0001085146-16-003272.txt : 20160216
0001085146-16-003272.hdr.sgml : 20160215
20160216160319
ACCESSION NUMBER: 0001085146-16-003272
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20151231
FILED AS OF DATE: 20160216
DATE AS OF CHANGE: 20160216
EFFECTIVENESS DATE: 20160216
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: GLG Partners LP
CENTRAL INDEX KEY: 0001289643
IRS NUMBER: 000000000
STATE OF INCORPORATION: X0
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10979
FILM NUMBER: 161427891
BUSINESS ADDRESS:
STREET 1: 1 CURZON STREET
CITY: LONDON
STATE: X0
ZIP: W1J 5HB
BUSINESS PHONE: 44 20 7016 7000
MAIL ADDRESS:
STREET 1: 1 CURZON STREET
CITY: LONDON
STATE: X0
ZIP: W1J 5HB
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001289643
XXXXXXXX
12-31-2015
12-31-2015
false
GLG Partners LP
1 CURZON STREET
LONDON
X0
W1J 5HB
13F COMBINATION REPORT
028-10979
0001352261
028-11672
GLG LLC
N
Michelle Robyn Grew
Global Head of Legal & Compliance
44-207-016-7000
/s/ Michelle Robyn Grew
London
X0
02-16-2016
0
444
3144510
INFORMATION TABLE
2
form13fInfoTable.xml
DESCRIPTION FOR INFORMATION TABLE
ABBVIE INC
COM
00287Y109
136
2300
SH
DFND
2300
0
0
ADVANCE AUTO PARTS INC
COM
00751Y106
14
91
SH
DFND
91
0
0
AIR PRODS & CHEMS INC
COM
009158106
9
70
SH
DFND
70
0
0
ALLISON TRANSMISSION HLDGS I
COM
01973R101
12
477
SH
DFND
477
0
0
DIAMONDBACK ENERGY INC
COM
25278X109
32
477
SH
DFND
477
0
0
GILEAD SCIENCES INC
COM
375558103
8
81
SH
DFND
81
0
0
JPMORGAN CHASE & CO
COM
46625H100
13
196
SH
DFND
196
0
0
KRAFT HEINZ CO
COM
500754106
12
165
SH
DFND
165
0
0
MONDELEZ INTL INC
CL A
609207105
22
497
SH
DFND
497
0
0
NETFLIX INC
COM
64110L106
1
13
SH
DFND
13
0
0
RAYTHEON CO
COM NEW
755111507
18
146
SH
DFND
146
0
0
ROSS STORES INC
COM
778296103
14
262
SH
DFND
262
0
0
ROYAL GOLD INC
COM
780287108
59
1608
SH
DFND
1608
0
0
STAPLES INC
COM
855030102
59
6193
SH
DFND
6193
0
0
UNDER ARMOUR INC
CL A
904311107
14
172
SH
DFND
172
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
1
13
SH
DFND
13
0
0
WAL-MART STORES INC
COM
931142103
7
113
SH
DFND
113
0
0
WYNN RESORTS LTD
COM
983134107
0
3
SH
DFND
3
0
0
3M CO
COM
88579Y101
1823
12100
SH
DFND
12100
0
0
ABEONA THERAPEUTICS INC
COM
00289Y107
434
129128
SH
DFND
129128
0
0
ACADIA HEALTHCARE COMPANY IN
COM
00404A109
22271
356562
SH
DFND
356562
0
0
ACTIVISION BLIZZARD INC
COM
00507V109
2768
71500
SH
DFND
71500
0
0
ACUITY BRANDS INC
COM
00508Y102
584
2500
SH
DFND
2500
0
0
ADTRAN INC
COM
00738A106
1980
115000
SH
DFND
115000
0
0
AETNA INC NEW
COM
00817Y108
8082
74748
SH
DFND
74748
0
0
AFFIMED N V
COM
N01045108
423
59403
SH
DFND
59403
0
0
AGL RES INC
COM
001204106
9517
149140
SH
DFND
149140
0
0
AIRMEDIA GROUP INC
SPONSORED ADR
009411109
365
65300
SH
DFND
65300
0
0
AKAMAI TECHNOLOGIES INC
DBCV 2/1
00971TAG6
7334
7650000
PRN
DFND
7650000
0
0
AKORN INC
COM
009728106
746
20000
SH
DFND
20000
0
0
ALEXION PHARMACEUTICALS INC
COM
015351109
44828
235010
SH
DFND
235010
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
5212
64127
SH
DFND
64127
0
0
ALKERMES PLC
SHS
G01767105
4792
60367
SH
DFND
60367
0
0
ALLERGAN PLC
SHS
G0177J108
26952
86247
SH
DFND
86247
0
0
ALLERGAN PLC
SHS
G0177J108
31313
100200
SH
Call
DFND
100200
0
0
ALLY FINL INC
COM
02005N100
10904
585000
SH
DFND
585000
0
0
ALNYLAM PHARMACEUTICALS INC
COM
02043Q107
4739
50342
SH
DFND
50342
0
0
ALPHABET INC
CAP STK CL A
02079K305
2995
3850
SH
DFND
3850
0
0
ALTISOURCE RESIDENTIAL CORP
CL B
02153W100
1272
102493
SH
DFND
102493
0
0
AMERICA MOVIL SAB DE CV
SPON ADR L SHS
02364W105
1029
73182
SH
DFND
73182
0
0
AMERICAN EXPRESS CO
COM
025816109
626
9000
SH
DFND
9000
0
0
AMERICAN RLTY CAP PPTYS INC
NOTE 3.000% 8/0
02917TAA2
35495
38220000
PRN
DFND
38220000
0
0
AMERICAN TOWER CORP NEW
COM
03027X100
5148
53101
SH
DFND
53101
0
0
AMERICAN WTR WKS CO INC NEW
COM
030420103
5043
84404
SH
DFND
84404
0
0
AMGEN INC
COM
031162100
3896
24000
SH
DFND
24000
0
0
AMICUS THERAPEUTICS INC
