0001085146-17-001887.txt : 20170814
0001085146-17-001887.hdr.sgml : 20170814
20170814143919
ACCESSION NUMBER: 0001085146-17-001887
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170630
FILED AS OF DATE: 20170814
DATE AS OF CHANGE: 20170814
EFFECTIVENESS DATE: 20170814
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: GLG Partners LP
CENTRAL INDEX KEY: 0001289643
IRS NUMBER: 000000000
STATE OF INCORPORATION: X0
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10979
FILM NUMBER: 171029373
BUSINESS ADDRESS:
STREET 1: 1 CURZON STREET
CITY: LONDON
STATE: X0
ZIP: W1J 5HB
BUSINESS PHONE: 44 20 7016 7000
MAIL ADDRESS:
STREET 1: 1 CURZON STREET
CITY: LONDON
STATE: X0
ZIP: W1J 5HB
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001289643
XXXXXXXX
06-30-2017
06-30-2017
false
GLG Partners LP
1 CURZON STREET
LONDON
X0
W1J 5HB
13F COMBINATION REPORT
028-10979
0001352261
028-11672
GLG LLC
N
Katherine Elizabeth Squire
Chief Compliance Officer
44-207-016-7000
/s/ Katherine Elizabeth Squire
London
X0
08-14-2017
1
324
1807981
1
0001352261
028-11672
GLG LLC
INFORMATION TABLE
2
form13fInfoTable.xml
DESCRIPTION FOR INFORMATION TABLE
3M CO
COM
88579Y101
1666
8000
SH
DFND
8000
0
0
ACTIVISION BLIZZARD INC
COM
00507V109
17174
298324
SH
DFND
298324
0
0
ADOBE SYS INC
COM
00724F101
2735
19337
SH
DFND
19337
0
0
ADVANCE AUTO PARTS INC
COM
00751Y106
2216
19010
SH
DFND
19010
0
0
ADVANCED MICRO DEVICES INC
COM
007903107
11989
960639
SH
DFND
960639
0
0
AIRMEDIA GROUP INC
SPONSORED ADR
009411109
102
47765
SH
DFND
47765
0
0
AK STL HLDG CORP
COM
001547108
973
148056
SH
DFND
148056
0
0
AKAMAI TECHNOLOGIES INC
DBCV 2/1
00971TAG6
6986
7145000
PRN
DFND
7145000
0
0
AKORN INC
COM
009728106
1677
50000
SH
DFND
50000
0
0
ALBEMARLE CORP
COM
012653101
288
2732
SH
DFND
2732
0
0
ALCOA CORP
COM
013872106
15208
465785
SH
DFND
465785
0
0
ALERE INC
COM
01449J105
46575
927975
SH
DFND
927975
0
0
ALEXION PHARMACEUTICALS INC
COM
015351109
1489
12234
SH
DFND
12234
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
28563
202715
SH
DFND
202715
0
0
ALON USA ENERGY INC
COM
020520102
6023
452166
SH
DFND
452166
0
0
ALPHABET INC
CAP STK CL A
02079K305
16937
18218
SH
DFND
18218
0
0
ALTABA INC
COM
021346101
8989
165000
SH
DFND
165000
0
0
ALTICE USA INC
CL A
02156K103
2419
74882
SH
DFND
74882
0
0
ALTISOURCE PORTFOLIO SOLNS S
REG SHS
L0175J104
3585
164301
SH
DFND
164301
0
0
AMAYA INC
COM
02314M108
421
23560
SH
DFND
23560
0
0
AMAZON COM INC
COM
023135106
29676
30657
SH
DFND
30657
0
0
AMERICAN RLTY CAP PPTYS INC
NOTE 3.000% 8/0
02917TAA2
7543
7500000
PRN
DFND
7500000
0
0
AMGEN INC
COM
031162100
2756
16000
SH
DFND
16000
0
0
ANADARKO PETE CORP
COM
032511107
15910
350900
SH
Call
DFND
350900
0
0
ANTERO RES CORP
COM
03674X106
1636
75698
SH
DFND
75698
0
0
APPLE INC
COM
037833100
8374
58122
SH
DFND
58122
0
0
APPLIED MATLS INC
COM
038222105
13900
336498
