0001085146-16-003272.txt : 20160216 0001085146-16-003272.hdr.sgml : 20160215 20160216160319 ACCESSION NUMBER: 0001085146-16-003272 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20160216 DATE AS OF CHANGE: 20160216 EFFECTIVENESS DATE: 20160216 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GLG Partners LP CENTRAL INDEX KEY: 0001289643 IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10979 FILM NUMBER: 161427891 BUSINESS ADDRESS: STREET 1: 1 CURZON STREET CITY: LONDON STATE: X0 ZIP: W1J 5HB BUSINESS PHONE: 44 20 7016 7000 MAIL ADDRESS: STREET 1: 1 CURZON STREET CITY: LONDON STATE: X0 ZIP: W1J 5HB 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001289643 XXXXXXXX 12-31-2015 12-31-2015 false GLG Partners LP

1 CURZON STREET LONDON X0 W1J 5HB

13F COMBINATION REPORT 028-10979 0001352261 028-11672 GLG LLC N Michelle Robyn Grew 44-207-016-7000 /s/ Michelle Robyn Grew London X0 02-16-2016 0 444 3144510 INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ABBVIE INC COM 00287Y109 136 2300 SH DFND 2300 0 0 ADVANCE AUTO PARTS INC COM 00751Y106 14 91 SH DFND 91 0 0 AIR PRODS & CHEMS INC COM 009158106 9 70 SH DFND 70 0 0 ALLISON TRANSMISSION HLDGS I COM 01973R101 12 477 SH DFND 477 0 0 DIAMONDBACK ENERGY INC COM 25278X109 32 477 SH DFND 477 0 0 GILEAD SCIENCES INC COM 375558103 8 81 SH DFND 81 0 0 JPMORGAN CHASE & CO COM 46625H100 13 196 SH DFND 196 0 0 KRAFT HEINZ CO COM 500754106 12 165 SH DFND 165 0 0 MONDELEZ INTL INC CL A 609207105 22 497 SH DFND 497 0 0 NETFLIX INC COM 64110L106 1 13 SH DFND 13 0 0 RAYTHEON CO COM NEW 755111507 18 146 SH DFND 146 0 0 ROSS STORES INC COM 778296103 14 262 SH DFND 262 0 0 ROYAL GOLD INC COM 780287108 59 1608 SH DFND 1608 0 0 STAPLES INC COM 855030102 59 6193 SH DFND 6193 0 0 UNDER ARMOUR INC CL A 904311107 14 172 SH DFND 172 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 1 13 SH DFND 13 0 0 WAL-MART STORES INC COM 931142103 7 113 SH DFND 113 0 0 WYNN RESORTS LTD COM 983134107 0 3 SH DFND 3 0 0 3M CO COM 88579Y101 1823 12100 SH DFND 12100 0 0 ABEONA THERAPEUTICS INC COM 00289Y107 434 129128 SH DFND 129128 0 0 ACADIA HEALTHCARE COMPANY IN COM 00404A109 22271 356562 SH DFND 356562 0 0 ACTIVISION BLIZZARD INC COM 00507V109 2768 71500 SH DFND 71500 0 0 ACUITY BRANDS INC COM 00508Y102 584 2500 SH DFND 2500 0 0 ADTRAN INC COM 00738A106 1980 115000 SH DFND 115000 0 0 AETNA INC NEW COM 00817Y108 8082 74748 SH DFND 74748 0 0 AFFIMED N V COM N01045108 423 59403 SH DFND 59403 0 0 AGL RES INC COM 001204106 9517 149140 SH DFND 149140 0 0 AIRMEDIA GROUP INC SPONSORED ADR 009411109 365 65300 SH DFND 65300 0 0 AKAMAI TECHNOLOGIES INC DBCV 2/1 00971TAG6 7334 7650000 PRN DFND 7650000 0 0 AKORN INC COM 009728106 746 