COM
03152W109
395
40693
SH
DFND
40693
0
0
ANADARKO PETE CORP
COM
032511107
2286
47055
SH
DFND
47055
0
0
ANIXTER INTL INC
COM
035290105
1709
28294
SH
DFND
28294
0
0
ANTHEM INC
COM
036752103
23085
165557
SH
DFND
165557
0
0
APACHE CORP
COM
037411105
1921
43200
SH
DFND
43200
0
0
APPLE INC
COM
037833100
6688
63533
SH
DFND
63533
0
0
APPLIED MICRO CIRCUITS CORP
COM NEW
03822W406
144
22558
SH
DFND
22558
0
0
ARCELORMITTAL SA LUXEMBOURG
MAND CV NT 16
L0302D178
1307
200000
SH
DFND
200000
0
0
ARES CAP CORP
NOTE 4.750% 1/1
04010LAJ2
500
500000
PRN
DFND
500000
0
0
AT&T INC
COM
00206R102
5894
171295
SH
DFND
171295
0
0
ATMEL CORP
COM
049513104
18895
2194586
SH
DFND
2194586
0
0
ATWOOD OCEANICS INC
COM
050095108
259
25286
SH
DFND
25286
0
0
AUTOLIV INC
COM
052800109
317
2540
SH
DFND
2540
0
0
AVAGO TECHNOLOGIES LTD
SHS
Y0486S104
6532
45000
SH
Call
DFND
45000
0
0
AVOLON HLDGS LTD
COM
G52237107
1560
50400
SH
DFND
50400
0
0
AXALTA COATING SYS LTD
COM
G0750C108
2052
77002
SH
DFND
77002
0
0
B2GOLD CORP
NOTE 3.250%10/0
11777QAB6
4244
5000000
PRN
DFND
5000000
0
0
BAIDU INC
SPON ADR REP A
056752108
350
1849
SH
DFND
1849
0
0
BAKER HUGHES INC
COM
057224107
39683
859860
SH
DFND
859860
0
0
BARCLAYS BK PLC
IPATH S&P500 VIX
06742E711
3825
190287
SH
DFND
190287
0
0
BARCLAYS BK PLC
IPATH S&P500 VIX
06742E711
10050
500000
SH
Call
DFND
500000
0
0
BAXALTA INC
COM
07177M103
43239
1107833
SH
DFND
1107833
0
0
BIOMED REALTY TRUST INC
COM
09063H107
2050
86548
SH
DFND
86548
0
0
BLACKROCK CAPITAL INVESTMENT
NOTE 5.500% 2/1
092533AB4
860
835000
PRN
DFND
835000
0
0
BLACKSTONE GROUP L P
COM UNIT LTD
09253U108
2496
85365
SH
DFND
85365
0
0
BONA FILM GROUP LTD
SPONSORED ADS
09777B107
992
75000
SH
DFND
75000
0
0
BOOZ ALLEN HAMILTON HLDG COR
CL A
099502106
358
11609
SH
DFND
11609
0
0
BORGWARNER INC
COM
099724106
628
14527
SH
DFND
14527
0
0
BROADCOM CORP
CL A
111320107
41747
722014
SH
DFND
722014
0
0
CABOT OIL & GAS CORP
COM
127097103
3082
174230
SH
DFND
174230
0
0
CAMECO CORP
COM
13321L108
2623
212771
SH
DFND
212771
0
0
CAMERON INTERNATIONAL CORP
COM
13342B105
6346
100416
SH
DFND
100416
0
0
CAMPUS CREST CMNTYS INC
COM
13466Y105
4338
637900
SH
DFND
637900
0
0
CANADIAN PAC RY LTD
COM
13645T100
3967
31088
SH
DFND
31088
0
0
CARDINAL HEALTH INC
COM
14149Y108
7955
89108
SH
DFND
89108
0
0
CATERPILLAR INC DEL
COM
149123101
19437
286000
SH
Put
DFND
286000
0
0
CBS CORP NEW
CL B
124857202
589
12500
SH
DFND
12500
0
0
CELGENE CORP
COM
151020104
9114
76100
SH
DFND
76100
0
0
CEMEX SAB DE CV
NOTE 3.250% 3/1
151290BB8
11039
10920000
PRN
DFND
10920000
0
0
CEMEX SAB DE CV
NOTE 3.750% 3/1
151290BC6
8052
8640000
PRN
DFND
8640000
0
0
CEMEX SAB DE CV
SPON ADR NEW
151290889
373
67000
SH
DFND
67000
0
0
CENOVUS ENERGY INC
COM
15135U109
1353
107389
SH
DFND
107389
0
0
CENTRUS ENERGY CORP
CL A
15643U104
238
180083
SH
DFND
180083
0
0
CF INDS HLDGS INC
COM
125269100
816
20000
SH
DFND
20000
0
0
CHECK POINT SOFTWARE TECH LT
ORD
M22465104
2651
32576
SH
DFND
32576
0
0
CHENIERE ENERGY INC
COM NEW
16411R208
5424
145613
SH
DFND
145613
0
0
CHENIERE ENERGY INC
COM NEW
16411R208
21650
581200
SH
Call
DFND
581200
0
0
CHENIERE ENERGY INC
NOTE 4.250% 3/1
16411RAG4
2456
4700000
PRN
DFND
4700000
0
0
CHINA CORD BLOOD CORP
SHS
G21107100
4889
767462
SH
DFND
767462
0
0
CHIPOTLE MEXICAN GRILL INC
COM
169656105
480
1001
SH
DFND
1001
0
0
CHUBB CORP
COM
171232101
2242
16906
SH
DFND
16906
0
0
CIGNA CORPORATION
COM
125509109
54322
371235
SH
DFND
371235
0
0
CIMAREX ENERGY CO
COM
171798101
2348
26266
SH
DFND
26266
0
0
CITIGROUP INC
*W EXP 01/04/201
172967226
419
2328084
SH
DFND
2328084
0
0
CITIZENS FINL GROUP INC
COM
174610105
9428
360000
SH
DFND
360000
0
0
CITRIX SYS INC
NOTE 0.500% 4/1
177376AD2
17445
16000000
PRN
DFND
16000000
0
0
COACH INC
COM
189754104
26343
804867
SH
DFND
804867
0
0
COBALT INTL ENERGY INC
NOTE 2.625%12/0
19075FAA4
9504
16730000
PRN
DFND
16730000
0
0
COBALT INTL ENERGY INC
NOTE 3.125% 5/1
