0000950123-19-008258.txt : 20190814 0000950123-19-008258.hdr.sgml : 20190814 20190814143839 ACCESSION NUMBER: 0000950123-19-008258 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190630 FILED AS OF DATE: 20190814 DATE AS OF CHANGE: 20190814 EFFECTIVENESS DATE: 20190814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: QVT Financial LP CENTRAL INDEX KEY: 0001290162 IRS NUMBER: 113694008 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11172 FILM NUMBER: 191025502 BUSINESS ADDRESS: STREET 1: 444 MADISON AVENUE STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-705-8800 MAIL ADDRESS: STREET 1: 444 MADISON AVENUE STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001290162 XXXXXXXX 06-30-2019 06-30-2019 QVT Financial LP

444 Madison Avenue 21st Floor New York NY 10022

13F HOLDINGS REPORT 028-11172 N Meg Eisner (212) 705-8888 /s/ Meg Eisner New York NY 08-14-2019 0 52 472829 false INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F ACADIA PHARMACEUTICALS INC COM 004225108 524 19613 SH DFND 19613 0 0 ACCELERON PHARMA INC COM 00434H108 7845 190977 SH DFND 190977 0 0 ADVANCED MICRO DEVICES INC NOTE 2.125% 9/0 007903BD8 65230 16839000 PRN DFND 16839000 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 14666 86551 SH DFND 86551 0 0 ARGENX SE SPONSORED ADR 04016X101 12024 84926 SH DFND 84926 0 0 BIOMARIN PHARMACEUTICAL INC COM 09061G101 379 4429 SH DFND 4429 0 0 BLUEBIRD BIO INC COM 09609G100 444 3487 SH DFND 3487 0 0 BRF SA SPONSORED ADR 10552T107 10675 1404594 SH DFND 1404594 0 0 CAL MAINE FOODS INC COM NEW 128030202 2237 53613 SH DFND 53613 0 0 EQT CORP COM 26884L109 581 36720 SH DFND 36720 0 0 EQUITRANS MIDSTREAM CORPORAT COM 294600101 579 29375 SH DFND 29375 0 0 EURONAV NV ANTWERPEN SHS B38564108 17311 1833765 SH DFND 1833765 0 0 EURONET WORLDWIDE INC COM 298736109 2911 17300 SH DFND 17300 0 0 EURONET WORLDWIDE INC COM 298736109 25236 150000 SH Call DFND 150000 0 0 FACEBOOK INC CL A 30303M102 3207 16617 SH DFND 16617 0 0 FTS INTERNATIONAL INC COM 30283W104 4473 838226 SH DFND 838226 0 0 GDS HLDGS LTD NOTE 2.000% 6/0 36165LAB4 8960 9000000 PRN DFND 9000000 0 0 GDS HLDGS LTD SPONSORED ADS 36165L108 5013 133435 SH DFND 133435 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 3885 18990 SH DFND 18990 0 0 GRAY TELEVISION INC COM 389375106 2705 165052 SH DFND 165052 0 0 GRINDROD SHIPPING HOLDINGS L SHS Y28895103 5561 1301975 SH DFND 1301975 0 0 HERBALIFE LTD NOTE 2.000% 8/1 42703MAB9 52363 50524000 PRN DFND 50524000 0 0 HERBALIFE NUTRITION LTD COM SHS G4412G101 17835 417100 SH Put DFND 417100 0 0 HOME DEPOT INC COM 437076102 6203 29826 SH DFND 29826 0 0 ILLUMINA INC COM 452327109 1423 3866 SH DFND 3866 0 0 ILLUMINA INC COM 452327109 22089 60000 SH Call DFND 60000 0 0 IMMUNOGEN INC COM 45253H101 2842 1375900 SH DFND 1375900 0 0 IMMUNOMEDICS INC COM 452907108 5708 411500 SH DFND 411500 0 0 INTERCEPT PHARMACEUTICALS IN COM 45845P108 299 3763 SH DFND 3763 0 0 IOVANCE BIOTHERAPEUTICS INC COM 462260100 23919 1021361 SH DFND 1021361 0 0 JPMORGAN CHASE & CO COM 46625H100 4419 39530 SH DFND 39530 0 0 KEANE GROUP INC COM 48669A108 6935 1032004 SH DFND 1032004 0 0 MAKEMYTRIP LIMITED MAURITIUS SHS V5633W109 14928 623312 SH DFND 623312 0 0 MICROCHIP TECHNOLOGY INC NOTE 1.625% 2/1 595017AD6 45562 25897000 PRN DFND 25897000 0 0 MOHAWK INDS INC COM 608190104 5648 38299 SH DFND 38299 0 0 NETEASE INC SPONSORED ADR 64110W102 2583 10100 SH DFND 10100 0 0 NEW YORK TIMES CO CL A 650111107 10382 318272 SH DFND 318272 0 0 NEXSTAR MEDIA GROUP INC CL A 65336K103 12759 126324 SH DFND 126324 0 0 NIO INC SPONSORED ADS 62914V106 893 350000 SH Call DFND 350000 0 0 NORTHSTAR REALTY EUROPE CORP COM 66706L101 3632 221084 SH DFND 221084 0 0 PATTERSON UTI ENERGY INC COM 703481101 2360 205060 SH DFND 205060 0 0 PDVWIRELESS INC COM 69290R104 13643 311738 SH DFND 311738 0 0 PURE ACQUISITION CORP CL A 74621Q106 4765 500000 SH DFND 500000 0 0 PURE ACQUISITION CORP *W EXP 04/17/202 74621Q114 260 250000 SH DFND 250000 0 0 SAREPTA THERAPEUTICS INC COM 803607100 474 3117 SH DFND 3117 0 0 SHIP FIN INTL LTD NOTE 4.875% 5/0 824689AG8 4055 3955000 PRN DFND 3955000 0 0 SO YOUNG INTERNATIONAL INC SPONSORED ADS 83356Q108 1176 87500 SH DFND 87500 0 0 STAR BULK CARRIERS CORP SHS PAR Y8162K204 1774 183800 SH DFND 183800 0 0 TRIBUNE MEDIA CO CL A 896047503 1775 38400 SH DFND 38400 0 0 WELLS FARGO CO NEW COM 949746101 2424 51231 SH DFND 51231 0 0 WESTERN DIGITAL CORP COM 958102105 500 10512 SH DFND 10512 0 0 WESTERN DIGITAL CORP COM 958102105 4755 100000 SH Call DFND 100000 0 0