20000 SH DFND 20000 0 0 ALEXION PHARMACEUTICALS INC COM 015351109 44828 235010 SH DFND 235010 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 5212 64127 SH DFND 64127 0 0 ALKERMES PLC SHS G01767105 4792 60367 SH DFND 60367 0 0 ALLERGAN PLC SHS G0177J108 26952 86247 SH DFND 86247 0 0 ALLERGAN PLC SHS G0177J108 31313 100200 SH Call DFND 100200 0 0 ALLY FINL INC COM 02005N100 10904 585000 SH DFND 585000 0 0 ALNYLAM PHARMACEUTICALS INC COM 02043Q107 4739 50342 SH DFND 50342 0 0 ALPHABET INC CAP STK CL A 02079K305 2995 3850 SH DFND 3850 0 0 ALTISOURCE RESIDENTIAL CORP CL B 02153W100 1272 102493 SH DFND 102493 0 0 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 1029 73182 SH DFND 73182 0 0 AMERICAN EXPRESS CO COM 025816109 626 9000 SH DFND 9000 0 0 AMERICAN RLTY CAP PPTYS INC NOTE 3.000% 8/0 02917TAA2 35495 38220000 PRN DFND 38220000 0 0 AMERICAN TOWER CORP NEW COM 03027X100 5148 53101 SH DFND 53101 0 0 AMERICAN WTR WKS CO INC NEW COM 030420103 5043 84404 SH DFND 84404 0 0 AMGEN INC COM 031162100 3896 24000 SH DFND 24000 0 0 AMICUS THERAPEUTICS INC COM 03152W109 395 40693 SH DFND 40693 0 0 ANADARKO PETE CORP COM 032511107 2286 47055 SH DFND 47055 0 0 ANIXTER INTL INC COM 035290105 1709 28294 SH DFND 28294 0 0 ANTHEM INC COM 036752103 23085 165557 SH DFND 165557 0 0 APACHE CORP COM 037411105 1921 43200 SH DFND 43200 0 0 APPLE INC COM 037833100 6688 63533 SH DFND 63533 0 0 APPLIED MICRO CIRCUITS CORP COM NEW 03822W406 144 22558 SH DFND 22558 0 0 ARCELORMITTAL SA LUXEMBOURG MAND CV NT 16 L0302D178 1307 200000 SH DFND 200000 0 0 ARES CAP CORP NOTE 4.750% 1/1 04010LAJ2 500 500000 PRN DFND 500000 0 0 AT&T INC COM 00206R102 5894 171295 SH DFND 171295 0 0 ATMEL CORP COM 049513104 18895 2194586 SH DFND 2194586 0 0 ATWOOD OCEANICS INC COM 050095108 259 25286 SH DFND 25286 0 0 AUTOLIV INC COM 052800109 317 2540 SH DFND 2540 0 0 AVAGO TECHNOLOGIES LTD SHS Y0486S104 6532 45000 SH Call DFND 45000 0 0 AVOLON HLDGS LTD COM G52237107 1560 50400 SH DFND 50400 0 0 AXALTA COATING SYS LTD COM G0750C108 2052 77002 SH DFND 77002 0 0 B2GOLD CORP NOTE 3.250%10/0 11777QAB6 4244 5000000 PRN DFND 5000000 0 0 BAIDU INC SPON ADR REP A 056752108 350 1849 SH DFND 1849 0 0 BAKER HUGHES INC COM 057224107 39683 859860 SH DFND 859860 0 0 BARCLAYS BK PLC IPATH S&P500 VIX 06742E711 3825 190287 SH DFND 190287 0 0 BARCLAYS BK PLC IPATH S&P500 VIX 06742E711 10050 500000 SH Call DFND 500000 0 0 BAXALTA INC COM 07177M103 43239 1107833 SH DFND 1107833 0 0 BIOMED REALTY TRUST INC COM 09063H107 2050 86548 SH DFND 86548 0 0 BLACKROCK CAPITAL INVESTMENT NOTE 5.500% 2/1 092533AB4 860 835000 PRN DFND 835000 0 0 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 2496 85365 SH DFND 85365 0 0 BONA