19075FAB2
15354
28725000
PRN
DFND
28725000
0
0
COMCAST CORP NEW
CL A
20030N101
2822
50000
SH
DFND
50000
0
0
COMMUNITY HEALTH SYS INC NEW
COM
203668108
862
32500
SH
DFND
32500
0
0
CONCHO RES INC
COM
20605P101
7847
84499
SH
DFND
84499
0
0
CONCORDIA HEALTHCARE CORP
COM
206519100
13260
324750
SH
DFND
324750
0
0
CONSTANT CONTACT INC
COM
210313102
1960
67027
SH
DFND
67027
0
0
CONTINENTAL RESOURCES INC
COM
212015101
2860
124445
SH
DFND
124445
0
0
COOPER TIRE & RUBR CO
COM
216831107
434
11478
SH
DFND
11478
0
0
CORE LABORATORIES N V
COM
N22717107
803
7380
SH
DFND
7380
0
0
CRESCENT PT ENERGY CORP
COM
22576C101
656
56516
SH
DFND
56516
0
0
CSX CORP
COM
126408103
1838
70839
SH
DFND
70839
0
0
CSX CORP
COM
126408103
11374
438300
SH
Call
DFND
438300
0
0
CTC MEDIA INC
COM
12642X106
1355
732676
SH
DFND
732676
0
0
CTRIP COM INTL LTD
NOTE 1.250%10/1
22943FAD2
397
300000
PRN
DFND
300000
0
0
CUMMINS INC
COM
231021106
1320
15000
SH
DFND
15000
0
0
CVSL INC
COM NEW
12665T206
102
103006
SH
DFND
103006
0
0
DAVITA HEALTHCARE PARTNERS I
COM
23918K108
1394
20000
SH
DFND
20000
0
0
DELEK US HLDGS INC
COM
246647101
1191
48414
SH
DFND
48414
0
0
DELPHI AUTOMOTIVE PLC
SHS
G27823106
1033
12046
SH
DFND
12046
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
568
11200
SH
DFND
11200
0
0
DELTA TECHNOLOGY HLDGS LTD
*W EXP 12/18/201
G8477B113
50
200000
SH
DFND
200000
0
0
DENTSPLY INTL INC NEW
COM
249030107
18251
299938
SH
DFND
299938
0
0
DHT HOLDINGS INC
SHS NEW
Y2065G121
5572
688729
SH
DFND
688729
0
0
DISCOVERY COMMUNICATNS NEW
COM SER A
25470F104
1985
74400
SH
DFND
74400
0
0
DISNEY WALT CO
COM DISNEY
254687106
7013
66742
SH
DFND
66742
0
0
DOLLAR GEN CORP NEW
COM
256677105
5977
83163
SH
DFND
83163
0
0
DOLLAR TREE INC
COM
256746108
13681
177163
SH
DFND
177163
0
0
DOMTAR CORP
COM NEW
257559203
1359
36781
SH
DFND
36781
0
0
DOUBLE EAGLE ACQUISITION COR
*W EXP 09/16/202
G28195116
240
500000
SH
DFND
500000
0
0
DOUBLE EAGLE ACQUISITION COR
COM
G28195124
4780
500000
SH
DFND
500000
0
0
DRIL-QUIP INC
COM
262037104
663
11197
SH
DFND
11197
0
0
DRYSHIPS INC
SHS
Y2109Q101
310
1785652
SH
DFND
1785652
0
0
DU PONT E I DE NEMOURS & CO
COM
263534109
1596
23965
SH
DFND
23965
0
0
DYAX CORP
COM
26746E103
11417
303471
SH
DFND
303471
0
0
DYNEGY INC NEW DEL
COM
26817R108
1340
100000
SH
DFND
100000
0
0
E HOUSE CHINA HLDGS LTD
ADR
26852W103
10862
1726942
SH
DFND
1726942
0
0
E M C CORP MASS
COM
268648102
27884
1085830
SH
DFND
1085830
0
0
EASTMAN CHEM CO
COM
277432100
3174
47014
SH
DFND
47014
0
0
EATON CORP PLC
SHS
G29183103
3205
61586
SH
DFND
61586
0
0
EBAY INC
COM
278642103
2030
73883
SH
DFND
73883
0
0
ECOLAB INC
COM
278865100
343
3000
SH
DFND
3000
0
0
EDGEWELL PERS CARE CO
COM
28035Q102
7837
100000
SH
DFND
100000
0
0
ENCORE CAP GROUP INC
NOTE 2.875% 3/1
292554AH5
836
1135000
PRN
DFND
1135000
0
0
ENCORE CAP GROUP INC
NOTE 3.000% 7/0
292554AF9
4312
5000000
PRN
DFND
5000000
0
0
ENDO INTL PLC
SHS
G30401106
16610
271311
SH
DFND
271311
0
0
ENERGY TRANSFER PRTNRS L P
UNIT LTD PARTN
29273R109
675
20000
SH
DFND
20000
0
0
ENERGY XXI BERMUDA LTD
NOTE 3.000%12/1
29274UAB7
518
7145000
PRN
DFND
7145000
0
0
ENERNOC INC
DBCV 2.250% 8/1
292764AB3
3954
6660000
PRN
DFND
6660000
0
0
ENSCO PLC
SHS CLASS A
G3157S106
396
25712
SH
DFND
25712
0
0
EOG RES INC
COM
26875P101
3229
45611
SH
DFND
45611
0
0
EQUIFAX INC
COM
294429105
557
5000
SH
DFND
5000
0
0
ESPERION THERAPEUTICS INC NE
COM
29664W105
342
15363
SH
DFND
15363
0
0
EURONAV NV ANTWERPEN
SHS
B38564108
2095
152794
SH
DFND
152794
0
0
EXXON MOBIL CORP
COM
30231G102
4588
58856
SH
DFND
58856
0
0
EZCHIP SEMICONDUCTOR LIMITED
ORD
M4146Y108
838
33900
SH
DFND
33900
0
0
EZCORP INC
NOTE 2.125% 6/1
302301AB2
10834
15575000
PRN
DFND
15575000
0
0
FACEBOOK INC
CL A
30303M102
12630
120680
SH
DFND
120680
0
0
FACEBOOK INC
CL A
30303M102
30948
295700
SH
Put
DFND
295700
0
0
FAIRCHILD SEMICONDUCTOR INTL
COM
303726103
27797
1342184
SH
DFND
1342184
0
0
FASTENAL CO
COM