SH
DFND
336498
0
0
ARCH COAL INC
CL A
039380407
353
5163
SH
DFND
5163
0
0
ARCHROCK INC
COM
03957W106
1771
155336
SH
DFND
155336
0
0
AT&T INC
COM
00206R102
1132
30000
SH
DFND
30000
0
0
ATWOOD OCEANICS INC
COM
050095108
5249
644057
SH
DFND
644057
0
0
AUTOLIV INC
COM
052800109
4744
43204
SH
DFND
43204
0
0
AUTOZONE INC
COM
053332102
1159
2033
SH
DFND
2033
0
0
BAIDU INC
SPON ADR REP A
056752108
2327
13012
SH
DFND
13012
0
0
BAKER HUGHES INC
COM
057224107
10347
189823
SH
DFND
189823
0
0
BARCLAYS BK PLC
IPATH S&P500 VIX
06740Q252
226
17709
SH
DFND
17709
0
0
BARCLAYS BK PLC
IPATH S&P500 VIX
06740Q252
7656
600000
SH
Put
DFND
600000
0
0
BARD C R INC
COM
067383109
17861
56502
SH
DFND
56502
0
0
BASIC ENERGY SVCS INC NEW
COM NEW
06985P209
463
18599
SH
DFND
18599
0
0
BHP BILLITON PLC
SPONSORED ADR
05545E209
9420
306233
SH
DFND
306233
0
0
BOOZ ALLEN HAMILTON HLDG COR
CL A
099502106
65
2000
SH
DFND
2000
0
0
BROADCOM LTD
SHS
Y09827109
7976
34221
SH
DFND
34221
0
0
BROCADE COMMUNICATIONS SYS I
COM NEW
111621306
3490
276777
SH
DFND
276777
0
0
BROCADE COMMUNICATIONS SYS I
NOTE 1.375% 1/0
111621AQ1
7998
7880000
PRN
DFND
7880000
0
0
BURLINGTON STORES INC
COM
122017106
7037
76505
SH
DFND
76505
0
0
BWX TECHNOLOGIES INC
COM
05605H100
9539
195663
SH
DFND
195663
0
0
C&J ENERGY SVCS INC NEW
COM
12674R100
7660
223514
SH
DFND
223514
0
0
CABOT OIL & GAS CORP
COM
127097103
14491
577799
SH
DFND
577799
0
0
CAMECO CORP
COM
13321L108
681
74827
SH
DFND
74827
0
0
CAMPING WORLD HLDGS INC
CL A
13462K109
3776
122399
SH
DFND
122399
0
0
CARNIVAL CORP
UNIT 99/99/9999
143658300
939
14316
SH
DFND
14316
0
0
CELGENE CORP
COM
151020104
1818
14000
SH
DFND
14000
0
0
CEMEX SAB DE CV
NOTE 3.720% 3/1
151290BR3
1161
1000000
PRN
DFND
1000000
0
0
CEMEX SAB DE CV
NOTE 3.750% 3/1
151290BC6
10271
8640000
PRN
DFND
8640000
0
0
CENTENNIAL RESOURCE DEV INC
CL A
15136A102
1237
78210
SH
DFND
78210
0
0
CENTRUS ENERGY CORP
CL A
15643U104
705
166661
SH
DFND
166661
0
0
CHANGYOU COM LTD
ADS REP CL A
15911M107
2217
57200
SH
DFND
57200
0
0
CHARTER COMMUNICATIONS INC N
CL A
16119P108
923
2739
SH
DFND
2739
0
0
CHECK POINT SOFTWARE TECH LT
ORD
M22465104
3390
31074
SH
DFND
31074
0
0
CHENIERE ENERGY INC
NOTE 4.250% 3/1
16411RAG4
1731
2500000
PRN
DFND
2500000
0
0
CHICAGO BRIDGE & IRON CO N V
COM
167250109
487
24676
SH
DFND
24676
0
0
CHINA CORD BLOOD CORP
SHS
G21107100
14318
1510313
SH
DFND
1510313
0
0
CIGNA CORPORATION
COM
125509109
4016
23992
SH
DFND
23992
0
0
CITIGROUP INC
*W EXP 01/04/201
172967226
349
2328084
SH
DFND
2328084
0
0
CITRIX SYS INC
COM
177376100
1114
14000
SH
DFND
14000
0
0
CITRIX SYS INC
NOTE 0.500% 4/1
177376AD2
21387
17800000
PRN
DFND
17800000
0
0
CLIFFS NAT RES INC
COM
18683K101
581
84000
SH
DFND
84000
0
0
CME GROUP INC
COM
12572Q105
2129
17000
SH
DFND
17000
0
0
CNOOC LTD
SPONSORED ADR
126132109
518
4741
SH
DFND
4741
0
0
COACH INC
COM
189754104
14469
