-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Cjp9Cb8rNuEfM6W/ig2janwtUW7vSdJw3azNMgjgjrBj+FY4YqHB2raamHnUBwzR FLet5IgGd63QG989NTu/Gg== 0000947871-05-000849.txt : 20050425 0000947871-05-000849.hdr.sgml : 20050425 20050425155129 ACCESSION NUMBER: 0000947871-05-000849 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20050425 DATE AS OF CHANGE: 20050425 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Macquarie Infrastructure CO Trust CENTRAL INDEX KEY: 0001289788 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-PETROLEUM & PETROLEUM PRODUCTS (NO BULK STATIONS) [5172] IRS NUMBER: 206196808 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-80247 FILM NUMBER: 05770079 BUSINESS ADDRESS: STREET 1: 600 FIFTH AVENUE, 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10020 BUSINESS PHONE: 212-548-6555 MAIL ADDRESS: STREET 1: 600 FIFTH AVENUE, 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10020 FORMER COMPANY: FORMER CONFORMED NAME: Macquarie Infrastructure Assets Trust DATE OF NAME CHANGE: 20040510 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Macquarie Infrastructure Management (USA) INC CENTRAL INDEX KEY: 0001311388 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 600 FIFTH AVENUE, 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10020 BUSINESS PHONE: 212-548-6538 MAIL ADDRESS: STREET 1: 600 FIFTH AVENUE, 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10020 SC 13D/A 1 sc13da_042505.txt AMENDMENT NO. 1 TO SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1) Macquarie Infrastructure Company Trust - -------------------------------------------------------------------------------- (Name of Issuer) Shares Representing Beneficial Interests in the Issuer ("Shares of Trust Stock") - -------------------------------------------------------------------------------- (Title of Class of Securities) 55607X 10 8 - -------------------------------------------------------------------------------- (Cusip Number) Peter Stokes Macquarie Infrastructure Company Trust 600 Fifth Avenue, 21st Floor New York, NY 10020 Telephone: (212) 548-6538 Shemara Wikramanayake Macquarie Infrastructure Management (USA) Inc. 600 Fifth Avenue, 21st Floor New York, NY 10020 Telephone: (212) 581-8037 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) Copy to: Antonia E. Stolper Shearman & Sterling LLP 599 Lexington Avenue New York, New York 10022 Telephone: (212) 848-4000 April 25, 2005 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of ss.ss.240.13d-1(e), 240.13d-l(f) or 240.13d-l(g), check the following box. |_| The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 55607X 10 8 - -------------------------------------------------------------------------------- 1. Name of Reporting Person: Macquarie Infrastructure Management (USA) Inc. I.R.S. Identification Nos. of above persons (entities only): - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions): (a) |_| (b) |_| - -------------------------------------------------------------------------------- 3. SEC Use Only: - -------------------------------------------------------------------------------- 4. Source of Funds (See Instructions): SC - -------------------------------------------------------------------------------- 5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Item 2(d) or 2(e): - -------------------------------------------------------------------------------- 6. Citizenship or Place of Organization: Delaware - -------------------------------------------------------------------------------- 7. Sole Voting Power: 2,433,101 Number of ----------------------------------------------------------------- Shares Beneficially 8. Shared Voting Power: 0 Owned by Each ----------------------------------------------------------------- Reporting Person With 9. Sole Dispositive Power: 2,433,101 ----------------------------------------------------------------- 10. Shared Dispositive Power: 0 - -------------------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person: 2,433,101 - -------------------------------------------------------------------------------- 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions): |_| - -------------------------------------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11): 9.0% - -------------------------------------------------------------------------------- 14. Type of Reporting Person (See Instructions): CO - -------------------------------------------------------------------------------- TABLE OF CONTENTS Page Item 1. Security and Issuer....................................................1 Item 2. Identity and Background................................................1 Item 3. Source and Amount of Funds or Other Consideration......................1 Item 4. Purpose of Transaction.................................................1 Item 5. Interest in Securities of the Issuer...................................1 Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer...............................2 Signatures Schedule I iii AMENDMENT NO. 1 TO SCHEDULE 13D This Amendment No. 1 amends the Report on Schedule 13D, originally filed on December 30, 2004 (together, the "Schedule 13D"). Unless indicated otherwise, all items left blank remain unchanged and any items which are reported are deemed to amend and supplement the existing items in the Schedule 13D. Capitalized terms used without definitions in this Amendment No. 1 shall have the respective meanings ascribed to them in the Schedule 13D. Item 1. Security and Issuer. ------------------- Item 2. Identity and Background. ----------------------- The response set forth in Item 2 of the Schedule 13D is hereby amended and restated with the following updated information with respect to the Reporting Person only. The directors and executive officers of the Reporting Person are set forth on Schedule I attached hereto. During the last five years, neither the Reporting Person nor any person named in Schedule I has been (i) convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) or (ii) a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. Item 3. Source and Amount of Funds or Other Consideration. ------------------------------------------------- The response set forth in Item 3 of the Schedule 13D is hereby amended and supplemented by the following information by way of update. In accordance with the terms of the Management Services Agreement, a performance fee of $12.088 million is payable by the Issuer to the Reporting Person for the quarterly period ended December 31, 2004 and the Reporting Person elected to reinvest the performance fee in additional Shares of Trust Stock. On April 19, 2005, 433,001 Shares of Trust Stock were issued to the Reporting Person upon reinvestment of the performance fee in a private placement under Section 4(2) of the Securities Act of 1933, as amended. On March 3, 2005, Macquarie Investment Holdings Inc., or MIHI, the sole stockholder of the Reporting Persons contributed $10,000,000 to the capital of the Reporting Person. In accordance with the terms of the $50,000,000 Promissory Note delivered to MIHI by the Reporting Person on December 21, 2004 in connection with the provision by MIHI of the full amount of the purchase price of 2,000,000 Shares of Trust Stock acquired by the Reporting Person concurrently with the initial public offering of the Issuer, the Reporting Person repaid to MIHI $10,000,000 of the amount outstanding under the Promissory Note on March 3, 2005. Item 4. Purpose of Transaction. ---------------------- Item 5. Interest in Securities of the Issuer. ------------------------------------ Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer. --------------------------------------------------------------------- 2 Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Statement is true, complete and correct. April 25, 2005 MACQUARIE INFRASTRUCTURE MANAGEMENT (USA) INC. By: /s/ Peter Stokes -------------------------------------------- Name: Peter Stokes Title: President and Chief Executive Officer 3 Schedule I The name and present principal occupation of each of the executive officers and directors of Macquarie Infrastructure Management (USA) Inc. are set forth below. Unless otherwise noted, each of these persons is an Australian citizen and has as his/her business address 600 Fifth Avenue, 21st Floor, New York, New York 10020, United States.
Position with Reporting Name Person Principal Occupation - ---------------------------- ----------------------------------- ----------------------------------- Peter Stokes Director, Chief Executive Officer President and of the Issuer Chief Executive Officer Shemara Wikramanayake Director Investment Banker Alan Stephen Peet Director and Investment Banker Vice President John B. Mullin Secretary and Treasurer Investment Banker (US Citizen) - ---------------------------- ----------------------------------- -----------------------------------
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