311900104
7345
179927
SH
DFND
179927
0
0
FEDEX CORP
COM
31428X106
2139
14355
SH
DFND
14355
0
0
FIAT CHRYSLER AUTOMOBILES N
SHS
N31738102
698
49898
SH
DFND
49898
0
0
FIDELITY & GTY LIFE
COM
315785105
1017
40100
SH
DFND
40100
0
0
FIDELITY NATIONAL FINANCIAL
NOTE 4.250% 8/1
31620RAE5
9556
5000000
PRN
DFND
5000000
0
0
FIRST CASH FINL SVCS INC
COM
31942D107
1138
30413
SH
DFND
30413
0
0
FLEETCOR TECHNOLOGIES INC
COM
339041105
5003
35000
SH
DFND
35000
0
0
FMC TECHNOLOGIES INC
COM
30249U101
14623
504070
SH
DFND
504070
0
0
FOMENTO ECONOMICO MEXICANO S
SPON ADR UNITS
344419106
5160
55875
SH
DFND
55875
0
0
FOOT LOCKER INC
COM
344849104
3488
53589
SH
DFND
53589
0
0
FORD MTR CO DEL
COM PAR $0.01
345370860
2726
193478
SH
DFND
193478
0
0
FRANKLIN RES INC
COM
354613101
3029
82256
SH
DFND
82256
0
0
FRANKS INTL N V
COM
N33462107
1661
99501
SH
DFND
99501
0
0
FREEPORT-MCMORAN INC
CL B
35671D857
4050
598177
SH
DFND
598177
0
0
FRONTIER COMMUNICATIONS CORP
PFD CONV SER-A
35906A207
435
4750
SH
DFND
4750
0
0
FRONTLINE LTD
SHS
G3682E127
1234
412788
SH
DFND
412788
0
0
FULLER H B CO
COM
359694106
1067
29256
SH
DFND
29256
0
0
FX ENERGY INC
COM
302695101
1096
952692
SH
DFND
952692
0
0
GALAPAGOS NV
SPON ADR
36315X101
4421
70309
SH
DFND
70309
0
0
GENERAL CABLE CORP DEL NEW
COM
369300108
1306
97280
SH
DFND
97280
0
0
GENERAL CABLE CORP DEL NEW
FRNT 4.500%11/1
369300AL2
4028
6600000
PRN
DFND
6600000
0
0
GENERAL DYNAMICS CORP
COM
369550108
294
2138
SH
DFND
2138
0
0
GENERAL ELECTRIC CO
COM
369604103
4642
149019
SH
DFND
149019
0
0
GENERAL MTRS CO
*W EXP 07/10/201
37045V118
1287
52937
SH
DFND
52937
0
0
GENERAL MTRS CO
*W EXP 07/10/201
37045V126
863
52937
SH
DFND
52937
0
0
GENERAL MTRS CO
COM
37045V100
872
25627
SH
DFND
25627
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
3598
19965
SH
DFND
19965
0
0
GOODYEAR TIRE & RUBR CO
COM
382550101
1302
39861
SH
DFND
39861
0
0
GORES HLDGS INC
*W EXP 08/13/202
382866119
100
250000
SH
DFND
250000
0
0
GORES HLDGS INC
CL A
382866101
2500
250000
SH
DFND
250000
0
0
GREEN PLAINS INC
NOTE 3.250%10/0
393222AD6
12638
10000000
PRN
DFND
10000000
0
0
HAIN CELESTIAL GROUP INC
COM
405217100
808
20000
SH
DFND
20000
0
0
HALLIBURTON CO
COM
406216101
48596
1427604
SH
DFND
1427604
0
0
HARLEY DAVIDSON INC
COM
412822108
685
15083
SH
DFND
15083
0
0
HARTFORD FINL SVCS GROUP INC
COM
416515104
8692
200000
SH
Call
DFND
200000
0
0
HCA HOLDINGS INC
COM
40412C101
5216
77125
SH
DFND
77125
0
0
HEARTLAND PMT SYS INC
COM
42235N108
643
6777
SH
DFND
6777
0
0
HENNESSY CAP ACQUISITION COR
*W EXP 07/28/202
42588J118
19
125000
SH
DFND
125000
0
0
HENNESSY CAP ACQUISITION COR
COM
42588J100
1205
125000
SH
DFND
125000
0
0
HERBALIFE LTD
COM USD SHS
G4412G101
4038
75300
SH
DFND
75300
0
0
HERCULES OFFSHORE INC
COM NEW
427093307
240
110809
SH
DFND
110809
0
0
HESS CORP
COM
42809H107
2182
45000
SH
DFND
45000
0
0
HILTON WORLDWIDE HLDGS INC
COM
43300A104
1391
65000
SH
DFND
65000
0
0
HOLLYFRONTIER CORP
COM
436106108
5774
144744
SH
DFND
144744
0
0
HOLOGIC INC
DEBT 2.000% 3/0
436440AC5
5844
4355000
PRN
DFND
4355000
0
0
HOME DEPOT INC
COM
437076102
869
6571
SH
DFND
6571
0
0
HOMEINNS HOTEL GROUP
SPONSORED ADR
43742E102
1127
33000
SH
DFND
33000
0
0
HONEYWELL INTL INC
COM
438516106
3200
30900
SH
DFND
30900
0
0
HUDBAY MINERALS INC
*W EXP 07/20/201
443628136
50
233206
SH
DFND
233206
0
0
HUDBAY MINERALS INC
COM
443628102
792
207281
SH
DFND
207281
0
0
HUMANA INC
COM
444859102
23272
130369
SH
DFND
130369
0
0
HUNTINGTON INGALLS INDS INC
COM
446413106
308
2432
SH
DFND
2432
0
0
ICICI BK LTD
ADR
45104G104
1867
238389
SH
DFND
238389
0
0
IDREAMSKY TECHNOLOGY LIMITED
SPONSORED ADS
45173K101
723
53977
SH
DFND
53977
0
0
ILLUMINA INC
NOTE 6/1
452327AF6
15214
13880000
PRN
DFND
13880000
0
0
INCYTE CORP
COM
45337C102
2162
19934
SH
DFND
19934
0
0
INTEL CORP
SDCV 12/1
458140AD2
1283
1000000
PRN
DFND
1000000
0
0
INTEL CORP
SDCV 3.250% 8/0
458140AF7
14996
9000000
PRN
DFND
9000000
0
0