305652
SH
DFND
305652
0
0
COBALT INTL ENERGY INC
NOTE 2.625%12/0
19075FAA4
1334
4942000
PRN
DFND
4942000
0
0
COBALT INTL ENERGY INC
NOTE 3.125% 5/1
19075FAB2
6504
31725000
PRN
DFND
31725000
0
0
COLGATE PALMOLIVE CO
COM
194162103
2335
31500
SH
DFND
31500
0
0
COLGATE PALMOLIVE CO
COM
194162103
2965
40000
SH
Call
DFND
40000
0
0
COLONY NORTHSTAR INC
CL A COM
19625W104
1342
95232
SH
DFND
95232
0
0
COMCAST CORP NEW
CL A
20030N101
8709
223757
SH
DFND
223757
0
0
CONCORDIA INTERNATIONAL CORP
COM
20653P102
193
124109
SH
DFND
124109
0
0
CONSTELLIUM NV
CL A
N22035104
1162
168335
SH
DFND
168335
0
0
CORNING INC
COM
219350105
102
3400
SH
DFND
3400
0
0
CRITEO S A
SPONS ADS
226718104
41206
840100
SH
DFND
840100
0
0
CSRA INC
COM
12650T104
164
5160
SH
DFND
5160
0
0
CTRIP COM INTL LTD
AMERICAN DEP SHS
22943F100
15361
285209
SH
DFND
285209
0
0
CTRIP COM INTL LTD
NOTE 1.000% 7/0
22943FAF7
10842
9390000
PRN
DFND
9390000
0
0
DELL TECHNOLOGIES INC
COM CL V
24703L103
14561
238270
SH
DFND
238270
0
0
DELTA TECHNOLOGY HLDGS LTD
*W EXP 12/18/201
G8477B113
17
200000
SH
DFND
200000
0
0
DIAMONDBACK ENERGY INC
COM
25278X109
2971
33448
SH
DFND
33448
0
0
DISNEY WALT CO
COM DISNEY
254687106
4542
42752
SH
DFND
42752
0
0
DOLLAR TREE INC
COM
256746108
7256
103770
SH
DFND
103770
0
0
DOMINION DIAMOND CORP
COM
257287102
12474
992918
SH
DFND
992918
0
0
DOUBLE EAGLE ACQUISITION COR
COM
G28195124
2363
236300
SH
DFND
236300
0
0
DSW INC
CL A
23334L102
9061
511948
SH
DFND
511948
0
0
DYCOM INDS INC
NOTE 0.750% 9/1
267475AB7
6667
5750000
PRN
DFND
5750000
0
0
EBAY INC
COM
278642103
2713
77700
SH
DFND
77700
0
0
EDGEWELL PERS CARE CO
COM
28035Q102
2705
35588
SH
DFND
35588
0
0
ENCORE CAP GROUP INC
NOTE 2.875% 3/1
292554AH5
1080
1135000
PRN
DFND
1135000
0
0
ENERGY XXI GULF COAST INC
COM
29276K101
3321
178815
SH
DFND
178815
0
0
ENERNOC INC
DBCV 2.250% 8/1
292764AB3
1652
1660000
PRN
DFND
1660000
0
0
ENSCO PLC
SHS CLASS A
G3157S106
1020
197582
SH
DFND
197582
0
0
EOG RES INC
COM
26875P101
7794
86110
SH
DFND
86110
0
0
EQT CORP
COM
26884L109
3465
59140
SH
DFND
59140
0
0
EURONET WORLDWIDE INC
NOTE 1.500%10/0
298736AH2
6119
4775000
PRN
DFND
4775000
0
0
EXXON MOBIL CORP
COM
30231G102
2503
31000
SH
DFND
31000
0
0
EZCORP INC
NOTE 2.625% 6/1
302301AB2
3876
4075000
PRN
DFND
4075000
0
0
FACEBOOK INC
CL A
30303M102
16441
108898
SH
DFND
108898
0
0
FACEBOOK INC
CL A
30303M102
22753
150700
SH
Call
DFND
150700
0
0
FARMLAND PARTNERS INC
COM
31154R109
2323
259753
SH
DFND
259753
0
0
FELCOR LODGING TR INC
COM
31430F101
1289
178805
SH
DFND
178805
0
0
FIREEYE INC
COM
31816Q101
319
21000
SH
DFND
21000
0
0
FLOTEK INDS INC DEL
COM
343389102
1151
128752
SH
DFND
128752
0
0
FLOWSERVE CORP
COM
34354P105
3633
78237
SH
DFND
78237
0
0
FOMENTO ECONOMICO MEXICANO S
SPON ADR UNITS
344419106
3049
31000
SH
DFND
31000
0
0
FOOT LOCKER INC
COM
344849104
3574
72534
SH
DFND
72534
0
0
FORTINET INC
