | I | See Footnote(8) | ||
Common Stock | 01/27/2006 | J(9) | 168,878 | D | $0 | 279,700 | I | See Footnote(10) | ||
Common Stock | 01/27/2006 | J(11) | 7,355 | D | $0 | 12,195 | I | See Footnote(12) |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
1. On January 27, 2006, Abingworth BioVentures II S.I.C.A.V. distributed an aggregate of 849,998 of the Issuer's Common Stock to its shareholders for no consideration. |
2. These shares are owned directly by Abingworth BioVentures II S.I.C.A.V., of which Abingworth Management LTD is the manager. Abingworth Management LTD disclaims beneficial ownership of the securities held by Abingworth BioVentures II S.I.C.A.V., except to the extent of its pecuniary interest therein. |
3. On January 27, 2006, Abingworth BioVentures II A L.P. distributed an aggregate of 229,999 of the Issuer's Common Stock to its partners for no consideration. |
4. These shares are owned directly by Abingworth BioVentures II A L.P., of which Abingworth Management LTD is the manager. Abingworth Management LTD disclaims beneficial ownership of the securities held by Abingworth BioVentures II A L.P., except to the extent of its pecuniary interest therein. |
5. On January 27, 2006, Abingworth BioVentures III A L.P.distributed an aggregate of 461,838 of the Issuer's Common Stock to its partners for no consideration. |
6. These shares are owned directly by Abingworth BioVentures III A L.P., of which Abingworth Management LTD is the manager. Abingworth Management LTD disclaims beneficial ownership of the securities held by Abingworth VioVentures III A L.P., except to the extent of its pecuniary interest therein. |
7. On January 27, 2006, Abingworth BioVentures III B distributed an aggregate of 281,932 of the Issuer's Common Stock to its partners for no consideration. |
8. These shares are owned directly by Abingworth BioVentures III B L.P., of which Abingworth Management LTD is the manager. Abingworth Management LTD disclaims beneficial ownership of the securities held by Abingworth BioVentures III B L.P., except to the extent of its pecuniary interest therein. |
9. On January 27, 2006, Abingworth BioVentures III C distributed an aggregate of 168,878 of the Issuer's Common Stock to its partners for no consideration. |
10. These shares are owned directly by Abingworth BioVentures III C L.P., of which Abingworth Management LTD is the manager. Abingworth Management LTD disclaims beneficial ownership of the securities held by Abingworth BioVentures III C L.P., except to the extent of its pecuniary interest therein. |
11. On January 27, 2006, Abingworth BioVentures III Executives distributed an aggregate of 7,355 of the Issuer's Common Stock to its partners for no consideration. |
12. These shares are owned directly by Abingworth BioVentures III Executives L.P., of which Abingworth Management LTD is the manager. Abingworth Management LTD disclaims beneficial ownership of the securities held by Abingworth BioVentures III Executives L.P., except to the extent of its pecuniary interest therein. |
Remarks: |
James Abell, Director of Abingworth Management LTD | 01/31/2006 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |