0000950123-14-009041.txt : 20140814
0000950123-14-009041.hdr.sgml : 20140814
20140814154943
ACCESSION NUMBER: 0000950123-14-009041
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140630
FILED AS OF DATE: 20140814
DATE AS OF CHANGE: 20140814
EFFECTIVENESS DATE: 20140814
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: QVT Financial LP
CENTRAL INDEX KEY: 0001290162
IRS NUMBER: 113694008
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11172
FILM NUMBER: 141042426
BUSINESS ADDRESS:
STREET 1: 1177 AVENUE OF THE AMERICAS
STREET 2: 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 212-705-8800
MAIL ADDRESS:
STREET 1: 1177 AVENUE OF THE AMERICAS
STREET 2: 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001290162
XXXXXXXX
06-30-2014
06-30-2014
QVT Financial LP
1177 Avenue of the Americas
9th Floor
NEW YORK
NY
10036
13F HOLDINGS REPORT
028-11172
N
Nicholas Brumm
Managing Member of the General Partner
(212) 705-8888
Nicholas Brumm
New York
NY
08-14-2014
0
79
1848814
false
INFORMATION TABLE
2
form13fInfoTable.xml
INFORMATION TABLE FOR FORM 13F
ACCELERON PHARMA INC
COM
00434H108
39203
1154058
SH
DFND
1154058
0
0
ACHILLION PHARMACEUTICALS IN
COM
00448Q201
55941
7389810
SH
DFND
7389810
0
0
ADECOAGRO S A
COM
L00849106
1140
120800
SH
DFND
120800
0
0
AGENUS INC
COM NEW
00847G705
28373
9259260
SH
DFND
9259260
0
0
AGIOS PHARMACEUTICALS INC
COM
00847X104
5915
129100
SH
DFND
129100
0
0
ALLY FINL INC
COM
02005N100
18813
800375
SH
DFND
800375
0
0
ALTISOURCE PORTFOLIO SOLNS S
REG SHS
L0175J104
24549
214254
SH
DFND
214254
0
0
ALTISOURCE PORTFOLIO SOLNS S
REG SHS
L0175J104
19100
166700
SH
Put
DFND
166700
0
0
ANACOR PHARMACEUTICALS INC
COM
032420101
19965
1126039
SH
DFND
1126039
0
0
APPLE INC
COM
037833100
10204
109800
SH
DFND
109800
0
0
ARM HLDGS PLC
SPONSORED ADR
042068106
9957
220100
SH
Put
DFND
220100
0
0
ARMSTRONG WORLD INDS INC NEW
COM
04247X102
16235
282685
SH
DFND
282685
0
0
ARRAY BIOPHARMA INC
COM
04269X105
9559
2096200
SH
DFND
2096200
0
0
ARRAY BIOPHARMA INC
NOTE 3.000% 6/0
04269XAA3
9062
9000000
PRN
DFND
9000000
0
0
ARROWHEAD RESH CORP
COM NEW
042797209
25311
1819982
SH
DFND
1819982
0
0
BIOCRYST PHARMACEUTICALS
COM
09058V103
9253
725734
SH
DFND
725734
0
0
BLUEBIRD BIO INC
COM
09609G100
14140
366600
SH
DFND
366600
0
0
BRF SA
SPONSORED ADR
10552T107
24242
997220
SH
DFND
997220
0
0
CAPITAL ONE FINL CORP
COM
14040H105
42776
517865
SH
DFND
517865
0
0
CHINA ZENIX AUTO INTL LTD
ADS
16951E104
9783
6074805
SH
DFND
6074805
0
0
CLOVIS ONCOLOGY INC
COM
189464100
8685
209735
SH
DFND
209735
0
0
COMMONWEALTH REIT
COM SH BEN INT
203233101
22372
850000
SH
DFND
850000
0
0
CONNS INC
COM
208242107
37635
761995
SH
DFND
761995
0
0
CTRIP COM INTL LTD
AMERICAN DEP SHS
22943F100
15935
248823
SH
DFND
248823
0
0
CUBIST PHARMACEUTICALS INC
RIGHT 99/99/9999
229678123
66
572366
SH
DFND
572366
0
0
CYTRX CORP
COM PAR $.001
232828509
19311
4619900
SH
DFND
4619900
0
0
DHT HOLDINGS INC
SHS NEW
Y2065G121
28134
3907497
SH
DFND
3907497
0
0
DYAX CORP
COM
26746E103
21059
2193600
SH
DFND
2193600
0
0
E TRADE FINANCIAL CORP
NOTE 8/3
269246AZ7
53898
26214000
PRN
DFND
26214000
0
0
E TRADE FINANCIAL CORP
COM NEW
269246401
7760
365000
SH
Call
DFND
365000
0
0
EBAY INC
COM
278642103
53154
1061800
SH
DFND
1061800
0
0
EBAY INC
COM
278642103
6252
124900
SH
Call
DFND
124900
0
0
ENDO HEALTH SOLUTIONS INC
NOTE 1.750% 4/1
29264FAB2
24028