COM
34959E109
145
3886
SH
DFND
3886
0
0
FRANKLIN RES INC
COM
354613101
2150
48000
SH
DFND
48000
0
0
FRANKS INTL N V
COM
N33462107
575
69359
SH
DFND
69359
0
0
FREEPORT-MCMORAN INC
CL B
35671D857
3179
264663
SH
DFND
264663
0
0
FREEPORT-MCMORAN INC
CL B
35671D857
11052
920200
SH
Call
DFND
920200
0
0
GARDNER DENVER HLDGS INC
COM
36555P107
4895
226514
SH
DFND
226514
0
0
GASTAR EXPL INC NEW
COM
36729W202
370
399040
SH
DFND
399040
0
0
GENERAL CABLE CORP DEL NEW
COM
369300108
4093
250337
SH
DFND
250337
0
0
GENERAL CABLE CORP DEL NEW
FRNT 4.500%11/1
369300AL2
5024
6600000
PRN
DFND
6600000
0
0
GILEAD SCIENCES INC
COM
375558103
1062
15000
SH
Call
DFND
15000
0
0
GNC HLDGS INC
NOTE 1.500% 8/1
36191GAB3
3350
5000000
PRN
DFND
5000000
0
0
GOLAR LNG LTD BERMUDA
SHS
G9456A100
799
35925
SH
DFND
35925
0
0
GOLDCORP INC NEW
COM
380956409
874
67672
SH
DFND
67672
0
0
GOLDEN OCEAN GROUP LTD
SHS NEW
G39637205
428
63643
SH
DFND
63643
0
0
GOLDEN STAR RES LTD CDA
COM
38119T104
87
133652
SH
DFND
133652
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
1886
8500
SH
DFND
8500
0
0
GOODYEAR TIRE & RUBR CO
COM
382550101
7056
201838
SH
DFND
201838
0
0
GRUBHUB INC
COM
400110102
10970
251617
SH
DFND
251617
0
0
GRUPO FINANCIERO SANTANDER M
SPON ADR SHS B
40053C105
2747
284915
SH
DFND
284915
0
0
GULFPORT ENERGY CORP
COM NEW
402635304
4991
338395
SH
DFND
338395
0
0
HALLIBURTON CO
COM
406216101
2111
49434
SH
DFND
49434
0
0
HARLEY DAVIDSON INC
COM
412822108
1297
24014
SH
DFND
24014
0
0
HDFC BANK LTD
ADR REPS 3 SHS
40415F101
1131
13000
SH
DFND
13000
0
0
HERBALIFE LTD
NOTE 2.000% 8/1
42703MAB9
7825
7500000
PRN
DFND
7500000
0
0
HOLLYFRONTIER CORP
COM
436106108
202
7346
SH
DFND
7346
0
0
HOLLYSYS AUTOMATION TECHNOLO
SHS
G45667105
6695
403043
SH
DFND
403043
0
0
HOLOGIC INC
DEBT 2.000% 3/0
436440AC5
5840
3935000
PRN
DFND
3935000
0
0
HOME DEPOT INC
COM
437076102
25351
165264
SH
DFND
165264
0
0
HONEYWELL INTL INC
COM
438516106
2399
18000
SH
DFND
18000
0
0
HOSTESS BRANDS INC
*W EXP 11/04/202
44109J114
146
50000
SH
DFND
50000
0
0
HUDBAY MINERALS INC
*W EXP 07/20/201
443628136
43
231138
SH
DFND
231138
0
0
HUDBAY MINERALS INC
COM
443628102
1524
263851
SH
DFND
263851
0
0
HUMANA INC
COM
444859102
2576
10707
SH
DFND
10707
0
0
HUNTINGTON INGALLS INDS INC
COM
446413106
838
4500
SH
DFND
4500
0
0
HUNTSMAN CORP
COM
447011107
3056
118254
SH
DFND
118254
0
0
ICICI BK LTD
ADR
45104G104
4994
556787
SH
DFND
556787
0
0
IKANG HEALTHCARE GROUP INC
SPONSORED ADR
45174L108
21529
1754570
SH
DFND
1754570
0
0
ILLUMINA INC
NOTE 6/1
452327AF6
14094
13880000
PRN
DFND
13880000
0
0
IMPAX LABORATORIES INC
NOTE 2.000% 6/1
45256BAE1
6636
7750000
PRN
DFND
7750000
0
0
INDEPENDENCE CONTRACT DRIL I
COM
453415309
1173
301488
SH
DFND
301488
0
0
INNOCOLL HLDGS PLC
SHS
G4783X105
200
87600
SH
DFND
87600
0
0
INTEL CORP
SDCV 12/1
458140AD2
1175
900000
PRN
DFND
900000
0
0
INTEL CORP