FILM GROUP LTD SPONSORED ADS 09777B107 992 75000 SH DFND 75000 0 0 BOOZ ALLEN HAMILTON HLDG COR CL A 099502106 358 11609 SH DFND 11609 0 0 BORGWARNER INC COM 099724106 628 14527 SH DFND 14527 0 0 BROADCOM CORP CL A 111320107 41747 722014 SH DFND 722014 0 0 CABOT OIL & GAS CORP COM 127097103 3082 174230 SH DFND 174230 0 0 CAMECO CORP COM 13321L108 2623 212771 SH DFND 212771 0 0 CAMERON INTERNATIONAL CORP COM 13342B105 6346 100416 SH DFND 100416 0 0 CAMPUS CREST CMNTYS INC COM 13466Y105 4338 637900 SH DFND 637900 0 0 CANADIAN PAC RY LTD COM 13645T100 3967 31088 SH DFND 31088 0 0 CARDINAL HEALTH INC COM 14149Y108 7955 89108 SH DFND 89108 0 0 CATERPILLAR INC DEL COM 149123101 19437 286000 SH Put DFND 286000 0 0 CBS CORP NEW CL B 124857202 589 12500 SH DFND 12500 0 0 CELGENE CORP COM 151020104 9114 76100 SH DFND 76100 0 0 CEMEX SAB DE CV NOTE 3.250% 3/1 151290BB8 11039 10920000 PRN DFND 10920000 0 0 CEMEX SAB DE CV NOTE 3.750% 3/1 151290BC6 8052 8640000 PRN DFND 8640000 0 0 CEMEX SAB DE CV SPON ADR NEW 151290889 373 67000 SH DFND 67000 0 0 CENOVUS ENERGY INC COM 15135U109 1353 107389 SH DFND 107389 0 0 CENTRUS ENERGY CORP CL A 15643U104 238 180083 SH DFND 180083 0 0 CF INDS HLDGS INC COM 125269100 816 20000 SH DFND 20000 0 0 CHECK POINT SOFTWARE TECH LT ORD M22465104 2651 32576 SH DFND 32576 0 0 CHENIERE ENERGY INC COM NEW 16411R208 5424 145613 SH DFND 145613 0 0 CHENIERE ENERGY INC COM NEW 16411R208 21650 581200 SH Call DFND 581200 0 0 CHENIERE ENERGY INC NOTE 4.250% 3/1 16411RAG4 2456 4700000 PRN DFND 4700000 0 0 CHINA CORD BLOOD CORP SHS G21107100 4889 767462 SH DFND 767462 0 0 CHIPOTLE MEXICAN GRILL INC COM 169656105 480 1001 SH DFND 1001 0 0 CHUBB CORP COM 171232101 2242 16906 SH DFND 16906 0 0 CIGNA CORPORATION COM 125509109 54322 371235 SH DFND 371235 0 0 CIMAREX ENERGY CO COM 171798101 2348 26266 SH DFND 26266 0 0 CITIGROUP INC *W EXP 01/04/201 172967226 419 2328084 SH DFND 2328084 0 0 CITIZENS FINL GROUP INC COM 174610105 9428 360000 SH DFND 360000 0 0 CITRIX SYS INC NOTE 0.500% 4/1 177376AD2 17445 16000000 PRN DFND 16000000 0 0 COACH INC COM 189754104 26343 804867 SH DFND 804867 0 0 COBALT INTL ENERGY INC NOTE 2.625%12/0 19075FAA4 9504 16730000 PRN DFND 16730000 0 0 COBALT INTL ENERGY INC NOTE 3.125% 5/1 19075FAB2 15354 28725000 PRN DFND 28725000 0 0 COMCAST CORP NEW CL A 20030N101 2822 50000 SH DFND 50000 0 0 COMMUNITY HEALTH SYS INC NEW COM 203668108 862 32500 SH DFND 32500 0 0 CONCHO RES INC COM 20605P101 7847 84499 SH DFND 84499 0 0 CONCORDIA HEALTHCARE CORP COM 206519100 13260 324750 SH DFND 324750 0 0 CONSTANT CONTACT INC COM 210313102 1960 67027 SH DFND 67027 0 0 CONTINENTAL RESOURCES INC COM 212015101 2860 124445 SH DFND 124445 0 0 COOPER