0000950123-16-017625.txt : 20160516
0000950123-16-017625.hdr.sgml : 20160516
20160516162551
ACCESSION NUMBER: 0000950123-16-017625
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160331
FILED AS OF DATE: 20160516
DATE AS OF CHANGE: 20160516
EFFECTIVENESS DATE: 20160516
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: QVT Financial LP
CENTRAL INDEX KEY: 0001290162
IRS NUMBER: 113694008
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11172
FILM NUMBER: 161654255
BUSINESS ADDRESS:
STREET 1: 1177 AVENUE OF THE AMERICAS
STREET 2: 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 212-705-8800
MAIL ADDRESS:
STREET 1: 1177 AVENUE OF THE AMERICAS
STREET 2: 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001290162
XXXXXXXX
03-31-2016
03-31-2016
QVT Financial LP
1177 Avenue of the Americas
9th Floor
NEW YORK
NY
10036
13F HOLDINGS REPORT
028-11172
N
Tracy Fu
Managing Member of the General Partner
(212) 705-8888
/s/ Tracy Fu
New York
NY
05-16-2016
0
84
1630708
false
INFORMATION TABLE
2
form13fInfoTable.xml
INFORMATION TABLE FOR FORM 13F
21VIANET GROUP INC
SPONSORED ADR
90138A103
10488
525189
SH
DFND
525189
0
0
ACCELERON PHARMA INC
COM
00434H108
18537
702410
SH
DFND
702410
0
0
ADAPTIMMUNE THERAPEUTICS PLC
SPONDS ADR
00653A107
6371
783645
SH
DFND
783645
0
0
AGENUS INC
COM NEW
00847G705
16129
3877072
SH
DFND
3877072
0
0
AKARI THERAPEUTICS PLC
SPONSORED ADR
00972G108
3205
263921
SH
DFND
263921
0
0
ALERE INC
COM
01449J105
5083
100442
SH
DFND
100442
0
0
ARRAY BIOPHARMA INC
NOTE 3.000% 6/0
04269XAA3
3685
4600000
PRN
DFND
4600000
0
0
ARROWHEAD RESH CORP
COM NEW
042797209
9870
2047782
SH
DFND
2047782
0
0
ASSEMBLY BIOSCIENCES INC
COM
045396108
3049
740700
SH
DFND
740700
0
0
AVEXIS INC
COM
05366U100
6224
242756
SH
DFND
242756
0
0
BEIGENE LTD
SPONSORED ADR
07725L102
4983
170000
SH
DFND
170000
0
0
BELLICUM PHARMACEUTICALS INC
COM
079481107
4749
507939
SH
DFND
507939
0
0
BIOMARIN PHARMACEUTICAL INC
COM
09061G101
8767
106289
SH
DFND
106289
0
0
BLACKROCK INC
COM
09247X101
20434
60000
SH
Put
DFND
60000
0
0
BLUEBIRD BIO INC
COM
09609G100
2508
59002
SH
DFND
59002
0
0
BRF SA
SPONSORED ADR
10552T107
8633
607112
SH
DFND
607112
0
0
CHINA ZENIX AUTO INTL LTD
ADS
16951E104
5435
6074805
SH
DFND
6074805
0
0
CLOVIS ONCOLOGY INC
NOTE 2.500% 9/1
189464AB6
29665
43295000
PRN
DFND
43295000
0
0
CTRIP COM INTL LTD
NOTE 1.250%10/1
22943FAD2
32278
25000000
PRN
DFND
25000000
0
0
CYTRX CORP
COM PAR $.001
232828509
14905
5850399
SH
DFND
5850399
0
0
DHT HOLDINGS INC
SHS NEW
Y2065G121
2653
460522
SH
DFND
460522
0
0
DHT HOLDINGS INC
DEBT 4.500%10/0
23335SAB2
16414
17000000
PRN
DFND
17000000
0
0
E HOUSE CHINA HLDGS LTD
ADR
26852W103
2590
416438
SH
DFND
416438
0
0
EPIZYME INC
COM
29428V104
14317
1181244
SH
DFND
1181244
0
0
EQUITY COMWLTH
COM SH BEN INT
294628102
22576
800000
SH
DFND
800000
0
0
FIBROCELL SCIENCE INC
COM NEW
315721209
4400
1913662
SH
DFND
1913662
0
0
FIVE PRIME THERAPEUTICS INC
COM
33830X104
6915
170199
SH
DFND
170199
0
0
GOLAR LNG LTD BERMUDA
SHS
G9456A100
5396
300283
SH
DFND
300283
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
79174
504356
SH
DFND
504356
0
0
HALOZYME THERAPEUTICS INC
COM
40637H109
6576
694436
SH
DFND
694436
0
0
IKANG HEALTHCARE GROUP INC
SPONSORED ADR
45174L108
21111
965717
SH
DFND
965717
0
0
INTEL CORP
COM
458140100
39473
1220176
SH
DFND
1220176
0
0
INTEL CORP
SDCV 12/1
458140AD2
40958
31920000
PRN
DFND
31920000
0
0
INTERCEPT PHARMACEUTICALS IN
COM
45845P108
10283
80044
SH
DFND
80044
0
0
ISHARES TR
NASDQ BIOTEC ETF
464287556
15691
60164