SDCV 3.250% 8/0
458140AF7
10378
6290000
PRN
DFND
6290000
0
0
INTERCEPT PHARMACEUTICALS IN
NOTE 3.250% 7/0
45845PAA6
5385
5500000
PRN
DFND
5500000
0
0
INTUIT
COM
461202103
3308
24905
SH
DFND
24905
0
0
ISHARES TR
CHINA LG-CAP ETF
464287184
3102
78125
SH
DFND
78125
0
0
ISHARES TR
MSCI EAFE ETF
464287465
1174
17999
SH
DFND
17999
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
5305
37643
SH
DFND
37643
0
0
ISIS PHARMACEUTICALS INC DEL
NOTE 1.000%11/1
464337AJ3
6928
6500000
PRN
DFND
6500000
0
0
JAZZ INVESTMENTS I LTD
NOTE 1.875% 8/1
472145AB7
8183
7425000
PRN
DFND
7425000
0
0
JD COM INC
SPON ADR CL A
47215P106
1650
42069
SH
DFND
42069
0
0
JDS UNIPHASE CORP
DBCV 0.625% 8/1
46612JAF8
7730
7000000
PRN
DFND
7000000
0
0
JPMORGAN CHASE & CO
COM
46625H100
7771
85020
SH
DFND
85020
0
0
JUMEI INTL HLDG LTD
SPONSORED ADR
48138L107
785
368587
SH
DFND
368587
0
0
KATE SPADE & CO
COM
485865109
4219
228177
SH
DFND
228177
0
0
KEY ENERGY SVCS INC DEL
COM
49309J103
1959
101831
SH
DFND
101831
0
0
KRAFT HEINZ CO
COM
500754106
14
165
SH
DFND
165
0
0
KROGER CO
COM
501044101
347
14874
SH
DFND
14874
0
0
L BRANDS INC
COM
501797104
2806
52073
SH
DFND
52073
0
0
L3 TECHNOLOGIES INC
COM
502413107
418
2500
SH
DFND
2500
0
0
LAM RESEARCH CORP
COM
512807108
5560
39310
SH
DFND
39310
0
0
LAUDER ESTEE COS INC
CL A
518439104
2495
26000
SH
DFND
26000
0
0
LEAR CORP
COM NEW
521865204
568
3998
SH
DFND
3998
0
0
LIBERTY INTERACTIVE LLC
DEB 1.750% 9/3
530610AD6
8607
7500000
PRN
DFND
7500000
0
0
LIBERTY MEDIA CORP
DEB 3.500% 1/1
530715AN1
10900
20000000
PRN
DFND
20000000
0
0
LIBERTY MEDIA CORP DELAWARE
NOTE 1.375%10/1
531229AB8
14543
12320000
PRN
DFND
12320000
0
0
LIFETIME BRANDS INC
COM
53222Q103
312
17200
SH
DFND
17200
0
0
LINDBLAD EXPEDITIONS HLDGS I
*W EXP 07/08/202
535219117
350
155356
SH
DFND
155356
0
0
LOWES COS INC
COM
548661107
1154
14890
SH
DFND
14890
0
0
LUMOS NETWORKS CORP
COM
550283105
1301
72800
SH
DFND
72800
0
0
MACYS INC
COM
55616P104
864
37186
SH
DFND
37186
0
0
MADDEN STEVEN LTD
COM
556269108
1500
37548
SH
DFND
37548
0
0
MANTECH INTL CORP
CL A
564563104
166
4000
SH
DFND
4000
0
0
MARATHON PETE CORP
COM
56585A102
8747
167146
SH
DFND
167146
0
0
MASTERCARD INCORPORATED
CL A
57636Q104
22220
182960
SH
DFND
182960
0
0
MATTEL INC
COM
577081102
449
20863
SH
DFND
20863
0
0
MBIA INC
COM
55262C100
1375
145858
SH
DFND
145858
0
0
MCDONALDS CORP
COM
580135101
10129
66133
SH
DFND
66133
0
0
MERUS LABS INTL INC NEW
COM
59047R101
4167
3300000
SH
DFND
3300000
0
0
MICHAEL KORS HLDGS LTD
SHS
G60754101
1109
30608
SH
DFND
30608
0
0
MICROCHIP TECHNOLOGY INC
NOTE 1.625% 2/1
595017AD6
9022
6000000
PRN
DFND
6000000
0
0
MICRON TECHNOLOGY INC
NOTE 3.000%11/1
595112AY9
13979
12360000
PRN
DFND
12360000
0
0
MIDSTATES PETE CO INC
COM PAR
59804T407
3834
302638
SH
DFND
302638
0
0
MOBILEYE N V AMSTELVEEN
ORD SHS
N51488117
17771
282982
SH
DFND
282982
0
0
MOHAWK INDS INC