INTERCEPT PHARMACEUTICALS IN
COM
45845P108
370
2479
SH
DFND
2479
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
688
5000
SH
DFND
5000
0
0
INTREXON CORP
COM
46122T102
687
22793
SH
DFND
22793
0
0
ISHARES TR
IBOXX HI YD ETF
464288513
8058
100000
SH
Call
DFND
100000
0
0
ISHARES TR
MSCI EAFE ETF
464287465
362
6164
SH
DFND
6164
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
1377
42777
SH
DFND
42777
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
22524
200000
SH
Put
DFND
200000
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
29675
263500
SH
Call
DFND
263500
0
0
ISIS PHARMACEUTICALS INC DEL
NOTE 1.000%11/1
464337AJ3
5643
5000000
PRN
DFND
5000000
0
0
ITAU UNIBANCO HLDG SA
SPON ADR REP PFD
465562106
1561
239856
SH
DFND
239856
0
0
JARDEN CORP
NOTE 1.125% 3/1
471109AM0
9450
7695000
PRN
DFND
7695000
0
0
JARDEN CORP
NOTE 1.875% 9/1
471109AH1
15497
8500000
PRN
DFND
8500000
0
0
JAZZ INVESTMENTS I LTD
NOTE 1.875% 8/1
472145AB7
7780
7425000
PRN
DFND
7425000
0
0
JD COM INC
SPON ADR CL A
47215P106
481
14911
SH
DFND
14911
0
0
JDS UNIPHASE CORP
DBCV 0.625% 8/1
46612JAF8
7416
7875000
PRN
DFND
7875000
0
0
JIAYUAN COM INTL LTD
SPONSORED ADR
477374102
278
37300
SH
DFND
37300
0
0
JINKOSOLAR HLDG CO LTD
SPONSORED ADR
47759T100
470
17000
SH
DFND
17000
0
0
JOHNSON & JOHNSON
COM
478160104
889
8656
SH
DFND
8656
0
0
KATE SPADE & CO
COM
485865109
18486
1040274
SH
DFND
1040274
0
0
KENNAMETAL INC
COM
489170100
1028
53523
SH
DFND
53523
0
0
KEURIG GREEN MTN INC
COM
49271M100
5489
61000
SH
DFND
61000
0
0
KINDER MORGAN INC DEL
*W EXP 05/25/201
49456B119
49
818000
SH
DFND
818000
0
0
KINDER MORGAN INC DEL
COM
49456B101
4178
280000
SH
Call
DFND
280000
0
0
KING DIGITAL ENTMT PLC
ORD SHS
G5258J109
4220
236000
SH
DFND
236000
0
0
KINROSS GOLD CORP
COM NO PAR
496902404
361
200000
SH
DFND
200000
0
0
L-3 COMMUNICATIONS HLDGS INC
COM
502424104
3527
29515
SH
DFND
29515
0
0
LAM RESEARCH CORP
COM
512807108
5933
74700
SH
Call
DFND
74700
0
0
LAM RESEARCH CORP
NOTE 0.500% 5/1
512807AJ7
647
500000
PRN
DFND
500000
0
0
LAZARD LTD
SHS A
G54050102
3026
67221
SH
DFND
67221
0
0
LEAR CORP
COM NEW
521865204
1604
13059
SH
DFND
13059
0
0
LIBERTY INTERACTIVE LLC
DEB 0.750% 3/3
530610AC8
22762
15000000
PRN
DFND
15000000
0
0
LIBERTY MEDIA CORP
DEB 3.500% 1/1
530715AN1
24080
46500000
PRN
DFND
46500000
0
0
LIBERTY MEDIA CORP DELAWARE
NOTE 1.375%10/1
531229AB8
11266
11435000
PRN
DFND
11435000
0
0
LINDBLAD EXPEDITIONS HLDGS I
*W EXP 07/08/202
535219117
474
155356
SH
DFND
155356
0
0
LINKEDIN CORP
NOTE 0.500%11/0
53578AAB4
18209
17365000
PRN
DFND
17365000
0
0
LIVANOVA PLC
SHS
G5509L101
5657
95285
SH
DFND
95285
0
0
LOCKHEED MARTIN CORP
COM
539830109
4756
21902
SH
DFND
21902
0
0
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
869
10000
SH
DFND
10000
0
0
MACYS INC
COM
55616P104
536
15328
SH
DFND
15328
0
0
MAGNA INTL INC
COM
559222401
8997
221827
SH
DFND
221827
0
0
MALLINCKRODT PUB LTD CO
SHS
G5785G107
31746
425384
SH
DFND
425384
0
0
MANITOWOC INC
COM
563571108
5460
355703
SH
DFND
355703
0
0
MARKET VECTORS ETF TR
BIOTECH ETF
57060U183
1384
10909
SH
DFND
10909
0
0
MARKET VECTORS ETF TR
GOLD MINER ETF
57060U100
2058
150000
SH
DFND
150000
0
0
MARKET VECTORS ETF TR
OIL SVCS ETF
57060U191
5877
222205
SH
DFND
222205
0
0
MARKET VECTORS ETF TR
OIL SVCS ETF
57060U191
32388
1224500
SH
Put
DFND
1224500
0
0
MARKETAXESS HLDGS INC
COM
57060D108
3348
30000
SH
DFND
30000
0
0
MARSH & MCLENNAN COS INC
COM
571748102
1109
20000
SH
DFND
20000
0
0
MASONITE INTL CORP NEW
COM
575385109
3990
65156
SH
DFND
65156
0
0
MASTERCARD INC
CL A
57636Q104
1392
14300
SH
DFND
14300
0
0
MATTSON TECHNOLOGY INC
COM
577223100
1059
300000
SH
DFND
300000
0
0
MAXIM INTEGRATED PRODS INC
COM
57772K101
864
22739
SH
DFND
22739
0
0
MAXLINEAR INC
CL A
57776J100
335
22711
SH
DFND
22711
0
0
MCDONALDS CORP
COM
580135101
21424
181344
SH
DFND
181344
0
0
MCGRAW HILL FINL INC
COM
580645109
739
7500
SH
DFND
7500
0
0
MCKESSON CORP
