0001072613-14-000015.txt : 20140124 0001072613-14-000015.hdr.sgml : 20140124 20140124172218 ACCESSION NUMBER: 0001072613-14-000015 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20140124 DATE AS OF CHANGE: 20140124 GROUP MEMBERS: C. RICHARD KRAMLICH GROUP MEMBERS: CHARLES W. NEWHALL III GROUP MEMBERS: FOREST BASKETT GROUP MEMBERS: KRISHNA S. KOLLURI GROUP MEMBERS: M. JAMES BARRETT GROUP MEMBERS: MARK W. PERRY GROUP MEMBERS: NEA 11 GP LLC GROUP MEMBERS: NEA PARTNERS 11 LIMITED PARTNERSHIP GROUP MEMBERS: PETER J. BARRIS GROUP MEMBERS: RYAN D. DRANT GROUP MEMBERS: SCOTT D. SANDELL SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BCD Semiconductor Manufacturing Ltd CENTRAL INDEX KEY: 0001289814 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-86271 FILM NUMBER: 14546871 BUSINESS ADDRESS: STREET 1: 800 YI SHAN ROAD CITY: SHANGHAI STATE: H9 ZIP: 00000 MAIL ADDRESS: STREET 1: 800 YI SHAN ROAD CITY: SHANGHAI STATE: H9 ZIP: 00000 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: NEW ENTERPRISE ASSOCIATES 11 LP CENTRAL INDEX KEY: 0001243094 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 1119 ST. PAUL ST. CITY: BALTIMORE STATE: MD ZIP: 21202 BUSINESS PHONE: 4102440115 MAIL ADDRESS: STREET 1: 1119 ST. PAUL ST. CITY: BALTIMORE STATE: MD ZIP: 21202 SC 13G/A 1 bcdsemi-sch13ga1_17606.htm BCD SEMICONDUCTOR bcdsemi-sch13ga1_17606.htm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C.  20549

______________
 
 
SCHEDULE 13G

Under the Securities Exchange Act of 1934

(Amendment No. 1)*

 
BCD Semiconductor Manufacturing Limited
(Name of Issuer)

 
American Depository Shares
(Title of Class of Securities)
 
 
055347207
(CUSIP Number)


December 31, 2013
(Date of Event Which Requires Filing of this Statement)
 
 
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

oRule 13d-1(b)
oRule 13d-1(c)
xRule 13d-1(d)

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 
 
 
 
    CUSIP No.    055347207
13G
Page 2 of 8

 

 
Item 1(a).
Name of Issuer:  BCD Semiconductor Manufacturing Limited
 
 
Item 1(b).
Address of Issuer’s Principal Executive Offices:
 
No. 1600 ZiXing Road, Shanghai ZiZhu Science-based Industrial Park, 200241, People’s Republic of China.
 
 
Item 2(a).
Names of Persons Filing:  This statement is being filed by New Enterprise Associates 11, Limited Partnership (“NEA 11”); NEA Partners 11, Limited Partnership (“NEA Partners 11”), which is the sole general partner of NEA 11; NEA 11 GP, LLC (“NEA 11 GP”), which is the sole general partner of NEA Partners 11; and M. James Barrett (“Barrett”), Peter J. Barris (“Barris”), Forest Baskett (“Baskett”), Ryan D. Drant (“Drant”), Krishna S. Kolluri (“Kolluri”) and Scott D. Sandell (“Sandell”) (collectively, the “Managers”) and C. Richard Kramlich, Charles W. Newhall III and Mark W. Perry.  The Managers are the individual managers of NEA 11 GP.  The persons named in this paragraph are sometimes referred to collectively herein as the “Reporting Persons”.
 
 
Item 2(b).
Address of Principal Business Office or, if None, Residence:  The address of the principal business office of NEA 11, NEA Partners 11 and NEA 11 GP is New Enterprise Associates, 1954 Greenspring Drive, Suite 600, Timonium, MD 21093.  The address of the principal business office of Baskett, Kolluri and Sandell is New Enterprise Associates, 2855 Sand Hill Road, Menlo Park, California 94025.  The address of the principal business office of Barris, Barrett, and Drant is New Enterprise Associates, 5425 Wisconsin Avenue, Suite 800, Chevy Chase, MD 20815.
 
 
Item 2(c).
Citizenship:  NEA 11 and NEA Partners 11 are limited partnerships organized under the laws of the State of Delaware.  NEA 11 GP is a limited liability company organized under the laws of the State of Delaware.  Each of the Managers is a United States citizen.
 
 
Item 2(d).
Title of Class of Securities:  American Depository Shares (“ADS”).
 
 
Item 2(e).
CUSIP Number:  055347207.
 
 
Item 3.
If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

 
Not applicable.
 
 
Item 4. 
Ownership.
 
 
Not applicable.
 
 
Item 5. 
Ownership of Five Percent or Less of a Class.

Each Reporting Person has ceased to beneficially own five percent (5%) or more of the Issuer’s outstanding ADS.
 
 
Material to be Filed as Exhibits.

Exhibit 1 – Agreement regarding filing of joint Schedule 13G.

Exhibit 2 – Power of Attorney regarding filings under the Securities Exchange Act of 1934, as amended.
 
 
 
 
 
 
    CUSIP No.    055347207
13G
Page 3 of 8



SIGNATURE

After reasonable inquiry and to the best of its knowledge and belief, each of the undersigned certifies that the information set forth in this statement is true, complete and correct.

