0000950123-20-005310.txt : 20200515 0000950123-20-005310.hdr.sgml : 20200515 20200515150017 ACCESSION NUMBER: 0000950123-20-005310 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200515 DATE AS OF CHANGE: 20200515 EFFECTIVENESS DATE: 20200515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: QVT Financial LP CENTRAL INDEX KEY: 0001290162 IRS NUMBER: 113694008 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11172 FILM NUMBER: 20884254 BUSINESS ADDRESS: STREET 1: 444 MADISON AVENUE STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-705-8800 MAIL ADDRESS: STREET 1: 444 MADISON AVENUE STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001290162 XXXXXXXX 03-31-2020 03-31-2020 QVT Financial LP

444 Madison Avenue 21st Floor New York NY 10022

13F HOLDINGS REPORT 028-11172 N Meg Eisner (212) 705-8888 /s/ Meg Eisner Hilton Head Island SC 05-15-2020 0 48 428590 false INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F ACADIA PHARMACEUTICALS INC COM 004225108 829 19613 SH DFND 19613 0 0 ACCELERON PHARMA INC COM 00434H108 10808 120264 SH DFND 120264 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 11679 60051 SH DFND 60051 0 0 ANTERIX INC COM 03676C100 14237 311738 SH DFND 311738 0 0 ARGENX SE SPONSORED ADR 04016X101 6031 45781 SH DFND 45781 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 8766 47946 SH DFND 47946 0 0 BIOMARIN PHARMACEUTICAL INC COM 09061G101 374 4429 SH DFND 4429 0 0 BITAUTO HLDGS LTD SPONSORED ADS 091727107 4873 468970 SH DFND 468970 0 0 CAL MAINE FOODS INC COM NEW 128030202 2358 53613 SH DFND 53613 0 0 CTRIP COM INTL LTD NOTE 1.000% 7/0 22943FAF7 4883 5000000 PRN DFND 5000000 0 0 CTRIP COM INTL LTD DBCV 22943FAH3 17752 18038000 PRN DFND 18038000 0 0 CYPRESS SEMICONDUCTOR CORP NOTE 4.500% 1/1 232806AM1 29510 17000000 PRN DFND 17000000 0 0 DHT HOLDINGS INC SHS NEW Y2065G121 1881 245211 SH DFND 245211 0 0 DOCUSIGN INC COM 256163106 7392 80000 SH Call DFND 80000 0 0 EURONAV NV ANTWERPEN SHS B38564108 21134 1873550 SH DFND 1873550 0 0 EURONET WORLDWIDE INC COM 298736109 18858 220000 SH Call DFND 220000 0 0 FACEBOOK INC CL A 30303M102 2772 16617 SH DFND 16617 0 0 GDS HLDGS LTD NOTE 2.000% 6/0 36165LAB4 11534 9000000 PRN DFND 9000000 0 0 GOGO INC NOTE 6.000% 5/1 38046CAD1 3132 5000000 PRN DFND 5000000 0 0 GOGO INC COM 38046C109 636 300000 SH Put DFND 300000 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 10269 66429 SH DFND 66429 0 0 GRAY TELEVISION INC COM 389375106 3130 291452 SH DFND 291452 0 0 GRINDROD SHIPPING HOLDINGS L SHS Y28895103 3318 1301975 SH DFND 1301975 0 0 HOME DEPOT INC COM 437076102 5569 29826 SH DFND 29826 0 0 ILLUMINA INC COM 452327109 32774 120000 SH Call DFND 120000 0 0 IMMUNOGEN INC COM 45253H101 4692 1375900 SH DFND 1375900 0 0 IMMUNOMEDICS INC COM 452907108 5547 411500 SH DFND 411500 0 0 INTERCEPT PHARMACEUTICALS IN COM 45845P108 237 3763 SH DFND 3763 0 0 IOVANCE BIOTHERAPEUTICS INC COM 462260100 19300 644728 SH DFND 644728 0 0 ISHARES TR NASDAQ BIOTECH 464287556 21057 195440 SH DFND 195440 0 0 JPMORGAN CHASE & CO COM 46625H100 3559 39530 SH DFND 39530 0 0 MAKEMYTRIP LIMITED MAURITIUS SHS V5633W109 6707 560981 SH DFND 560981 0 0 MICROCHIP TECHNOLOGY INC NOTE 1.625% 2/1 595017AD6 32832 22897000 PRN DFND 22897000 0 0 MOHAWK INDS INC COM 608190104 3800 49842 SH DFND 49842 0 0 NEW YORK TIMES CO CL A 650111107 10785 351187 SH DFND 351187 0 0 NEXSTAR MEDIA GROUP INC CL A 65336K103 9568 165735 SH DFND 165735 0 0 NIO INC NOTE 4.500% 2/0 62914VAB2 7911 16000000 PRN DFND 16000000 0 0 NIO INC SPON ADS 62914V106 1473 530000 SH Call DFND 530000 0 0 PREVAIL THERAPEUTICS INC COM 74140Y101 1630 133690 SH DFND 133690 0 0 SAREPTA THERAPEUTICS INC COM 803607100 305 3117 SH DFND 3117 0 0 SCULPTOR CAP MGMT COM CL A 811246107 1098 81068 SH DFND 81068 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 5107 245309 SH DFND 245309 0 0 SHIP FIN INTL LTD NOTE 4.875% 5/0 824689AG8 3493 3955000 PRN DFND 3955000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 26961 104603 SH DFND 104603 0 0 WELLS FARGO CO NEW COM 949746101 1470 51231 SH DFND 51231 0 0 WESTERN DIGITAL CORP. COM 958102105 254 6112 SH DFND 6112 0 0 WESTERN DIGITAL CORP. COM 958102105 2497 60000 SH Call DFND 60000 0 0 WORKDAY INC NOTE 1.500% 7/1 98138HAD3 23808 14893000 PRN DFND 14893000 0 0