10000000
PRN
DFND
10000000
0
0
EPIZYME INC
COM
29428V104
31419
1009600
SH
DFND
1009600
0
0
FIRST SOLAR INC
COM
336433107
7106
100000
SH
Put
DFND
100000
0
0
FIVE PRIME THERAPEUTICS INC
COM
33830X104
10041
645705
SH
DFND
645705
0
0
GREEN DOT CORP
CL A
39304D102
27921
1471097
SH
DFND
1471097
0
0
HALOZYME THERAPEUTICS INC
COM
40637H109
45014
4556090
SH
DFND
4556090
0
0
HOME LN SERVICING SOLUTIONS
ORD SHS
G6648D109
2821
124100
SH
DFND
124100
0
0
INTERCEPT PHARMACEUTICALS IN
COM
45845P108
1006
4251
SH
DFND
4251
0
0
JA SOLAR HOLDINGS CO LTD
SPON ADR REP5ORD
466090206
10338
951900
SH
DFND
951900
0
0
JINKOSOLAR HLDG CO LTD
SPONSORED ADR
47759T100
10828
358900
SH
DFND
358900
0
0
JPMORGAN CHASE & CO
COM
46625H100
19808
343770
SH
DFND
343770
0
0
KERYX BIOPHARMACEUTICALS INC
COM
492515101
9631
626200
SH
DFND
626200
0
0
LIBERTY INTERACTIVE CORP
INT COM SER A
53071M104
18626
634400
SH
DFND
634400
0
0
LUMBER LIQUIDATORS HLDGS INC
COM
55003T107
35089
462005
SH
DFND
462005
0
0
LUMBER LIQUIDATORS HLDGS INC
COM
55003T107
71735
944500
SH
Put
DFND
944500
0
0
MAKEMYTRIP LIMITED MAURITIUS
SHS
V5633W109
50271
1431000
SH
DFND
1431000
0
0
MEDIVATION INC
COM
58501N101
12928
167728
SH
DFND
167728
0
0
MIRATI THERAPEUTICS INC
COM
60468T105
9949
507184
SH
DFND
507184
0
0
NATIONSTAR MTG HLDGS INC
COM
63861C109
2392
65900
SH
DFND
65900
0
0
NORTHSTAR RLTY FIN CORP
COM
66704R100
38610
2224858
SH
DFND
2224858
0
0
OCERA THERAPEUTICS INC
COM
67552A108
5062
694227
SH
DFND
694227
0
0
OCWEN FINL CORP
COM NEW
675746309
37842
1020000
SH
Put
DFND
1020000
0
0
OCWEN FINL CORP
COM NEW
675746309
72308
1949004
SH
DFND
1949004
0
0
ONCOTHYREON INC
COM
682324108
18238
5628899
SH
DFND
5628899
0
0
PALATIN TECHNOLOGIES INC
COM PAR $ .01
696077403
3654
3873000
SH
DFND
3873000
0
0
PEREGRINE SEMICONDUCTOR CORP
COM
71366R703
7744
1128935
SH
DFND
1128935
0
0
PHH CORP
COM NEW
693320202
20008
870659
SH
DFND
870659
0
0
REALOGY HLDGS CORP
COM
75605Y106
30900
819400
SH
DFND
819400
0
0
REPROS THERAPEUTICS INC
*W EXP 02/08/201
76028H126
10280
708969
SH
DFND
708969
0
0
REPROS THERAPEUTICS INC
*W EXP 02/08/201
76028H118
14806
874635
SH
DFND
874635
0
0
RETROPHIN INC
COM
761299106
26530
2287583
SH
DFND
2287583
0
0
SALESFORCE COM INC
NOTE 0.750% 1/1
79466LAB0
142830
52500000
PRN
DFND
52500000
0
0
SBA COMMUNICATIONS CORP
NOTE 4.000%10/0
78388JAM8
58750
17500000
PRN
DFND
17500000
0
0
SCORPIO BULKERS INC
SHS
Y7546A106
6428
722210
SH
DFND
722210
0
0
SOLARCITY CORP
NOTE 2.750%11/0
83416TAA8
11879
8500000
PRN
DFND
8500000
0
0
STEMLINE THERAPEUTICS INC
COM
85858C107
1300
88600
SH
DFND
88600
0
0
SUNCOKE ENERGY INC
COM
86722A103
2103
97821
SH
DFND
97821
0
0
SUNPOWER CORP
DBCV 4.500% 3/1
867652AE9
27743
15000000
PRN
DFND
15000000
0
0
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADR
874039100
15215
711300
SH
Put
DFND
711300
0
0
TENET HEALTHCARE CORP
COM NEW
88033G407
73308
1561742
SH
DFND
1561742
0
0
THE9 LTD
ADR
88337K104
1307
752963
SH
DFND
752963
0
0
UNITED THERAPEUTICS CORP DEL
NOTE 1.000% 9/1
91307CAF9
18883
10000000
PRN
DFND
10000000
0
0
VERASTEM INC
COM
92337C104
1498
165396
SH
DFND
165396
0
0
WALTER ENERGY INC
COM
93317Q105
269
49300
SH
DFND
49300
0
0
WESCO INTL INC
DBCV 6.000% 9/1
95082PAH8
58636
19000000
PRN
DFND
19000000
0
0
XENCOR INC
COM
98401F105
9233
794600
SH
DFND
794600
0
0
YPF SOCIEDAD ANONIMA
SPON ADR CL D
984245100
64717
1980313
SH
DFND
1980313
0
0