0001567619-16-002274.txt : 20160504 0001567619-16-002274.hdr.sgml : 20160504 20160504111637 ACCESSION NUMBER: 0001567619-16-002274 CONFORMED SUBMISSION TYPE: 8-A12B PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20160504 DATE AS OF CHANGE: 20160504 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Turning Point Brands, Inc. CENTRAL INDEX KEY: 0001290677 STANDARD INDUSTRIAL CLASSIFICATION: TOBACCO PRODUCTS [2100] IRS NUMBER: 133961898 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-A12B SEC ACT: 1934 Act SEC FILE NUMBER: 001-37763 FILM NUMBER: 161618008 BUSINESS ADDRESS: STREET 1: 5201 INTERCHANGE WAY CITY: LOUISVILLE STATE: KY ZIP: 40229 BUSINESS PHONE: (502) 778-4421 MAIL ADDRESS: STREET 1: 5201 INTERCHANGE WAY CITY: LOUISVILLE STATE: KY ZIP: 40229 FORMER COMPANY: FORMER CONFORMED NAME: North Atlantic Holding Company, Inc. DATE OF NAME CHANGE: 20040517 8-A12B 1 s001032x14_8a12b.htm FORM 8-A12B
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549

FORM 8-A

FOR REGISTRATION OF CERTAIN CLASSES
OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF
THE SECURITIES EXCHANGE ACT OF 1934
 
 
Turning Point Brands, Inc.
(Exact name of registrant as specified in its charter)
 

Delaware
20-0709285
(State of incorporation or organization)
(I.R.S. Employer Identification No.)


5201 Interchange Way
Louisville, Kentucky 40229
(502) 778-4421
 
 
40229
(Address of principal executive offices)
(Zip Code)

Securities to be registered pursuant to Section 12(b) of the Act:

Title of each class
to be so registered
Name of each exchange on which
each class is to be registered
 
Common Stock
 
 
New York Stock Exchange
 
If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box. ☒

If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box. ☐

Securities Act registration statement file number to which this form relates:
333-207816

Securities to be registered pursuant to Section 12(g) of the Act:
None.
 

Item 1. Description of Registrant’s Securities to be Registered.
 
A description of the common stock of Turning Point Brands, Inc. (the “Registrant”) is set forth under the captions “Prospectus Summary—The Offering,” “Dividend Policy,” “Description of Capital Stock” and “Shares Eligible for Future Sale” in the prospectus included in the Registrant’s Registration Statement on Form S-1 (File No. 333-207816),  initially filed with the Securities and Exchange Commission on November 5, 2015 under the Securities Act of 1933, as amended, and will be set forth in any form of prospectus filed in accordance with Rule 424(b) thereunder, which description is incorporated herein by reference.

Item 2. Exhibits.

         In accordance with the “Instructions as to Exhibits” with respect to Form 8-A, no exhibits are required to be filed because no other securities of the Registrant are registered on The New York Stock Exchange and the securities registered hereby are not being registered pursuant to Section 12(g) of the Securities Exchange Act of 1934, as amended.
 
SIGNATURES
 
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.
 
 
Turning Point Brands, Inc.
 
 
 
Dated: May 4, 2016
 
 
 
 
 
 
By:
/s/ James Dobbins
 
 Name:
James Dobbins
 
Title:
Senior Vice President, General Counsel and Secretary