0000950123-15-006294.txt : 20150515
0000950123-15-006294.hdr.sgml : 20150515
20150515120544
ACCESSION NUMBER: 0000950123-15-006294
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150331
FILED AS OF DATE: 20150515
DATE AS OF CHANGE: 20150515
EFFECTIVENESS DATE: 20150515
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: QVT Financial LP
CENTRAL INDEX KEY: 0001290162
IRS NUMBER: 113694008
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11172
FILM NUMBER: 15866954
BUSINESS ADDRESS:
STREET 1: 1177 AVENUE OF THE AMERICAS
STREET 2: 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 212-705-8800
MAIL ADDRESS:
STREET 1: 1177 AVENUE OF THE AMERICAS
STREET 2: 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001290162
XXXXXXXX
03-31-2015
03-31-2015
QVT Financial LP
1177 Avenue of the Americas
9th Floor
NEW YORK
NY
10036
13F HOLDINGS REPORT
028-11172
N
Tracy Fu
Managing Member of the General Partner
(212) 705-8888
Tracy Fu
New York
NY
05-15-2015
0
79
1796100
false
INFORMATION TABLE
2
form13fInfoTable.xml
INFORMATION TABLE FOR FORM 13F
ACCELERON PHARMA INC
COM
00434H108
28989
761661
SH
DFND
761661
0
0
AGENUS INC
COM NEW
00847G705
18791
3662932
SH
DFND
3662932
0
0
ALTISOURCE PORTFOLIO SOLNS S
REG SHS
L0175J104
7928
616031
SH
DFND
616031
0
0
ALTISOURCE RESIDENTIAL CORP
CL B
02153W100
4172
200000
SH
Put
DFND
200000
0
0
ALTISOURCE RESIDENTIAL CORP
CL B
02153W100
6038
289455
SH
DFND
289455
0
0
ANACOR PHARMACEUTICALS INC
COM
032420101
16452
284383
SH
DFND
284383
0
0
ARMSTRONG WORLD INDS INC NEW
COM
04247X102
3782
65800
SH
DFND
65800
0
0
ARRAY BIOPHARMA INC
NOTE 3.000% 6/0
04269XAA3
11406
9000000
PRN
DFND
9000000
0
0
ARROWHEAD RESH CORP
COM NEW
042797209
14158
2101510
SH
DFND
2101510
0
0
ASSEMBLY BIOSCIENCES INC
COM
045396108
7083
535000
SH
DFND
535000
0
0
AVALANCHE BIOTECHNOLOGIES IN
COM
05337G107
3694
91154
SH
DFND
91154
0
0
BIOCRYST PHARMACEUTICALS
COM
09058V103
11824
1309382
SH
DFND
1309382
0
0
BLUEBIRD BIO INC
COM
09609G100
14232
117844
SH
DFND
117844
0
0
BRF SA
SPONSORED ADR
10552T107
13225
668626
SH
DFND
668626
0
0
CANADIAN SOLAR INC
COM
136635109
16695
500000
SH
Put
DFND
500000
0
0
CAPITAL ONE FINL CORP
COM
14040H105
21425
271824
SH
DFND
271824
0
0
CHINA ZENIX AUTO INTL LTD
ADS
16951E104
5624
6074805
SH
DFND
6074805
0
0
CITIZENS FINL GROUP INC
COM
174610105
14961
620000
SH
DFND
620000
0
0
CONCERT PHARMACEUTICALS INC
COM
206022105
3938
259999
SH
DFND
259999
0
0
CTRIP COM INTL LTD
AMERICAN DEP SHS
22943F100
21815
372146
SH
DFND
372146
0
0
CTRIP COM INTL LTD
NOTE 1.250%10/1
22943FAD2
15780
15000000
PRN
DFND
15000000
0
0
CYTRX CORP
COM PAR $.001
232828509
17777
5275188
SH
DFND
5275188
0
0
DHT HOLDINGS INC
DEBT 4.500%10/0
23335SAB2
18233
17000000
PRN
DFND
17000000
0
0
DYAX CORP
COM
26746E103
10017
597866
SH
DFND
597866
0
0
EBAY INC
COM
278642103
46366
803852
SH
DFND
803852
0
0
EBAY INC
COM
278642103
3576
62000
SH
Call
DFND
62000
0
0
ELECTRONIC ARTS INC
NOTE 0.750% 7/1
285512AA7
4639
2500000
PRN
DFND
2500000
0
0
ELONG INC
SPONSORED ADR
290138205
7500
523300
SH
DFND
523300
0
0
ENDO HEALTH SOLUTIONS INC
NOTE 1.750% 4/1
29264FAB2
30644
10000000
PRN
DFND
10000000
0
0
EPIZYME INC
COM
29428V104
15606
831000
SH
DFND
831000
0
0
EURONAV NV ANTWERPEN
SHS TEMP
B38564124
7313
606349
SH
DFND
606349
0
0
FIRST SOLAR INC
COM
336433107
5979
100000
SH
Put
DFND
100000
0
0