COM
58155Q103
19762
100200
SH
Call
DFND
100200
0
0
MCKESSON CORP
COM
58155Q103
27385
138846
SH
DFND
138846
0
0
MEDNAX INC
COM
58502B106
896
12500
SH
DFND
12500
0
0
MICHAEL KORS HLDGS LTD
SHS
G60754101
1261
31477
SH
DFND
31477
0
0
MICRON TECHNOLOGY INC
COM
595112103
283
20000
SH
DFND
20000
0
0
MICRON TECHNOLOGY INC
NOTE 3.000%11/1
595112AY9
12036
14360000
PRN
DFND
14360000
0
0
MINDRAY MEDICAL INTL LTD
SPON ADR
602675100
2170
80000
SH
DFND
80000
0
0
MOBILEYE N V AMSTELVEEN
ORD SHS
N51488117
2796
66138
SH
DFND
66138
0
0
MOLINA HEALTHCARE INC
NOTE 1.125% 1/1
60855RAC4
3881
2500000
PRN
DFND
2500000
0
0
NATIONAL HEALTH INVS INC
NOTE 3.250% 4/0
63633DAE4
1982
2000000
PRN
DFND
2000000
0
0
NATIONAL OILWELL VARCO INC
COM
637071101
986
29448
SH
DFND
29448
0
0
NETSUITE INC
NOTE 0.250% 6/0
64118QAB3
2978
3000000
PRN
DFND
3000000
0
0
NEVRO CORP
COM
64157F103
749
11100
SH
DFND
11100
0
0
NEVSUN RES LTD
COM
64156L101
1112
411943
SH
DFND
411943
0
0
NEWFIELD EXPL CO
COM
651290108
1616
49620
SH
DFND
49620
0
0
NIELSEN HLDGS PLC
SHS EUR
G6518L108
2339
50192
SH
DFND
50192
0
0
NIKE INC
CL B
654106103
3277
52430
SH
DFND
52430
0
0
NIVALIS THERAPEUTICS INC
COM
65481J109
300
38756
SH
DFND
38756
0
0
NOBLE CORP PLC
SHS USD
G65431101
7121
675000
SH
Put
DFND
675000
0
0
NOBLE ENERGY INC
COM
655044105
6021
182854
SH
DFND
182854
0
0
NORFOLK SOUTHERN CORP
COM
655844108
5015
59285
SH
DFND
59285
0
0
NORTHERN TIER ENERGY LP
COM UN REPR PART
665826103
1938
74934
SH
DFND
74934
0
0
NORTHROP GRUMMAN CORP
COM
666807102
354
1877
SH
DFND
1877
0
0
NRG ENERGY INC
COM NEW
629377508
1177
100000
SH
DFND
100000
0
0
NXP SEMICONDUCTORS N V
DBCV 1.000%12/0
62952QAB6
15562
14190000
PRN
DFND
14190000
0
0
OCEANEERING INTL INC
COM
675232102
1376
36662
SH
DFND
36662
0
0
OFFICE DEPOT INC
COM
676220106
6129
1086716
SH
DFND
1086716
0
0
OIL STS INTL INC
COM
678026105
5738
210565
SH
DFND
210565
0
0
OMNICOM GROUP INC
COM
681919106
4880
64496
SH
DFND
64496
0
0
OMNIVISION TECHNOLOGIES INC
COM
682128103
58678
2021982
SH
DFND
2021982
0
0
PACCAR INC
COM
693718108
489
10318
SH
DFND
10318
0
0
PACE HLDGS CORP
*W EXP 99/99/999
G6865N111
135
300000
SH
DFND
300000
0
0
PACE HLDGS CORP
CL A
G6865N103
2970
300000
SH
DFND
300000
0
0
PARKER HANNIFIN CORP
COM
701094104
2425
25000
SH
Call
DFND
25000
0
0
PARKER HANNIFIN CORP
COM
701094104
4003
41271
SH
DFND
41271
0
0
PARSLEY ENERGY INC
CL A
701877102
2481
134473
SH
DFND
134473
0
0
PARTNERRE LTD
COM
G6852T105
34681
248182
SH
DFND
248182
0
0
PAYPAL HLDGS INC
COM
70450Y103
2280
62983
SH
DFND
62983
0
0
PENNANTPARK FLOATING RATE CA
COM
70806A106
3731
331608
SH
DFND
331608
0
0
PEP BOYS MANNY MOE & JACK
COM
713278109
1143
62100
SH
DFND
62100
0
0
PEPCO HOLDINGS INC
COM
713291102
2081
80000
SH
DFND
80000
0
0
PERRIGO CO PLC
SHS
G97822103
8502
58753
SH
DFND
58753
0
0
PFIZER INC
COM
717081103
17669
547356
SH
DFND
547356
0
0
PHARMERICA CORP
COM
71714F104
5413
154643
SH
DFND
154643
0
0
PHILIP MORRIS INTL INC
COM
718172109
5845
66485
SH
DFND
66485
0
0
PHILLIPS 66
COM
718546104
2600
31789
SH
DFND
31789
0
0
PINNACLE ENTMT INC
COM
723456109
1074
34518
SH
DFND
34518
0
0
PIONEER NAT RES CO
COM
723787107
11368
90669
SH
DFND
90669
0
0
PLATFORM SPECIALTY PRODS COR
COM
72766Q105
385
30000
SH
DFND
30000
0
0
PMC-SIERRA INC
COM
69344F106
2296
197601
SH
DFND
197601
0
0
POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
76065
680000
SH
Put
DFND
680000
0
0
PPG INDS INC
COM
693506107
8703
87939
SH
DFND
87939
0
0
PRECISION CASTPARTS CORP
COM
740189105
55901
240945
SH
DFND
240945
0
0
PRECISION DRILLING CORP
COM 2010
74022D308
772
196044
SH
DFND
196044
0
0
PRICELINE GRP INC
COM NEW
741503403
4271
3350
SH
DFND
3350
0
0
PRICELINE GRP INC
NOTE 0.350% 6/1
741503AS5
5928
5000000
PRN
DFND
5000000
0
0
PRICELINE GRP INC
NOTE 0.900% 9/1
741503AX4
4255
4235000
PRN
DFND
4235000
0
0
PRICELINE GRP INC
NOTE 1.000% 3/1
741503AQ9
21879
15340000
PRN
DFND
15340000
0
0
PROSPECT CAPITAL CORPORATION