Date:      January 24, 2014
 
 

NEW ENTERPRISE ASSOCIATES 11,
LIMITED PARTNERSHIP

By:
NEA PARTNERS 11, LIMITED PARTNERSHIP
 
General Partner

 
By:
NEA 11 GP, LLC
General Partner
 
 
By: 
         *
Peter J. Barris
Manager
 
 
NEA PARTNERS 11, LIMITED PARTNERSHIP

By:
NEA 11 GP, LLC
General Partner
 
 
By: 
         *
Peter J. Barris
Manager
 
 
NEA 11 GP, LLC

By: 
         *
Peter J. Barris
Manager
 
         *
M. James Barrett
  
 
         *
Peter J. Barris
  
 
 
 
 
 
    CUSIP No.    055347207
13G
Page 4 of 8

 
 
 
         *
Forest Baskett
  
 
         *
Ryan D. Drant
  
 
         *
Krishna S. Kolluri
  
 
         *
C. Richard Kramlich
  
 
        *
Charles W. Newhall III
  
 
         *
Scott D. Sandell
  
 
 
 
 
 
 
 
 
*By: /s/ Louis S. Citron
Louis S. Citron
As attorney-in-fact
 
 
This Amendment No. 1 to Schedule 13G was executed by Louis S. Citron on behalf of the individuals listed above pursuant to a Power of Attorney, a copy of which is attached as Exhibit 2.
 
 
 
 
 
 
    CUSIP No.    055347207
13G
Page 5 of 8

 
EXHIBIT 1
AGREEMENT

Pursuant to Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, the undersigned hereby agree that only one statement containing the information required by Schedule 13G need be filed with respect to the ownership by each of the undersigned of shares of stock of BCD Semiconductor Manufacturing Limited.
 
EXECUTED this 24th day of January, 2014.
 

NEW ENTERPRISE ASSOCIATES 11,
LIMITED PARTNERSHIP

By:
NEA PARTNERS 11, LIMITED PARTNERSHIP
 
General Partner

 
By:
NEA 11 GP, LLC
General Partner
 
 
By: 
         *
Peter J. Barris
Manager

 
NEA PARTNERS 11, LIMITED PARTNERSHIP

By:
NEA 11 GP, LLC
General Partner
 
 
By: 
         *
Peter J. Barris
Manager
 
 
NEA 11 GP, LLC

By: 
         *
Peter J. Barris
Manager

         *
M. James Barrett
  
 
 
 
 
 
 
 
 
    CUSIP No.    055347207
13G
Page 6 of 8

 
 

 
         *
Peter J. Barris
  
 
         *
Forest Baskett
  
 
         *
Ryan D. Drant
  
 
         *
Krishna S. Kolluri
  
 
         *
C. Richard Kramlich
  
 
        *
Charles W. Newhall III
  
 
         *
Scott D. Sandell
  
 
 
 
 
*By: /s/ Louis S. Citron
Louis S. Citron
As attorney-in-fact
 
This Agreement was executed by Louis S. Citron on behalf of the individuals listed above pursuant to a Power of Attorney, a copy of which is attached as Exhibit 2.
 
 
 
 
 
 
 
 
 
 
 
    CUSIP No.    055347207
13G
Page 7 of 8

 

EXHIBIT 2

 
 
 
POWER OF ATTORNEY
 
KNOW ALL MEN BY THESE PRESENTS, that the undersigned hereby constitutes and appoints Louis S. Citron, Timothy Schaller, Sasha Keough and Stephanie Brecher, and each of them, with full power to act without the others, his or her true and lawful attorney-in-fact, with full power of substitution, to sign any and all instruments, certificates and documents that may be necessary, desirable or appropriate to be executed on behalf of himself as an individual or in his or her capacity as a direct or indirect general partner, director, officer or manager of any partnership, corporation or limited liability company, pursuant to section 13 or 16 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), and any and all regulations promulgated thereunder, and to file the same, with all exhibits thereto, and any other documents in connection therewith, with the Securities and Exchange Commission, and with any other entity when and if such is mandated by the Exchange Act or by the Financial Industry Regulatory Authority, granting unto said attorney-in-fact full power and authority to do and perform each and every act and thing necessary, desirable or appropriate, fully to all intents and purposes as he or she might or could do in person, thereby ratifying and confirming all that said attorney-in-fact, or his or her substitutes, may lawfully do or cause to be done by virtue hereof.

IN WITNESS WHEREOF, this Power of Attorney has been signed as of the 1st day of August, 2013.
 

/s/ M. James Barrett
M. James Barrett

/s/ Peter J. Barris
Peter J. Barris

/s/ Forest Baskett
Forest Baskett

/s/ Rohini Chakravarthy
Rohini Chakravarthy

/s/ Patrick Chung
Patrick Chung

/s/ Ryan Drant
Ryan Drant

/s/ Anthony A. Florence
Anthony A. Florence

/s/ Robert Garland
Robert Garland

/s/ Paul Hsiao
Paul Hsiao
 
 
 
 
 
 
 
 
 
 
    CUSIP No.    055347207
13G
Page 8 of 8

 
 
/s/ Patrick J. Kerins
Patrick J. Kerins

/s/ Suzanne King
Suzanne King

/s/ Krishna S. Kolluri
Krishna S. Kolluri

/s/ C. Richard Kramlich
C. Richard Kramlich

/s/ Edward Mathers
Edward Mathers

/s/ David M. Mott
David M. Mott

/s/ John M. Nehra
John M. Nehra

/s/ Charles W. Newhall III
Charles W. Newhall III

/s/ Jason R. Nunn
Jason R. Nunn

/s/ Jon Sakoda
Jon Sakoda

/s/ Scott D. Sandell
Scott D. Sandell

/s/ Peter W. Sonsini
Peter W. Sonsini

/s/ A. Brooke Seawell
A. Brooke Seawell

/s/ Ravi Viswanathan
Ravi Viswanathan

/s/ Paul E. Walker
Paul E. Walker

/s/ Harry Weller
Harry Weller