-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NM48ODIRW7m/5qsgxfuElz7FPU2z2KF5AdddMvMz7jOpa1JpJkm5FgSr6Uop7jJV HPMCSJx/TY9fqcLuBkjyoA== 0001193125-08-116370.txt : 20080515 0001193125-08-116370.hdr.sgml : 20080515 20080515154857 ACCESSION NUMBER: 0001193125-08-116370 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080331 FILED AS OF DATE: 20080515 DATE AS OF CHANGE: 20080515 EFFECTIVENESS DATE: 20080515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: QVT Financial LP CENTRAL INDEX KEY: 0001290162 IRS NUMBER: 113694008 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11172 FILM NUMBER: 08837408 BUSINESS ADDRESS: STREET 1: 1177 AVENUE OF THE AMERICAS STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212-705-8800 MAIL ADDRESS: STREET 1: 1177 AVENUE OF THE AMERICAS STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 13F-HR 1 d13fhr.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2008 Check here if Amendment [ ]; Amendment Number: ____________ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: QVT Financial LP Address: 1177 Avenue of the Americas, 9th Floor, New York, New York 10036 Form 13F File Number: 28-11172 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Tracy Fu Title: Managing Member of QVT Financial GP LLC, general partner of QVT Financial LP Phone: (212) 705-8888 Signature, Place, and Date of Signing: /s/ Tracy Fu New York, NY May 15, 2008 - ------------------------ -------------------- -------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 1296 Form 13F Information Table Value Total: $6,191,042 (thousands) List of Other Included Managers: NONE Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.]
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LIMITED SPON ADR 89628E104 1331 43300 SH DEFINED 43300 0 0 TRIPLE CROWN MEDIA INC COM 89675K102 40 14323 SH DEFINED 14323 0 0 TRIPLECROWN ACQUISITION CORP COM 89677G109 45216 4957858 SH DEFINED 4957858 0 0 TRIPLECROWN ACQUISITION CORP *W EXP 10/22/201 89677G117 1489 2756900 SH DEFINED 2756900 0 0 TRM CORP COM 872636105 18 73212 SH DEFINED 73212 0 0 TRUMP ENTMT RESORTS INC COM 89816T103 4762 1322875 SH DEFINED 1322875 0 0 TRUSTMARK CORP COM 898402102 512 22991 SH DEFINED 22991 0 0 TSAKOS ENERGY NAVIGATION LTD SHS G9108L108 5051 164200 SH DEFINED 164200 0 0 TTM TECHNOLOGIES INC COM 87305R109 306 27022 SH DEFINED 27022 0 0 TUESDAY MORNING CORP COM NEW 899035505 59 11357 SH DEFINED 11357 0 0 TWEEN BRANDS INC COM 901166108 353 14285 SH DEFINED 14285 0 0 TYCO ELECTRONICS LTD COM NEW G9144P105 2579 75154 SH DEFINED 75154 0 0 TYCO INTL LTD BERMUDA SHS G9143X208 3304 74999 SH DEFINED 74999 0 0 TYSON FOODS INC CL A 902494103 495 31064 SH DEFINED 31064 0 0 U S AIRWAYS GROUP INC COM 90341W108 469 52668 SH DEFINED 52668 0 0 U S ENERGY CORP WYO COM 911805109 2663 795061 SH DEFINED 795061 0 0 U S PHYSICAL THERAPY INC COM 90337L108 231 16049 SH DEFINED 16049 0 0 UAL CORP COM NEW 902549807 299 13874 SH DEFINED 13874 0 0 UAP HLDG CORP COM 903441103 256 6666 SH DEFINED 6666 0 0 UBS AG SHS NEW H89231338 407 14125 SH DEFINED 14125 0 0 UGI