TIRE & RUBR CO COM 216831107 434 11478 SH DFND 11478 0 0 CORE LABORATORIES N V COM N22717107 803 7380 SH DFND 7380 0 0 CRESCENT PT ENERGY CORP COM 22576C101 656 56516 SH DFND 56516 0 0 CSX CORP COM 126408103 1838 70839 SH DFND 70839 0 0 CSX CORP COM 126408103 11374 438300 SH Call DFND 438300 0 0 CTC MEDIA INC COM 12642X106 1355 732676 SH DFND 732676 0 0 CTRIP COM INTL LTD NOTE 1.250%10/1 22943FAD2 397 300000 PRN DFND 300000 0 0 CUMMINS INC COM 231021106 1320 15000 SH DFND 15000 0 0 CVSL INC COM NEW 12665T206 102 103006 SH DFND 103006 0 0 DAVITA HEALTHCARE PARTNERS I COM 23918K108 1394 20000 SH DFND 20000 0 0 DELEK US HLDGS INC COM 246647101 1191 48414 SH DFND 48414 0 0 DELPHI AUTOMOTIVE PLC SHS G27823106 1033 12046 SH DFND 12046 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 568 11200 SH DFND 11200 0 0 DELTA TECHNOLOGY HLDGS LTD *W EXP 12/18/201 G8477B113 50 200000 SH DFND 200000 0 0 DENTSPLY INTL INC NEW COM 249030107 18251 299938 SH DFND 299938 0 0 DHT HOLDINGS INC SHS NEW Y2065G121 5572 688729 SH DFND 688729 0 0 DISCOVERY COMMUNICATNS NEW COM SER A 25470F104 1985 74400 SH DFND 74400 0 0 DISNEY WALT CO COM DISNEY 254687106 7013 66742 SH DFND 66742 0 0 DOLLAR GEN CORP NEW COM 256677105 5977 83163 SH DFND 83163 0 0 DOLLAR TREE INC COM 256746108 13681 177163 SH DFND 177163 0 0 DOMTAR CORP COM NEW 257559203 1359 36781 SH DFND 36781 0 0 DOUBLE EAGLE ACQUISITION COR *W EXP 09/16/202 G28195116 240 500000 SH DFND 500000 0 0 DOUBLE EAGLE ACQUISITION COR COM G28195124 4780 500000 SH DFND 500000 0 0 DRIL-QUIP INC COM 262037104 663 11197 SH DFND 11197 0 0 DRYSHIPS INC SHS Y2109Q101 310 1785652 SH DFND 1785652 0 0 DU PONT E I DE NEMOURS & CO COM 263534109 1596 23965 SH DFND 23965 0 0 DYAX CORP COM 26746E103 11417 303471 SH DFND 303471 0 0 DYNEGY INC NEW DEL COM 26817R108 1340 100000 SH DFND 100000 0 0 E HOUSE CHINA HLDGS LTD ADR 26852W103 10862 1726942 SH DFND 1726942 0 0 E M C CORP MASS COM 268648102 27884 1085830 SH DFND 1085830 0 0 EASTMAN CHEM CO COM 277432100 3174 47014 SH DFND 47014 0 0 EATON CORP PLC SHS G29183103 3205 61586 SH DFND 61586 0 0 EBAY INC COM 278642103 2030 73883 SH DFND 73883 0 0 ECOLAB INC COM 278865100 343 3000 SH DFND 3000 0 0 EDGEWELL PERS CARE CO COM 28035Q102 7837 100000 SH DFND 100000 0 0 ENCORE CAP GROUP INC NOTE 2.875% 3/1 292554AH5 836 1135000 PRN DFND 1135000 0 0 ENCORE CAP GROUP INC NOTE 3.000% 7/0 292554AF9 4312 5000000 PRN DFND 5000000 0 0 ENDO INTL PLC SHS G30401106 16610 271311 SH DFND 271311 0 0 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 675 20000 SH DFND 20000 0 0 ENERGY XXI BERMUDA LTD NOTE 3.000%12/1 29274UAB7 518 7145000 PRN DFND 7145000 0 0 ENERNOC INC DBCV 2.250% 8/1 292764AB3 3954 6660000 PRN DFND 