0000950123-14-002770.txt : 20140218 0000950123-14-002770.hdr.sgml : 20140217 20140214190718 ACCESSION NUMBER: 0000950123-14-002770 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140218 DATE AS OF CHANGE: 20140214 EFFECTIVENESS DATE: 20140218 FILER: COMPANY DATA: COMPANY CONFORMED NAME: QVT Financial LP CENTRAL INDEX KEY: 0001290162 IRS NUMBER: 113694008 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11172 FILM NUMBER: 14619756 BUSINESS ADDRESS: STREET 1: 1177 AVENUE OF THE AMERICAS STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212-705-8800 MAIL ADDRESS: STREET 1: 1177 AVENUE OF THE AMERICAS STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001290162 XXXXXXXX 12-31-2013 12-31-2013 QVT Financial LP

1177 Avenue of the Americas 9th Floor New York NY 10036

13F HOLDINGS REPORT 028-11172 N Tracy Fu (212) 705-8888 /s/Tracy Fu New York NY 02-14-2014 0 78 1705248 false INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F ACCELERON PHARMA INC COM 00434H108 21592 556574 SH DFND 556574 0 0 ACHILLION PHARMACEUTICALS IN COM 00448Q201 35901 10816953 SH DFND 10816953 0 0 ALTISOURCE PORTFOLIO SOLNS S REG SHS L0175J104 22177 139801 SH DFND 139801 0 0 ALTISOURCE PORTFOLIO SOLNS S REG SHS L0175J104 14324 90300 SH Put DFND 90300 0 0 ANACOR PHARMACEUTICALS INC COM 032420101 20514 1222503 SH DFND 1222503 0 0 ARM HLDGS PLC SPONSORED ADR 042068106 12046 220100 SH Put DFND 220100 0 0 ARRAY BIOPHARMA INC COM 04269X105 13194 2633600 SH DFND 2633600 0 0 ARRAY BIOPHARMA INC NOTE 3.000% 6/0 04269XAA3 9428 9000000 PRN DFND 9000000 0 0 ARROWHEAD RESH CORP COM NEW 042797209 21108 2047782 SH DFND 2047782 0 0 BIOCRYST PHARMACEUTICALS COM 09058V103 3996 525734 SH DFND 525734 0 0 BRF SA SPONSORED ADR 10552T107 20812 997220 SH DFND 997220 0 0 CAPITAL 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