-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IRULrC0tEJTWPMaS8k3gkJ8VjE3ITpFNCTrvwViYv1Vi5KnAFL4dlQrZALxNX/rV f361lQxZe4+eZYKMrhFa2w== 0001002225-10-000106.txt : 20101203 0001002225-10-000106.hdr.sgml : 20101203 20101203142126 ACCESSION NUMBER: 0001002225-10-000106 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100528 FILED AS OF DATE: 20101203 DATE AS OF CHANGE: 20101203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brennan John P CENTRAL INDEX KEY: 0001290235 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-26994 FILM NUMBER: 101230976 MAIL ADDRESS: STREET 1: 301 BRANNAN STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94107 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADVENT SOFTWARE INC /DE/ CENTRAL INDEX KEY: 0001002225 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371] IRS NUMBER: 942901952 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 600 TOWNSEND ST CITY: SAN FRANCISCO STATE: CA ZIP: 94103 BUSINESS PHONE: 4155437696 MAIL ADDRESS: STREET 1: 600 TOWNSEND ST CITY: SAN FRANCISCO STATE: CA ZIP: 94103 4 1 edgardoc.xml PRIMARY DOCUMENT X0303 4 2010-05-28 0 0001002225 ADVENT SOFTWARE INC /DE/ ADVS 0001290235 Brennan John P 600 TOWNSEND STREET SAN FRANCISCO CA 94103 0 1 0 0 SVP, Human Resources Common Stock 2010-05-28 4 J 0 208 32.776 A 6460 D Common Stock 2010-11-30 4 J 0 191 35.819 A 6651 D Common Stock 2010-12-02 4 M 0 2288 18.25 A 8939 D Common Stock 2010-12-02 4 S 0 2288 52.3308 D 6651 D Incentive Stock Option (right to buy) 18.25 2010-12-02 4 M 0 2288 52.3308 D 2006-01-28 2015-01-28 Common Stock 2288 0 D Shares acquired through the 2005 Employee Stock Purchase Plan on 5/28/2010 Shares acquired through the 2005 Employee Stock Purchase Plan on 11/30/2010 By: James S Cox For: John Brennan 2010-12-03 -----END PRIVACY-ENHANCED MESSAGE-----