NOTE 4.750% 4/1
74348TAQ5
26906
30750000
PRN
DFND
30750000
0
0
PROSPECT CAPITAL CORPORATION
NOTE 5.875% 1/1
74348TAM4
3185
3250000
PRN
DFND
3250000
0
0
QEP RES INC
COM
74733V100
371
27682
SH
DFND
27682
0
0
QIHOO 360 TECHNOLOGY CO LTD
ADS
74734M109
13912
191071
SH
DFND
191071
0
0
QIHOO 360 TECHNOLOGY CO LTD
NOTE 0.500% 8/1
74734MAE9
27160
28000000
PRN
DFND
28000000
0
0
QIHOO 360 TECHNOLOGY CO LTD
NOTE 1.750% 8/1
74734MAF6
1154
1200000
PRN
DFND
1200000
0
0
QORVO INC
COM
74736K101
906
17800
SH
DFND
17800
0
0
QUALCOMM INC
COM
747525103
7579
151628
SH
DFND
151628
0
0
RANDGOLD RES LTD
ADR
752344309
929
15000
SH
DFND
15000
0
0
RED HAT INC
NOTE 0.250%10/0
756577AD4
9793
7500000
PRN
DFND
7500000
0
0
RENTECH NITROGEN PARTNERS L
COM UNIT
760113100
5799
547096
SH
DFND
547096
0
0
RESOURCE CAP CORP
NOTE 6.000%12/0
76120WAA2
3502
3725000
PRN
DFND
3725000
0
0
RING ENERGY INC
COM
76680V108
4468
633697
SH
DFND
633697
0
0
ROCKWELL AUTOMATION INC
COM
773903109
2534
24700
SH
DFND
24700
0
0
ROGERS COMMUNICATIONS INC
CL B
775109200
2979
86727
SH
DFND
86727
0
0
RYANAIR HLDGS PLC
SPONSORED ADR NE
783513203
11637
134592
SH
DFND
134592
0
0
SAEXPLORATION HLDGS INC
COM
78636X105
870
435000
SH
DFND
435000
0
0
SALESFORCE COM INC
NOTE 0.250% 4/0
79466LAD6
18645
14480000
PRN
DFND
14480000
0
0
SANDISK CORP
NOTE 0.500%10/1
80004CAF8
15546
14910000
PRN
DFND
14910000
0
0
SANDISK CORP
NOTE 1.500% 8/1
80004CAD3
38056
24230000
PRN
DFND
24230000
0
0
SCHLUMBERGER LTD
COM
806857108
58604
840203
SH
DFND
840203
0
0
SCORPIO TANKERS INC
SHS
Y7542C106
218
27194
SH
DFND
27194
0
0
SEACOR HOLDINGS INC
NOTE 2.500%12/1
811904AM3
2832
3000000
PRN
DFND
3000000
0
0
SEADRILL LIMITED
SHS
G7945E105
329
96914
SH
DFND
96914
0
0
SELECT SECTOR SPDR TR
SBI CONS STPLS
81369Y308
13275
262915
SH
DFND
262915
0
0
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
29071
403594
SH
DFND
403594
0
0
SELECT SECTOR SPDR TR
SBI INT-ENERGY
81369Y506
16190
267678
SH
DFND
267678
0
0
SELECT SECTOR SPDR TR
SBI INT-INDS
81369Y704
3430
64704
SH
DFND
64704
0
0
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
26797
619164
SH
DFND
619164
0
0
SELECT SECTOR SPDR TR
SBI MATERIALS
81369Y100
523
12056
SH
DFND
12056
0
0
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
7075
165178
SH
DFND
165178
0
0
SEMPRA ENERGY
COM
816851109
1441
15449
SH
DFND
15449
0
0
SERVICENOW INC
NOTE 11/0
81762PAB8
9512
7430000
PRN
DFND
7430000
0
0
SHIRE PLC
SPONSORED ADR
82481R106
51322
250349
SH
DFND
250349
0
0
SIGMA DESIGNS INC
COM
826565103
408
64624
SH
DFND
64624
0
0
SIGNET JEWELERS LIMITED
SHS
G81276100
7590
61362
SH
DFND
61362
0
0
SIRONA DENTAL SYSTEMS INC
COM
82966C103
16425
149908
SH
DFND
149908
0
0
SOLARCITY CORP
COM
83416T100
255
5000
SH
DFND
5000
0
0
SOLARCITY CORP
NOTE 1.625%11/0
83416TAC4
5051
6290000
PRN
DFND
6290000
0
0
SOLERA HOLDINGS INC
COM
83421A104
20671
377000
SH
DFND
377000
0
0
SOUTHWESTERN ENERGY CO
COM
845467109
3828
538369
SH
DFND
538369
0
0
SOUTHWESTERN ENERGY CO
COM
845467109
4122
579700
SH
Call
DFND
579700
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
101120
496000
SH
Put
DFND
496000
0
0
SPDR SERIES TRUST
S&P OILGAS EXP
78464A730
5090
168429
SH
DFND
168429
0
0
SPIRIT AIRLS INC
COM
848577102
3569
89552
SH
DFND
89552
0
0
SPIRIT RLTY CAP INC NEW
NOTE 2.875% 5/1
84860WAA0
19150
20000000
PRN
DFND
20000000
0
0
SPIRIT RLTY CAP INC NEW
NOTE 3.750% 5/1
84860WAB8
944
1000000
PRN
DFND
1000000
0
0
SPROUTS FMRS MKT INC
COM
85208M102
399
15000
SH
DFND
15000
0
0
STANCORP FINL GROUP INC
COM
852891100
1139
10000
SH
DFND
10000
0
0
STANLEY BLACK & DECKER INC
COM
854502101
3140
29422
SH
DFND
29422
0
0
STAR BULK CARRIERS CORP
SHS NEW
Y8162K121
1815
3000000
SH
DFND
3000000
0
0
STARWOOD HOTELS&RESORTS WRLD
COM
85590A401
2873
41475
SH
DFND
41475
0
0
STARWOOD PPTY TR INC
NOTE 3.750%10/1
85571BAC9
3467
3500000
PRN
DFND
3500000
0
0
STARWOOD PPTY TR INC
NOTE 4.000% 1/1
85571BAB1
6774
6540000
PRN
DFND
