0000950123-16-017625.txt : 20160516 0000950123-16-017625.hdr.sgml : 20160516 20160516162551 ACCESSION NUMBER: 0000950123-16-017625 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160331 FILED AS OF DATE: 20160516 DATE AS OF CHANGE: 20160516 EFFECTIVENESS DATE: 20160516 FILER: COMPANY DATA: COMPANY CONFORMED NAME: QVT Financial LP CENTRAL INDEX KEY: 0001290162 IRS NUMBER: 113694008 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11172 FILM NUMBER: 161654255 BUSINESS ADDRESS: STREET 1: 1177 AVENUE OF THE AMERICAS STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212-705-8800 MAIL ADDRESS: STREET 1: 1177 AVENUE OF THE AMERICAS STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001290162 XXXXXXXX 03-31-2016 03-31-2016 QVT Financial LP
1177 Avenue of the Americas 9th Floor NEW YORK NY 10036
13F HOLDINGS REPORT 028-11172 N
Tracy Fu Managing Member of the General Partner (212) 705-8888 /s/ Tracy Fu New York NY 05-16-2016 0 84 1630708 false
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PHARMACEUTICALS INC COM 89237H100 2306 363292 SH DFND 363292 0 0 VERISIGN INC SDCV 3.250% 8/1 92343EAD4 103695 40000000 PRN DFND 40000000 0 0 VIPSHOP HLDGS LTD NOTE 1.500% 3/1 92763WAA1 17595 17500000 PRN DFND 17500000 0 0 WAYFAIR INC CL A 94419L101 8644 200000 SH DFND 200000 0 0 WAYFAIR INC CL A 94419L101 8644 200000 SH Put DFND 200000 0 0 WELLS FARGO & CO NEW COM 949746101 24864 514153 SH DFND 514153 0 0 WESCO INTL INC DBCV 6.000% 9/1 95082PAH8 36151 18750000 PRN DFND 18750000 0 0 WL ROSS HLDG CORP COM SHS 92939D104 10030 1000000 SH DFND 1000000 0 0 XENCOR INC COM 98401F105 5193 386925 SH DFND 386925 0 0 XILINX INC COM 983919101 11234 236855 SH DFND 236855 0 0 YOUKU TUDOU INC SPONSORED ADR 98742U100 22143 805499 SH DFND 805499 0 0 YY INC NOTE 2.250% 4/0 98426TAB2 4875 5000000 PRN DFND 5000000 0 0 ZILLOW GROUP INC CL C CAP STK 98954M200 11034 465000 SH DFND 465000 0 0 ZILLOW GROUP INC CL A 98954M101 8942 350000 SH DFND 350000 0 0 ZILLOW GROUP INC CL C CAP STK 98954M200 1424 60000 SH 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