6660000 0 0 ENSCO PLC SHS CLASS A G3157S106 396 25712 SH DFND 25712 0 0 EOG RES INC COM 26875P101 3229 45611 SH DFND 45611 0 0 EQUIFAX INC COM 294429105 557 5000 SH DFND 5000 0 0 ESPERION THERAPEUTICS INC NE COM 29664W105 342 15363 SH DFND 15363 0 0 EURONAV NV ANTWERPEN SHS B38564108 2095 152794 SH DFND 152794 0 0 EXXON MOBIL CORP COM 30231G102 4588 58856 SH DFND 58856 0 0 EZCHIP SEMICONDUCTOR LIMITED ORD M4146Y108 838 33900 SH DFND 33900 0 0 EZCORP INC NOTE 2.125% 6/1 302301AB2 10834 15575000 PRN DFND 15575000 0 0 FACEBOOK INC CL A 30303M102 12630 120680 SH DFND 120680 0 0 FACEBOOK INC CL A 30303M102 30948 295700 SH Put DFND 295700 0 0 FAIRCHILD SEMICONDUCTOR INTL COM 303726103 27797 1342184 SH DFND 1342184 0 0 FASTENAL CO COM 311900104 7345 179927 SH DFND 179927 0 0 FEDEX CORP COM 31428X106 2139 14355 SH DFND 14355 0 0 FIAT CHRYSLER AUTOMOBILES N SHS N31738102 698 49898 SH DFND 49898 0 0 FIDELITY & GTY LIFE COM 315785105 1017 40100 SH DFND 40100 0 0 FIDELITY NATIONAL FINANCIAL NOTE 4.250% 8/1 31620RAE5 9556 5000000 PRN DFND 5000000 0 0 FIRST CASH FINL SVCS INC COM 31942D107 1138 30413 SH DFND 30413 0 0 FLEETCOR TECHNOLOGIES INC COM 339041105 5003 35000 SH DFND 35000 0 0 FMC TECHNOLOGIES INC COM 30249U101 14623 504070 SH DFND 504070 0 0 FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS 344419106 5160 55875 SH DFND 55875 0 0 FOOT LOCKER INC COM 344849104 3488 53589 SH DFND 53589 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 2726 193478 SH DFND 193478 0 0 FRANKLIN RES INC COM 354613101 3029 82256 SH DFND 82256 0 0 FRANKS INTL N V COM N33462107 1661 99501 SH DFND 99501 0 0 FREEPORT-MCMORAN INC CL B 35671D857 4050 598177 SH DFND 598177 0 0 FRONTIER COMMUNICATIONS CORP PFD CONV SER-A 35906A207 435 4750 SH DFND 4750 0 0 FRONTLINE LTD SHS G3682E127 1234 412788 SH DFND 412788 0 0 FULLER H B CO COM 359694106 1067 29256 SH DFND 29256 0 0 FX ENERGY INC COM 302695101 1096 952692 SH DFND 952692 0 0 GALAPAGOS NV SPON ADR 36315X101 4421 70309 SH DFND 70309 0 0 GENERAL CABLE CORP DEL NEW COM 369300108 1306 97280 SH DFND 97280 0 0 GENERAL CABLE CORP DEL NEW FRNT 4.500%11/1 369300AL2 4028 6600000 PRN DFND 6600000 0 0 GENERAL DYNAMICS CORP COM 369550108 294 2138 SH DFND 2138 0 0 GENERAL ELECTRIC CO COM 369604103 4642 149019 SH DFND 149019 0 0 GENERAL MTRS CO *W EXP 07/10/201 37045V118 1287 52937 SH DFND 52937 0 0 GENERAL MTRS CO *W EXP 07/10/201 37045V126 863 52937 SH DFND 52937 0 0 GENERAL MTRS CO COM 37045V100 872 25627 SH DFND 25627 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 3598 19965 SH DFND 19965 0 0 GOODYEAR TIRE & RUBR CO COM 382550101 1302 39861 SH DFND 39861 0 0 GORES HLDGS INC *W EXP 08/13/202 382866119 100 250000 SH DFND 250000 0 0 GORES