COM
608190104
12721
52631
SH
DFND
52631
0
0
MOMO INC
ADR
60879B107
2850
77102
SH
DFND
77102
0
0
MONDELEZ INTL INC
CL A
609207105
21
497
SH
DFND
497
0
0
MONSANTO CO NEW
COM
61166W101
9876
83442
SH
DFND
83442
0
0
NABORS INDUSTRIES LTD
SHS
G6359F103
424
52023
SH
DFND
52023
0
0
NAVIOS MARITIME PARTNERS L P
UNIT LPI
Y62267102
1590
1000200
SH
DFND
1000200
0
0
NEUSTAR INC
CL A
64126X201
3564
106865
SH
DFND
106865
0
0
NEVSUN RES LTD
COM
64156L101
295
122273
SH
DFND
122273
0
0
NEXVET BIOPHARMA PUB LTD CO
ORD SHS
G6503X109
402
60098
SH
DFND
60098
0
0
NIKE INC
CL B
654106103
2065
35626
SH
DFND
35626
0
0
NORTHROP GRUMMAN CORP
COM
666807102
257
1000
SH
DFND
1000
0
0
NORWEGIAN CRUISE LINE HLDGS
SHS
G66721104
7270
133907
SH
DFND
133907
0
0
NUANCE COMMUNICATIONS INC
DBCV 1.000%12/1
67020YAK6
8210
8500000
PRN
DFND
8500000
0
0
NUCOR CORP
COM
670346105
385
6652
SH
DFND
6652
0
0
NUTRACEUTICAL INTL CORP
COM
67060Y101
2743
65864
SH
DFND
65864
0
0
NUVASIVE INC
NOTE 2.250% 3/1
670704AG0
5386
3900000
PRN
DFND
3900000
0
0
NVIDIA CORP
COM
67066G104
383
2650
SH
DFND
2650
0
0
NXP SEMICONDUCTORS N V
COM
N6596X109
3080
28142
SH
DFND
28142
0
0
NXP SEMICONDUCTORS N V
DBCV 1.000%12/0
62952QAB6
17289
14490000
PRN
DFND
14490000
0
0
OASIS PETE INC NEW
COM
674215108
2550
316711
SH
DFND
316711
0
0
OCCIDENTAL PETE CORP DEL
COM
674599105
7555
126182
SH
DFND
126182
0
0
OCLARO INC
COM NEW
67555N206
140
15000
SH
DFND
15000
0
0
OCWEN FINL CORP
COM NEW
675746309
515
191500
SH
DFND
191500
0
0
ON SEMICONDUCTOR CORP
NOTE 1.000%12/0
682189AK1
9465
9115000
PRN
DFND
9115000
0
0
OWENS CORNING NEW
COM
690742101
2957
44185
SH
DFND
44185
0
0
PALO ALTO NETWORKS INC
NOTE 7/0
697435AB1
7863
6000000
PRN
DFND
6000000
0
0
PANERA BREAD CO
CL A
69840W108
1998
6350
SH
DFND
6350
0
0
PARSLEY ENERGY INC
CL A
701877102
2040
73526
SH
DFND
73526
0
0
PATTERSON UTI ENERGY INC
COM
703481101
7171
355132
SH
DFND
355132
0
0
PAYPAL HLDGS INC
COM
70450Y103
3220
60000
SH
DFND
60000
0
0
PETROLEO BRASILEIRO SA PETRO
SPONSORED ADR
71654V408
831
104037
SH
DFND
104037
0
0
PHILIP MORRIS INTL INC
COM
718172109
12932
110099
SH
DFND
110099
0
0
PIONEER NAT RES CO
COM
723787107
2214
13875
SH
DFND
13875
0
0
PLAINS ALL AMERN PIPELINE L
UNIT LTD PARTN
726503105
5645
214880
SH
DFND
214880
0
0
POTASH CORP SASK INC
COM
73755L107
205
12559
SH
DFND
12559
0
0
POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
35580
258500
SH
Put
DFND
258500
0
0
PRAXAIR INC
COM
74005P104
11383
85880
SH
DFND
85880
0
0
PRECISION DRILLING CORP
COM 2010
74022D308
235
68940
SH
DFND
68940
0
0
PRICELINE GRP INC
COM NEW
741503403
3180
1700
SH
DFND
1700
0
0
PRICELINE GRP INC
NOTE 0.900% 9/1
741503AX4
3704
3235000
PRN
DFND
3235000
0
0
PRICELINE GRP INC
NOTE 1.000% 3/1
741503AQ9
6059
3070000
PRN
DFND
3070000
0
0
PROPETRO HLDG CORP
COM
74347M108
5360
383995
SH
DFND
383995
0
0
PROSPECT CAPITAL CORPORATION
