-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KC6AO++/Z3pp9cbxeNZ64e+v7TJsY3WSPo/R3gFGQxSNKNFlWxt6/begFdgz4bti LOPDgGQnxVvwrg78kV6gmA== 0001311137-11-000003.txt : 20110119 0001311137-11-000003.hdr.sgml : 20110119 20110119121830 ACCESSION NUMBER: 0001311137-11-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110114 FILED AS OF DATE: 20110119 DATE AS OF CHANGE: 20110119 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Neel Carlton CENTRAL INDEX KEY: 0001289714 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-05620 FILM NUMBER: 11535026 MAIL ADDRESS: STREET 1: ZWEIG FUNDS STREET 2: 900 THIRD AVE CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ZWEIG TOTAL RETURN FUND INC CENTRAL INDEX KEY: 0000836412 IRS NUMBER: 133474242 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 900 THIRD AVE., 31ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10022-4728 BUSINESS PHONE: 800-272-2700 MAIL ADDRESS: STREET 1: 900 THIRD AVE., 31ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10022-4728 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2011-01-14 0 0000836412 ZWEIG TOTAL RETURN FUND INC ZTR 0001289714 Neel Carlton ZWEIG FUNDS 900 THIRD AVE NEW YORK NY 10022 0 1 0 0 Executive VP Common Stock 2011-01-14 4 J 0 5000 3.34 A 29335 D Common Stock 2011-01-14 4 J 0 7540 3.34 A 31920 I By Children Rights Offering The reporting person disclaims beneficial ownership of the securities held indirectly, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purpose of Section 16 or any other purpose. Carlton Neel 2011-01-19 -----END PRIVACY-ENHANCED MESSAGE-----