0001567619-22-010936.txt : 20220516
0001567619-22-010936.hdr.sgml : 20220516
20220516160854
ACCESSION NUMBER: 0001567619-22-010936
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220513
FILED AS OF DATE: 20220516
DATE AS OF CHANGE: 20220516
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Diao H.C. Charles
CENTRAL INDEX KEY: 0001591159
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37763
FILM NUMBER: 22928936
MAIL ADDRESS:
STREET 1: 1775 TYSONS BOULEVARD
CITY: TYSONS
STATE: VA
ZIP: 22102
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Turning Point Brands, Inc.
CENTRAL INDEX KEY: 0001290677
STANDARD INDUSTRIAL CLASSIFICATION: TOBACCO PRODUCTS [2100]
IRS NUMBER: 133961898
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5201 INTERCHANGE WAY
CITY: LOUISVILLE
STATE: KY
ZIP: 40229
BUSINESS PHONE: (502) 778-4421
MAIL ADDRESS:
STREET 1: 5201 INTERCHANGE WAY
CITY: LOUISVILLE
STATE: KY
ZIP: 40229
FORMER COMPANY:
FORMER CONFORMED NAME: North Atlantic Holding Company, Inc.
DATE OF NAME CHANGE: 20040517
4
1
doc1.xml
FORM 4
X0306
4
2022-05-13
0
0001290677
Turning Point Brands, Inc.
TPB
0001591159
Diao H.C. Charles
5201 INTERCHANGE WAY
LOUISVILLE
KY
40229
1
0
0
0
Common Stock
2022-05-13
4
S
0
11000
28.54
D
24878
D
Common Stock
2022-05-16
4
S
0
17206
28.92
D
7672
D
The total reported in Column 5 includes the 1,195 restricted stock units and 23,683 shares of common stock.
The total reported in Column 5 includes the 1,195 restricted stock units and 6,477 shares of common stock.
Weighted average sale price. On 5/16/2022, the reporting person sold the shares within a range of $28.80 to $29.00. The reporting person will provide upon request by the Commission Staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
/s/ H.C. Charles Diao
2022-05-16