NOTE 4.750% 4/1
74348TAQ5
2750
2750000
PRN
DFND
2750000
0
0
PVH CORP
COM
693656100
212
1849
SH
DFND
1849
0
0
QIAGEN NV
NOTE 0.375% 3/1
N72482AA5
5633
4600000
PRN
DFND
4600000
0
0
QUALCOMM INC
COM
747525103
23453
424713
SH
DFND
424713
0
0
RALPH LAUREN CORP
CL A
751212101
8285
112273
SH
DFND
112273
0
0
RAMACO RES INC
COM
75134P303
528
87327
SH
DFND
87327
0
0
RAPID7 INC
COM
753422104
236
14000
SH
DFND
14000
0
0
RAYTHEON CO
COM NEW
755111507
262
1620
SH
DFND
1620
0
0
RED HAT INC
NOTE 0.250%10/0
756577AD4
2773
2000000
PRN
DFND
2000000
0
0
REYNOLDS AMERICAN INC
COM
761713106
39995
614939
SH
DFND
614939
0
0
RICE ENERGY INC
COM
762760106
2135
80184
SH
DFND
80184
0
0
RITE AID CORP
COM
767754104
390
132157
SH
DFND
132157
0
0
ROCKWELL AUTOMATION INC
COM
773903109
2834
17500
SH
DFND
17500
0
0
RPC INC
COM
749660106
3293
162935
SH
DFND
162935
0
0
RSP PERMIAN INC
COM
74978Q105
2078
64393
SH
DFND
64393
0
0
RYANAIR HLDGS PLC
SPONSORED ADR NE
783513203
8758
81385
SH
DFND
81385
0
0
SAEXPLORATION HLDGS INC
COM NEW
78636X204
381
117277
SH
DFND
117277
0
0
SALESFORCE COM INC
NOTE 0.250% 4/0
79466LAD6
18735
14360000
PRN
DFND
14360000
0
0
SANDSTORM GOLD LTD
COM NEW
80013R206
6391
1656701
SH
DFND
1656701
0
0
SCHLUMBERGER LTD
COM
806857108
18
270
SH
DFND
270
0
0
SCHWAB CHARLES CORP NEW
COM
808513105
2921
68000
SH
DFND
68000
0
0
SCICLONE PHARMACEUTICALS INC
COM
80862K104
17478
1588897
SH
DFND
1588897
0
0
SCIENCE APPLICATNS INTL CP N
COM
808625107
143
2066
SH
DFND
2066
0
0
SELECT SECTOR SPDR TR
SBI INT-INDS
81369Y704
15665
230000
SH
Put
DFND
230000
0
0
SHERWIN WILLIAMS CO
COM
824348106
2983
8500
SH
DFND
8500
0
0
SIGNET JEWELERS LIMITED
SHS
G81276100
9214
145701
SH
DFND
145701
0
0
SINOVAC BIOTECH LTD
SHS
P8696W104
1908
282611
SH
DFND
282611
0
0
SIX FLAGS ENTMT CORP NEW
COM
83001A102
1
16
SH
DFND
16
0
0
SKECHERS U S A INC
CL A
830566105
12099
410112
SH
DFND
410112
0
0
SOLARCITY CORP
NOTE 1.625%11/0
83416TAC4
1888
2000000
PRN
DFND
2000000
0
0
SPDR SERIES TRUST
S&P METALS MNG
78464A755
4655
155337
SH
DFND
155337
0
0
SPDR SERIES TRUST
S&P OILGAS EXP
78464A730
431
13512
SH
DFND
13512
0
0
SPROUTS FMRS MKT INC
COM
85208M102
4180
184390
SH
DFND
184390
0
0
STAR BULK CARRIERS CORP
SHS PAR
Y8162K204
127
12930
SH
DFND
12930
0
0
STARWOOD PPTY TR INC
NOTE 3.750%10/1
85571BAC9
2306
2300000
PRN
DFND
2300000
0
0
STARWOOD PPTY TR INC
NOTE 4.000% 1/1
85571BAB1
7384
6540000
PRN
DFND
6540000
0
0
STARWOOD PPTY TR INC
NOTE 4.550% 3/0
85571BAA3
5806
5350000
PRN
DFND
5350000
0
0
STEEL DYNAMICS INC
COM
858119100
581
16221
SH
DFND
16221
0
0
SUNCOKE ENERGY PARTNERS L P
COMUNIT REP LT
86722Y101
3465
197421
SH
DFND
197421
0
0
SUNPOWER CORP
DBCV 4.000% 1/1
867652AL3
4244
5000000
PRN
DFND
5000000
0
0
SUPERIOR ENERGY SVCS INC
COM
868157108
832
79789
SH
DFND
79789
0
0
SYNAPTICS INC
COM
87157D109
6943
134267
SH
DFND
134267
0
0
SYNERON MEDICAL LTD
ORD SHS
M87245102
