0001225208-13-009951.txt : 20130415 0001225208-13-009951.hdr.sgml : 20130415 20130415115737 ACCESSION NUMBER: 0001225208-13-009951 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130412 FILED AS OF DATE: 20130415 DATE AS OF CHANGE: 20130415 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Neel Carlton CENTRAL INDEX KEY: 0001289714 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-05620 FILM NUMBER: 13760478 MAIL ADDRESS: STREET 1: ZWEIG FUNDS STREET 2: 900 THIRD AVE CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ZWEIG TOTAL RETURN FUND INC CENTRAL INDEX KEY: 0000836412 IRS NUMBER: 133474242 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 MUNSON STREET CITY: GREENFIELD STATE: MA ZIP: 01301 BUSINESS PHONE: 800-272-2700 MAIL ADDRESS: STREET 1: 100 MUNSON STREET CITY: GREENFIELD STATE: MA ZIP: 01301 4 1 doc4.xml X0306 4 2013-04-12 0000836412 ZWEIG TOTAL RETURN FUND INC ZTR 0001289714 Neel Carlton C/O VIRTUS INVESTMENT PARTNERS 100 PEARL STREET HARTFORD CT 06103 1 SVP & Portfolio Manager Common Stock 2013-04-12 4 P 0 5000.0000 12.9600 A 46608.0000 D Common Stock 9351.0000 I By Child The price reported above reflects a weighted average price. The reporting person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price. /s/ William Renahan, Attorney-in-fact 2013-04-15