CORP NEW COM 902681105 3190 127990 SH DEFINED 127990 0 0 UNDER ARMOUR INC CL A 904311107 4038 110340 SH DEFINED 110340 0 0 UNIBANCO-UNIAO DE BANCOS BRA GDR REP PFD UT 90458E107 355 3043 SH DEFINED 3043 0 0 UNILEVER PLC SPON ADR NEW 904767704 548 16238 SH DEFINED 16238 0 0 UNION PAC CORP COM 907818108 822 6558 SH DEFINED 6558 0 0 UNION STREET ACQ CORP *W EXP 02/05/201 908536113 28 135000 SH DEFINED 135000 0 0 UNION STREET ACQ CORP COM 908536105 9271 1191700 SH DEFINED 1191700 0 0 UNIONBANCAL CORP COM 908906100 1195 24342 SH DEFINED 24342 0 0 UNIT CORP COM 909218109 660 11653 SH DEFINED 11653 0 0 UNITED FINANCIAL BANCORP INC COM 91030T109 15077 1360785 SH DEFINED 1360785 0 0 UNITED REFINING ENERGY CORP *W EXP 12/11/201 911360113 2200 4000000 SH DEFINED 4000000 0 0 UNITED REFINING ENERGY CORP COM 911360105 38478 4251700 SH DEFINED 4251700 0 0 UNITED RENTALS INC COM 911363109 10179 540297 SH DEFINED 540297 0 0 UNITED STATES STL CORP NEW COM 912909108 607 4786 SH DEFINED 4786 0 0 UNITED TECHNOLOGIES CORP COM 913017109 3446 50071 SH DEFINED 50071 0 0 UNITEDHEALTH GROUP INC COM 91324P102 1407 40959 SH DEFINED 40959 0 0 UNIVERSAL HLTH SVCS INC CL B 913903100 3383 63015 SH DEFINED 63015 0 0 UNUM GROUP COM 91529Y106 4402 200000 SH DEFINED 200000 0 0 US BANCORP DEL COM NEW 902973304 9901 305970 SH DEFINED 305970 0 0 US GOLD CORPORATION COM PAR $0.10 912023207 4428 1753331 SH DEFINED 1753331 0 0 USEC INC NOTE 3.000%10/0 90333EAC2 69299 117401000 PRN DEFINED 117401000 0 0 USEC INC COM 90333E108 10079 2723968 SH DEFINED 2723968 0 0 USF&G CORP NOTE 3/0 903290AD6 9089 9600000 PRN DEFINED 9600000 0 0 UTAH MED PRODS INC COM 917488108 248 8366 SH 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925297103 68 10807 SH DEFINED 10807 0 0 VERTEX PHARMACEUTICALS INC COM 92532F100 10349 433203 SH DEFINED 433203 0 0 VIACOM INC NEW CL B 92553P201 653 16479 SH DEFINED 16479 0 0 VICAL INC COM 925602104 181 51379 SH DEFINED 51379 0 0 VICTORY ACQUISITION CORP *W EXP 04/24/201 92644D118 56 100000 SH DEFINED 100000 0 0 VICTORY ACQUISITION CORP COM 92644D100 941 100100 SH DEFINED 100100 0 0 VIEWPOINT FINL GROUP COM 926727108 38394 2325500 SH DEFINED 2325500 0 0 VION PHARMACEUTICALS INC COM NEW 927624502 124 79202 SH DEFINED 79202 0 0 VIRGIN MEDIA INC COM 92769L101 2162 153650 SH DEFINED 153650 0 0 VISHAY INTERTECHNOLOGY INC COM 928298108 429 47402 SH DEFINED 47402 0 0 VISTEON CORP COM 92839U107 2720 723324 SH DEFINED 723324 0 0 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 1054 35710 SH DEFINED 35710 0 0 VORNADO RLTY TR SH BEN INT 929042109 1261 14623 SH DEFINED 14623 0 0 VOTORANTIM CELULOSE E PAPEL SPONSORED ADR 92906P106 527 18481 SH DEFINED 18481 0 0 VYYO INC COM NEW 918458209 30 72360 SH DEFINED 72360 0 0 WABCO HLDGS INC COM 92927K102 337 7391 SH DEFINED 7391 0 0 WABTEC CORP COM 929740108 934 24801 SH DEFINED 24801 0 0 WAL MART STORES INC COM 931142103 6656 126354 SH DEFINED 126354 0 0 WALGREEN CO COM 931422109 2049 53796 SH DEFINED 53796 0 0 WARNACO GROUP INC COM NEW 934390402 265 6712 SH DEFINED 6712 0 0 WASHINGTON MUT INC CONV7.75%SER