1572
143548
SH
DFND
143548
0
0
T MOBILE US INC
COM
872590104
606
10000
SH
DFND
10000
0
0
TARGET CORP
COM
87612E106
309
5914
SH
DFND
5914
0
0
TECK RESOURCES LTD
CL B
878742204
5559
320793
SH
DFND
320793
0
0
TENARIS S A
SPONSORED ADR
88031M109
4069
130668
SH
DFND
130668
0
0
TESARO INC
COM
881569107
1001
7160
SH
DFND
7160
0
0
TESLA INC
NOTE 0.250% 3/0
88160RAB7
2860
2500000
PRN
DFND
2500000
0
0
TESLA INC
NOTE 1.250% 3/0
88160RAC5
27264
23545000
PRN
DFND
23545000
0
0
TESLA INC
NOTE 2.375% 3/1
88160RAD3
7362
5850000
PRN
DFND
5850000
0
0
THERAVANCE INC
NOTE 2.125% 1/1
88338TAB0
3658
4000000
PRN
DFND
4000000
0
0
THOR INDS INC
COM
885160101
4821
46126
SH
DFND
46126
0
0
TIME WARNER INC
COM NEW
887317303
29423
293033
SH
DFND
293033
0
0
TJX COS INC NEW
COM
872540109
11866
164421
SH
DFND
164421
0
0
TRINITY INDS INC
NOTE 3.875% 6/0
896522AF6
6966
5535000
PRN
DFND
5535000
0
0
TWENTY FIRST CENTY FOX INC
CL A
90130A101
3117
110000
SH
DFND
110000
0
0
TWITTER INC
NOTE 1.000% 9/1
90184LAD4
20479
22320000
PRN
DFND
22320000
0
0
U S SILICA HLDGS INC
COM
90346E103
2033
57291
SH
DFND
57291
0
0
VAIL RESORTS INC
COM
91879Q109
2069
10200
SH
DFND
10200
0
0
VALE S A
ADR
91912E105
4959
566717
SH
DFND
566717
0
0
VANECK VECTORS ETF TR
GOLD MINERS ETF
92189F106
467
21130
SH
DFND
21130
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
1117
25013
SH
DFND
25013
0
0
VIDEOCON D2H LTD
ADR
92657J101
244
25000
SH
DFND
25000
0
0
VIPSHOP HLDGS LTD
NOTE 1.500% 3/1
92763WAA1
9102
9370000
PRN
DFND
9370000
0
0
VISA INC
COM CL A
92826C839
23660
252298
SH
DFND
252298
0
0
VTTI ENERGY PARTNERS LP
COM UNIT RP LT
Y9384M101
3934
200200
SH
DFND
200200
0
0
VWR CORP
COM
91843L103
5043
152761
SH
DFND
152761
0
0
WABCO HLDGS INC
COM
92927K102
2381
18671
SH
DFND
18671
0
0
WAL-MART STORES INC
COM
931142103
12759
168597
SH
DFND
168597
0
0
WARRIOR MET COAL INC
COM
93627C101
397
23168
SH
DFND
23168
0
0
WEATHERFORD INTL LTD
NOTE 5.875% 7/0
947075AH0
12654
12500000
PRN
DFND
12500000
0
0
WEATHERFORD INTL PLC
ORD SHS
G48833100
984
254309
SH
DFND
254309
0
0
WELBILT INC
COM
949090104
874
46371
SH
DFND
46371
0
0
WENDYS CO
COM
95058W100
2798
180400
SH
DFND
180400
0
0
WESCO INTL INC
COM
95082P105
714
12457
SH
DFND
12457
0
0
WEST CORP
COM
952355204
2011
86244
SH
DFND
86244
0
0
WESTERN DIGITAL CORP
COM
958102105
2003
22614
SH
DFND
22614
0
0
WHITING PETE CORP NEW
NOTE 1.250% 4/0
966387AL6
6760
8000000
PRN
DFND
8000000
0
0
WILLIAMS COS INC DEL
COM
969457100
1927
63655
SH
DFND
63655
0
0
WPX ENERGY INC
COM
98212B103
435
45000
SH
DFND
45000
0
0
WRIGHT MED GROUP INC
NOTE 2.000% 2/1
98235TAE7
8375
7500000
PRN
DFND
7500000
0
0
YAHOO INC
NOTE 12/0
984332AF3
19616
17270000
PRN
DFND
17270000
0
0
YUM CHINA HLDGS INC
COM
98850P109
1434
36378
SH
DFND
36378
0
0
ZHAOPIN LTD
SPONSORED ADR
98954L103
2369
127849
SH
DFND
127849
0
0
ZOETIS INC
CL A
98978V103
2869
46000
SH
DFND
46000
0
0