0000930413-13-001587.txt : 20130312 0000930413-13-001587.hdr.sgml : 20130312 20130312103259 ACCESSION NUMBER: 0000930413-13-001587 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130311 FILED AS OF DATE: 20130312 DATE AS OF CHANGE: 20130312 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Greene Allen S CENTRAL INDEX KEY: 0001296263 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32300 FILM NUMBER: 13682858 MAIL ADDRESS: STREET 1: C/O SMARTPROS LTD STREET 2: 12 SKYLINE DRIVE CITY: HAWTHORNE STATE: NY ZIP: 10532 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SmartPros Ltd. CENTRAL INDEX KEY: 0001289863 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EDUCATIONAL SERVICES [8200] IRS NUMBER: 134100476 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12 SKYLINE DRIVE CITY: HAWTHORNE STATE: NY ZIP: 10532 BUSINESS PHONE: 9143452620 MAIL ADDRESS: STREET 1: 12 SKYLINE DRIVE CITY: HAWTHORNE STATE: NY ZIP: 10532 4 1 c73053_ex.xml OWNERSHIP DOCUMENT X0306 4 2013-03-11 0 0001289863 SmartPros Ltd. SPRO 0001296263 Greene Allen S C/O SMARTPROS LTD 12 SKYLINE DRIVE HAWTHORNE NY 10532 1 1 0 0 Chairman of the Board and CEO Common Stock 2013-03-11 4 P 0 5000 1.50 A 342714 D Common Stock 2013-03-11 4 P 0 10000 1.54 A 352714 D Options to buy common stock 1.47 2023-02-04 Common Stock 15000 15000 D Options to buy common stock 1.99 2011-12-31 2021-08-08 Common Stock 50000 50000 D Options to buy common stock 5.78 2017-09-24 Common Stock 10000 10000 D Options to buy common stock 2.54 2019-02-19 Common Stock 50000 50000 D The stock option granted on 2/5/13 vest in equal installments on each of 2/1/14 and 2/1/15. The stock option granted on 8/9/11 vest in equal installments on each of 12/31/11, 12/31/12 and 12/31/13. Immediately. /s/ Allen S. Greene 2013-03-12