R 939322814 95819 134500 SH DEFINED 134500 0 0 WASTE MGMT INC DEL COM 94106L109 541 16128 SH DEFINED 16128 0 0 WATSCO INC COM 942622200 618 14932 SH DEFINED 14932 0 0 WATSON WYATT WORLDWIDE INC CL A 942712100 511 9007 SH DEFINED 9007 0 0 WATTS WATER TECHNOLOGIES INC CL A 942749102 640 22817 SH DEFINED 22817 0 0 WAUWATOSA HLDGS INC COM 94348P108 4413 370876 SH DEFINED 370876 0 0 WCI CMNTYS INC COM 92923C104 494 147451 SH DEFINED 147451 0 0 WEIS MKTS INC COM 948849104 482 13981 SH DEFINED 13981 0 0 WELLPOINT INC COM 94973V107 819 18564 SH DEFINED 18564 0 0 WELLS FARGO & CO NEW COM 949746101 10017 344240 SH DEFINED 344240 0 0 WESTERN ASSET EMRG MKT DEBT COM 95766A101 18042 1037485 SH DEFINED 1037485 0 0 WESTERN REFNG INC COM 959319104 349 25900 SH DEFINED 25900 0 0 WESTERN UN CO COM 959802109 8042 378103 SH DEFINED 378103 0 0 WESTFIELD FINANCIAL INC NEW COM 96008P104 5472 560125 SH DEFINED 560125 0 0 WESTWOOD ONE INC COM 961815107 34 16313 SH DEFINED 16313 0 0 WET SEAL INC CL A 961840105 79 23189 SH DEFINED 23189 0 0 WHITE MTNS INS GROUP LTD COM G9618E107 1428 2975 SH DEFINED 2975 0 0 WILEY JOHN & SONS INC CL A 968223206 577 14537 SH DEFINED 14537 0 0 WILLBROS GROUP INC COM 969199108 5678 185567 SH DEFINED 185567 0 0 WILLIAMS SONOMA INC COM 969904101 293 12093 SH DEFINED 12093 0 0 WILSHIRE ENTERPRISES INC COM 971889100 1251 422477 SH DEFINED 422477 0 0 WINDSTREAM CORP COM 97381W104 1393 116596 SH DEFINED 116596 0 0 WINN DIXIE STORES INC COM NEW 974280307 513 28551 SH DEFINED 28551 0 0 WINTRUST FINANCIAL CORP COM 97650W108 317 9082 SH DEFINED 9082 0 0 WIPRO LTD SPON ADR 1 SH 97651M109 411 35624 SH DEFINED 35624 0 0 WNS HOLDINGS LTD SPON ADR 92932M101 158 10207 SH DEFINED 10207 0 0 WOLVERINE WORLD WIDE INC COM 978097103 463 15948 SH DEFINED 15948 0 0 WOORI FIN HLDGS CO LTD ADR 981063100 352 6764 SH DEFINED 6764 0 0 WORLD ACCEP CORP DEL COM 981419104 235 7380 SH DEFINED 7380 0 0 WRIGLEY WM JR CO COM 982526105 429 6820 SH DEFINED 6820 0 0 WSB HOLDINGS INC COM 92934C101 72 13100 SH DEFINED 13100 0 0 WYETH COM 983024100 2736 65515 SH DEFINED 65515 0 0 XENOPORT INC COM 98411C100 20506 506701 SH DEFINED 506701 0 0 XEROX CORP COM 984121103 369 24637 SH DEFINED 24637 0 0 XILINX INC COM 983919101 617 25969 SH DEFINED 25969 0 0 XL CAP LTD CL A G98255105 7388 250000 SH DEFINED 250000 0 0 XOMA LTD ORD G9825R107 24250 9362869 SH DEFINED 9362869 0 0 XYRATEX LTD COM G98268108 1042 58100 SH DEFINED 58100 0 0 YAHOO INC COM 984332106 19846 686007 SH DEFINED 686007 0 0 YANZHOU COAL MNG CO LTD SPON ADR H SHS 984846105 1100 15483 SH DEFINED 15483 0 0 YUM BRANDS INC COM 988498101 746 20039 SH DEFINED 20039 0 0 ZEBRA TECHNOLOGIES CORP CL A 989207105 265 7941 SH DEFINED 7941 0 0 ZENITH NATL INS CORP COM 989390109 24417 680887 SH DEFINED 680887 0 0 ZHONGPIN INC COM 98952K107 2200 275000 SH DEFINED 275000 0 0 ZIMMER HLDGS INC COM 98956P102 371 4765 SH DEFINED 4765 0 0 ZWEIG FD COM 989834106 2300 501113 SH DEFINED 501113 0 0 SUMMARY: Total Number of Securities is 1296 Total Value in 1000s is 6191042
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