FIVE PRIME THERAPEUTICS INC
COM
33830X104
9288
406457
SH
DFND
406457
0
0
GREEN DOT CORP
CL A
39304D102
14885
934997
SH
DFND
934997
0
0
HALOZYME THERAPEUTICS INC
COM
40637H109
12157
851305
SH
DFND
851305
0
0
HOME LN SERVICING SOLUTIONS
ORD SHS
G6648D109
5278
319100
SH
Put
DFND
319100
0
0
HOME LN SERVICING SOLUTIONS
ORD SHS
G6648D109
7569
457638
SH
DFND
457638
0
0
INTEL CORP
COM
458140100
3671
117400
SH
DFND
117400
0
0
INTERCEPT PHARMACEUTICALS IN
COM
45845P108
1199
4251
SH
DFND
4251
0
0
ISHARES
US HOME CONS ETF
464288752
12907
457214
SH
DFND
457214
0
0
JD COM INC
SPON ADR CL A
47215P106
30823
1049100
SH
DFND
1049100
0
0
LION BIOTECHNOLOGIES INC
COM
53619R102
16046
1325000
SH
DFND
1325000
0
0
LOWES COS INC
COM
548661107
7725
103850
SH
DFND
103850
0
0
LUMBER LIQUIDATORS HLDGS INC
COM
55003T107
17479
567882
SH
DFND
567882
0
0
LUMBER LIQUIDATORS HLDGS INC
COM
55003T107
64798
2105200
SH
Put
DFND
2105200
0
0
MAKEMYTRIP LIMITED MAURITIUS
SHS
V5633W109
31950
1454913
SH
DFND
1454913
0
0
MEDIVATION INC
COM
58501N101
4868
37714
SH
DFND
37714
0
0
MGIC INVT CORP WIS
COM
552848103
11804
1225716
SH
DFND
1225716
0
0
MGM RESORTS INTERNATIONAL
COM
552953101
14418
685600
SH
DFND
685600
0
0
MICROCHIP TECHNOLOGY INC
SDCV 2.125%12/1
595017AB0
27995
14264000
PRN
DFND
14264000
0
0
MIRATI THERAPEUTICS INC
COM
60468T105
13384
456466
SH
DFND
456466
0
0
MOL GLOBAL INC
SPONSORED ADR
60845Q105
3868
1689290
SH
DFND
1689290
0
0
NAVIGATOR HOLDINGS LTD
SHS
Y62132108
23117
1210300
SH
DFND
1210300
0
0
NORTHSTAR ASSET MGMT GROUP I
COM
66705Y104
5778
247572
SH
DFND
247572
0
0
NORTHSTAR RLTY FIN CORP
COM NEW
66704R704
18337
1012000
SH
DFND
1012000
0
0
NOVELLUS SYS INC
NOTE 2.625% 5/1
670008AD3
69518
33742000
PRN
DFND
33742000
0
0
OCERA THERAPEUTICS INC
COM
67552A108
2779
590127
SH
DFND
590127
0
0
OCWEN FINL CORP
COM NEW
675746309
15088
1828800
SH
Put
DFND
1828800
0
0
OCWEN FINL CORP
COM NEW
675746309
25707
3115983
SH
DFND
3115983
0
0
ONCOTHYREON INC
COM
682324108
7044
4321764
SH
DFND
4321764
0
0
PACIFIC DATAVISION INC
COM
694171307
32559
754916
SH
DFND
754916
0
0
PALATIN TECHNOLOGIES INC
COM PAR $ .01
696077403
3157
3495336
SH
DFND
3495336
0
0
REALOGY HLDGS CORP
COM
75605Y106
19749
434240
SH
DFND
434240
0
0
RETROPHIN INC
COM
761299106
7403
308989
SH
DFND
308989
0
0
SELECT SECTOR SPDR TR
SBI INT-ENERGY
81369Y506
11650
150174
SH
DFND
150174
0
0
SOLARCITY CORP
COM
83416T100
17354
338416
SH
DFND
338416
0
0
SOLARCITY CORP
COM
83416T100
31076
606000
SH
Put
DFND
606000
0
0
SPARK THERAPEUTICS INC
COM
84652J103
581
7500
SH
DFND
7500
0
0
SPDR SERIES TRUST
S&P BIOTECH
78464A870
293150
1300000
SH
Put
DFND
1300000
0
0
TEKMIRA PHARMACEUTICALS CORP
COM NEW
87911B209
279596
16013540
SH
DFND
0
16013540
0
TENET HEALTHCARE CORP
COM NEW
88033G407
27086
547085
SH
DFND
547085
0
0
TRACON PHARMACEUTICALS INC
COM
89237H100
5001
368330
SH
DFND
368330
0
0
TRINA SOLAR LIMITED
SPON ADR
89628E104
1264
104519
SH
DFND
104519
0
0
UNITED THERAPEUTICS CORP DEL
NOTE 1.000% 9/1
91307CAF9
81122
22500000
PRN
DFND
22500000
0
0
VIPSHOP HLDGS LTD
NOTE 1.500% 3/1
92763WAA1
10928
7000000
PRN
DFND
7000000
0
0
WALTER ENERGY INC
COM
93317Q105
31
49300
SH
DFND
49300
0
0
WESCO INTL INC
DBCV 6.000% 9/1
95082PAH8
46979
19000000
PRN
DFND
19000000
0
0
WL ROSS HLDG CORP
COM SHS
92939D104
10000
1000000
SH
DFND
1000000
0
0
XENCOR INC
COM
98401F105
8272
539960
SH
DFND
539960
0
0