SH
DFND
60164
0
0
ISHARES TR
U.S. PFD STK ETF
464288687
32005
820000
SH
Put
DFND
820000
0
0
JPMORGAN CHASE & CO
COM
46625H100
13436
226879
SH
DFND
226879
0
0
KKR & CO L P DEL
COM UNITS
48248M102
8287
564149
SH
DFND
564149
0
0
LION BIOTECHNOLOGIES INC
COM
53619R102
8119
1598309
SH
DFND
1598309
0
0
MAKEMYTRIP LIMITED MAURITIUS
SHS
V5633W109
35041
2034024
SH
DFND
2034024
0
0
MARVELL TECHNOLOGY GROUP LTD
ORD
G5876H105
40448
3923182
SH
DFND
3923182
0
0
MEDGENICS INC
COM NEW
58436Q203
3817
867608
SH
DFND
867608
0
0
MGIC INVT CORP WIS
COM
552848103
1342
175000
SH
DFND
175000
0
0
MICROCHIP TECHNOLOGY INC
SDCV 2.125%12/1
595017AB0
31435
15764000
PRN
DFND
15764000
0
0
MIRATI THERAPEUTICS INC
COM
60468T105
11955
558625
SH
DFND
558625
0
0
NAVIGATOR HOLDINGS LTD
SHS
Y62132108
10510
650769
SH
DFND
650769
0
0
NEW YORK TIMES CO
CL A
650111107
29006
2327896
SH
DFND
2327896
0
0
NORDIC AMERICAN TANKERS LIMI
COM
G65773106
15937
1131120
SH
DFND
1131120
0
0
NORDIC AMERICAN TANKERS LIMI
COM
G65773106
26947
1912500
SH
Put
DFND
1912500
0
0
NORTHSTAR REALTY EUROPE CORP
COM
66706L101
26689
2300786
SH
DFND
2300786
0
0
OCERA THERAPEUTICS INC
COM
67552A108
2447
932086
SH
DFND
932086
0
0
OCWEN FINL CORP
COM NEW
675746309
741
300000
SH
DFND
300000
0
0
PALATIN TECHNOLOGIES INC
COM PAR $ .01
696077403
1883
4982174
SH
DFND
4982174
0
0
PDVWIRELESS INC
COM
69290R104
26802
876699
SH
DFND
876699
0
0
PRONAI THERAPEUTICS INC
COM
74346L101
472
70000
SH
DFND
70000
0
0
QIHOO 360 TECHNOLOGY CO LTD
ADS
74734M109
40121
531047
SH
DFND
531047
0
0
QIMONDA FIN LLC
NOTE 6.750% 3/2
74732WAA7
12872
82885000
PRN
DFND
82885000
0
0
REALOGY HLDGS CORP
COM
75605Y106
14444
400000
SH
DFND
400000
0
0
REGENXBIO INC
COM
75901B107
4527
424368
SH
DFND
424368
0
0
ROYAL BK CDA MONTREAL QUE
COM
780087102
8634
150000
SH
Put
DFND
150000
0
0
SAREPTA THERAPEUTICS INC
COM
803607100
8775
449526
SH
DFND
449526
0
0
SHIP FINANCE INTERNATIONAL L
NOTE 3.250% 2/0
G81075AE6
37258
38000000
PRN
DFND
38000000
0
0
SOLARCITY CORP
COM
83416T100
10000
406816
SH
DFND
406816
0
0
SOLARCITY CORP
COM
83416T100
9979
406000
SH
Put
DFND
406000
0
0
SPDR SERIES TRUST
S&P BIOTECH
78464A870
289296
5600000
SH
Put
DFND
5600000
0
0
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADR
874039100
10480
400000
SH
Put
DFND
400000
0
0
TAL ED GROUP
NOTE 2.500% 5/1
874080AB0
46707
24000000
PRN
DFND
24000000
0
0
TEEKAY TANKERS LTD
CL A
Y8565N102
6684
1821389
SH
DFND
1821389
0
0
TENET HEALTHCARE CORP
COM NEW
88033G407
23312
805823
SH
DFND
805823
0
0
TRACON PHARMACEUTICALS INC
COM
89237H100
2306
363292
SH
DFND
363292
0
0
VERISIGN INC
SDCV 3.250% 8/1
92343EAD4
103695
40000000
PRN
DFND
40000000
0
0
VIPSHOP HLDGS LTD
NOTE 1.500% 3/1
92763WAA1
17595
17500000
PRN
DFND
17500000
0
0
WAYFAIR INC
CL A
94419L101
8644
200000
SH
DFND
200000
0
0
WAYFAIR INC
CL A
94419L101
8644
200000
SH
Put
DFND
200000
0
0
WELLS FARGO & CO NEW
COM
949746101
24864
514153
SH
DFND
514153
0
0
WESCO INTL INC
DBCV 6.000% 9/1
95082PAH8
36151
18750000
PRN
DFND
18750000
0
0
WL ROSS HLDG CORP
COM SHS
92939D104
10030
1000000
SH
DFND
1000000
0
0
XENCOR INC
COM
98401F105
5193
386925
SH
DFND
386925
0
0
XILINX INC
COM
983919101
11234
236855
SH
DFND
236855
0
0
YOUKU TUDOU INC
SPONSORED ADR
98742U100
22143
805499
SH
DFND
805499
0
0
YY INC
NOTE 2.250% 4/0
98426TAB2
4875
5000000
PRN
DFND
5000000
0
0
ZILLOW GROUP INC
CL C CAP STK
98954M200
11034
465000
SH
DFND
465000
0
0
ZILLOW GROUP INC
CL A
98954M101
8942
350000
SH
DFND
350000
0
0
ZILLOW GROUP INC
CL C CAP STK
98954M200
1424
60000
SH
Put
DFND
60000
0
0