6540000
0
0
STARWOOD PPTY TR INC
NOTE 4.550% 3/0
85571BAA3
5442
5350000
PRN
DFND
5350000
0
0
STIFEL FINL CORP
COM
860630102
1821
43000
SH
DFND
43000
0
0
SUMMIT MATLS INC
CL A
86614U100
508
25370
SH
DFND
25370
0
0
SUNEDISON INC
COM
86732Y109
509
100000
SH
DFND
100000
0
0
SWIFT TRANSN CO
CL A
87074U101
3455
250000
SH
Call
DFND
250000
0
0
SYNCHRONY FINL
COM
87165B103
20583
676849
SH
DFND
676849
0
0
SYNGENTA AG
SPONSORED ADR
87160A100
1968
25000
SH
DFND
25000
0
0
TAKE-TWO INTERACTIVE SOFTWAR
NOTE 1.000% 7/0
874054AD1
5838
3500000
PRN
DFND
3500000
0
0
TARO PHARMACEUTICAL INDS LTD
SHS
M8737E108
919
5948
SH
DFND
5948
0
0
TATA MTRS LTD
SPONSORED ADR
876568502
648
21998
SH
DFND
21998
0
0
TECO ENERGY INC
COM
872375100
1013
38000
SH
DFND
38000
0
0
TERRAPIN 3 ACQUISITION CORP
*W EXP 06/27/201
88104P112
280
500000
SH
DFND
500000
0
0
TERRAPIN 3 ACQUISITION CORP
COM CL A
88104P104
4930
500000
SH
DFND
500000
0
0
TESLA MTRS INC
NOTE 0.250% 3/0
88160RAB7
6110
6500000
PRN
DFND
6500000
0
0
TESLA MTRS INC
NOTE 1.250% 3/0
88160RAC5
20599
22260000
PRN
DFND
22260000
0
0
TEVA PHARMACEUTICAL INDS LTD
ADR
881624209
22334
340255
SH
DFND
340255
0
0
TIME WARNER CABLE INC
COM
88732J207
65121
350888
SH
DFND
350888
0
0
TIVO INC
NOTE 2.000%10/0
888706AF5
1084
1250000
PRN
DFND
1250000
0
0
TJX COS INC NEW
COM
872540109
3506
49440
SH
DFND
49440
0
0
TRINA SOLAR LIMITED
DBCV 3.500% 6/1
89628EAC8
6443
6500000
PRN
DFND
6500000
0
0
TRINA SOLAR LIMITED
NOTE 4.000%10/1
89628EAE4
2403
2500000
PRN
DFND
2500000
0
0
TWENTY FIRST CENTY FOX INC
CL A
90130A101
3164
116500
SH
DFND
116500
0
0
TWITTER INC
COM
90184L102
942
40700
SH
DFND
40700
0
0
TWITTER INC
NOTE 0.250% 9/1
90184LAB8
11475
13500000
PRN
DFND
13500000
0
0
TWITTER INC
NOTE 1.000% 9/1
90184LAD4
13607
16320000
PRN
DFND
16320000
0
0
U S SILICA HLDGS INC
COM
90346E103
292
15601
SH
DFND
15601
0
0
UNION PAC CORP
COM
907818108
2319
29660
SH
DFND
29660
0
0
UNITED RENTALS INC
COM
911363109
394
5435
SH
DFND
5435
0
0
UNITED STATES OIL FUND LP
UNITS
91232N108
1375
125000
SH
Call
DFND
125000
0
0
UTI WORLDWIDE INC
ORD
G87210103
1054
150000
SH
DFND
150000
0
0
VALE S A
ADR
91912E105
385
117055
SH
DFND
117055
0
0
VALEANT PHARMACEUTICALS INTL
COM
91911K102
17990
177345
SH
DFND
177345
0
0
VIACOM INC NEW
CL B
92553P201
6061
147249
SH
DFND
147249
0
0
VIDEOCON D2H LTD
ADR
92657J101
6809
766818
SH
DFND
766818
0
0
VIPSHOP HLDGS LTD
NOTE 1.500% 3/1
92763WAA1
9740
9230000
PRN
DFND
9230000
0
0
VISA INC
COM CL A
92826C839
3952
50956
SH
DFND
50956
0
0
VULCAN MATLS CO
COM
929160109
7165
75449
SH
DFND
75449
0
0
WABTEC CORP
COM
929740108
652
9185
SH
DFND
9185
0
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
1490
17500
SH
DFND
17500
0
0
WEATHERFORD INTL PLC
ORD SHS
G48833100
17742
2114623
SH
DFND
2114623
0
0
WELLPOINT INC
NOTE 2.750%10/1
94973VBG1
5738
3000000
PRN
DFND
3000000
0
0
WELLS FARGO & CO NEW
COM
949746101
4109
75588
SH
DFND
75588
0
0
WESTERN DIGITAL CORP
COM
958102105
2522
42000
SH
DFND
42000
0
0
WHIRLPOOL CORP
COM
963320106
4008
27287
SH
DFND
27287
0
0
WHITEWAVE FOODS CO
COM
966244105
1120
28794
SH
DFND
28794
0
0
WHITING PETE CORP NEW
COM
966387102
1666
176500
SH
Call
DFND
176500
0
0
WISDOMTREE TR
EUROPE HEDGED EQ
97717X701
9955
185000
SH
Put
DFND
185000
0
0
WL ROSS HLDG CORP
*W EXP 06/11/201
92939D112
330
1000000
SH
DFND
1000000
0
0
WL ROSS HLDG CORP
COM SHS
92939D104
9776
981520
SH
DFND
981520
0
0
WPX ENERGY INC
COM
98212B103
4120
717776
SH
DFND
717776
0
0
XUEDA ED GROUP
SPONSORED ADR
98418W109
1493
276400
SH
DFND
276400
0
0
YAHOO INC
NOTE 12/0
984332AF3
17351
17785000
PRN
DFND
17785000
0
0
YOUKU TUDOU INC
SPONSORED ADR
98742U100
28891
1064923
SH
DFND
1064923
0
0
YUM BRANDS INC
COM
988498101
379
5191
SH
DFND
5191
0
0
ZILLOW GROUP INC
CL C CAP STK
98954M200
822
35000
SH
DFND
35000
0
0
ZIONS BANCORPORATION
*W EXP 05/22/202
989701115
645
198360
SH
DFND
198360
0
0
ZOETIS INC
CL A
98978V103
6746
140491
SH
DFND
140491
0
0