0000950123-20-009021.txt : 20200814 0000950123-20-009021.hdr.sgml : 20200814 20200814150037 ACCESSION NUMBER: 0000950123-20-009021 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200814 DATE AS OF CHANGE: 20200814 EFFECTIVENESS DATE: 20200814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: QVT Financial LP CENTRAL INDEX KEY: 0001290162 IRS NUMBER: 113694008 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11172 FILM NUMBER: 201104314 BUSINESS ADDRESS: STREET 1: 444 MADISON AVENUE STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-705-8800 MAIL ADDRESS: STREET 1: 444 MADISON AVENUE STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE 0001290162 XXXXXXXX 06-30-2020 06-30-2020 false QVT Financial LP

444 Madison Avenue 21st Floor NEW YORK NY 10022

13F HOLDINGS REPORT 028-11172 N Meg Eisner (212) 705-8888 /s/ Meg Eisner New York NY 08-14-2020 0 48 588179 false INFORMATION TABLE 2 1267.xml INFORMATION TABLE FOR FORM 13F ACADIA PHARMACEUTICALS INC COM 004225108 951 19613 SH DFND 19613 0 0 ACCELERON PHARMA INC COM 00434H108 9660 101396 SH DFND 101396 0 0 AGORA INC ADS 00851L103 663 15000 SH DFND 15000 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 17871 82851 SH DFND 82851 0 0 ANTERIX INC COM 03676C100 14134 311738 SH DFND 311738 0 0 ARGENX SE SPONSORED ADR 04016X101 7320 32498 SH DFND 32498 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 8559 47946 SH DFND 47946 0 0 BIOMARIN PHARMACEUTICAL INC COM 09061G101 546 4429 SH DFND 4429 0 0 BITAUTO HLDGS LTD SPONSORED ADS 091727107 10112 637970 SH DFND 637970 0 0 BLUEBIRD BIO INC COM 09609G100 213 3487 SH DFND 3487 0 0 CAL MAINE FOODS INC COM NEW 128030202 2385 53613 SH DFND 53613 0 0 CARNIVAL CORP UNIT 99/99/9999 143658300 821 50000 SH DFND 50000 0 0 CARNIVAL CORP UNIT 99/99/9999 143658300 19294 1175000 SH Put DFND 1175000 0 0 CTRIP COM INTL LTD DBCV 22943FAH3 29318 29486000 PRN DFND 29486000 0 0 CYPRESS SEMICONDUCTOR CORP NOTE 4.500% 1/1 232806AM1 30317 17000000 PRN DFND 17000000 0 0 EURONAV NV ANTWERPEN SHS B38564108 12783 1568517 SH DFND 1568517 0 0 FACEBOOK INC CL A 30303M102 3773 16617 SH DFND 16617 0 0 GDS HLDGS LTD NOTE 2.000% 6/0 36165LAB4 18569 11500000 PRN DFND 11500000 0 0 GOGO INC NOTE 6.000% 5/1 38046CAD1 1977 3000000 PRN DFND 3000000 0 0 GOGO INC COM 38046C109 948 300000 SH Put DFND 300000 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 13128 66429 SH DFND 66429 0 0 GRAY TELEVISION INC COM 389375106 4066 291452 SH DFND 291452 0 0 GRINDROD SHIPPING HOLDINGS L SHS Y28895103 3199 1301975 SH DFND 1301975 0 0 HOME DEPOT INC COM 437076102 7472 29826 SH DFND 29826 0 0 ILLUMINA INC COM 452327109 14814 40000 SH Call DFND 40000 0 0 IMMUNOGEN INC COM 45253H101 6329 1375900 SH DFND 1375900 0 0 IMMUNOMEDICS INC COM 452907108 21076 594700 SH DFND 594700 0 0 IOVANCE BIOTHERAPEUTICS INC COM 462260100 17698 644728 SH DFND 644728 0 0 ISHARES TR NASDAQ BIOTECH 464287556 42296 309431 SH DFND 309431 0 0 JPMORGAN CHASE & CO COM 46625H100 4728 50262 SH DFND 50262 0 0 MAKEMYTRIP LIMITED MAURITIUS SHS V5633W109 8594 560981 SH DFND 560981 0 0 MICROCHIP TECHNOLOGY INC. NOTE 1.625% 2/1 595017AD6 51199 22897000 PRN DFND 22897000 0 0 MOHAWK INDS INC COM 608190104 5072 49842 SH DFND 49842 0 0 NEW YORK TIMES CO CL A 650111107 14760 351187 SH DFND 351187 0 0 NEXSTAR MEDIA GROUP INC CL A 65336K103 13870 165735 SH DFND 165735 0 0 NIO INC NOTE 4.500% 2/0 62914VAB2 16057 16000000 PRN DFND 16000000 0 0 NIO INC SPON ADS 62914V106 7720 1000000 SH Put DFND 1000000 0 0 NORDIC AMERICAN TANKERS LIMI COM G65773106 1239 305100 SH Put DFND 305100 0 0 PREVAIL THERAPEUTICS INC COM 74140Y101 1992 133690 SH DFND 133690 0 0 SAREPTA THERAPEUTICS INC COM 803607100 500 3117 SH DFND 3117 0 0 SCULPTOR CAP MGMT COM CL A 811246107 1048 81068 SH DFND 81068 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 5676 245309 SH DFND 245309 0 0 SHIP FIN INTL LTD NOTE 4.875% 5/0 824689AG8 3487 3955000 PRN DFND 3955000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 32255 104603 SH DFND 104603 0 0 TESLA INC NOTE 1.250% 3/0 88160RAC5 48075 16000000 PRN DFND 16000000 0 0 TESLA INC COM 88160R101 47620 44100 SH Put DFND 44100 0 0 TIFFANY & CO NEW COM 886547108 2683 22000 SH DFND 22000 0 0 WELLS FARGO CO NEW COM 949746101 1312 51231 SH DFND 51231 0 0