HLDGS INC CL A 382866101 2500 250000 SH DFND 250000 0 0 GREEN PLAINS INC NOTE 3.250%10/0 393222AD6 12638 10000000 PRN DFND 10000000 0 0 HAIN CELESTIAL GROUP INC COM 405217100 808 20000 SH DFND 20000 0 0 HALLIBURTON CO COM 406216101 48596 1427604 SH DFND 1427604 0 0 HARLEY DAVIDSON INC COM 412822108 685 15083 SH DFND 15083 0 0 HARTFORD FINL SVCS GROUP INC COM 416515104 8692 200000 SH Call DFND 200000 0 0 HCA HOLDINGS INC COM 40412C101 5216 77125 SH DFND 77125 0 0 HEARTLAND PMT SYS INC COM 42235N108 643 6777 SH DFND 6777 0 0 HENNESSY CAP ACQUISITION COR *W EXP 07/28/202 42588J118 19 125000 SH DFND 125000 0 0 HENNESSY CAP ACQUISITION COR COM 42588J100 1205 125000 SH DFND 125000 0 0 HERBALIFE LTD COM USD SHS G4412G101 4038 75300 SH DFND 75300 0 0 HERCULES OFFSHORE INC COM NEW 427093307 240 110809 SH DFND 110809 0 0 HESS CORP COM 42809H107 2182 45000 SH DFND 45000 0 0 HILTON WORLDWIDE HLDGS INC COM 43300A104 1391 65000 SH DFND 65000 0 0 HOLLYFRONTIER CORP COM 436106108 5774 144744 SH DFND 144744 0 0 HOLOGIC INC DEBT 2.000% 3/0 436440AC5 5844 4355000 PRN DFND 4355000 0 0 HOME DEPOT INC COM 437076102 869 6571 SH DFND 6571 0 0 HOMEINNS HOTEL GROUP SPONSORED ADR 43742E102 1127 33000 SH DFND 33000 0 0 HONEYWELL INTL INC COM 438516106 3200 30900 SH DFND 30900 0 0 HUDBAY MINERALS INC *W EXP 07/20/201 443628136 50 233206 SH DFND 233206 0 0 HUDBAY MINERALS INC COM 443628102 792 207281 SH DFND 207281 0 0 HUMANA INC COM 444859102 23272 130369 SH DFND 130369 0 0 HUNTINGTON INGALLS INDS INC COM 446413106 308 2432 SH DFND 2432 0 0 ICICI BK LTD ADR 45104G104 1867 238389 SH DFND 238389 0 0 IDREAMSKY TECHNOLOGY LIMITED SPONSORED ADS 45173K101 723 53977 SH DFND 53977 0 0 ILLUMINA INC NOTE 6/1 452327AF6 15214 13880000 PRN DFND 13880000 0 0 INCYTE CORP COM 45337C102 2162 19934 SH DFND 19934 0 0 INTEL CORP SDCV 12/1 458140AD2 1283 1000000 PRN DFND 1000000 0 0 INTEL CORP SDCV 3.250% 8/0 458140AF7 14996 9000000 PRN DFND 9000000 0 0 INTERCEPT PHARMACEUTICALS IN COM 45845P108 370 2479 SH DFND 2479 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 688 5000 SH DFND 5000 0 0 INTREXON CORP COM 46122T102 687 22793 SH DFND 22793 0 0 ISHARES TR IBOXX HI YD ETF 464288513 8058 100000 SH Call DFND 100000 0 0 ISHARES TR MSCI EAFE ETF 464287465 362 6164 SH DFND 6164 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 1377 42777 SH DFND 42777 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 22524 200000 SH Put DFND 200000 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 29675 263500 SH Call DFND 263500 0 0 ISIS PHARMACEUTICALS INC DEL NOTE 1.000%11/1 464337AJ3 5643 5000000 PRN DFND 5000000 0 0 ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 1561 239856 SH DFND 239856 0 0 JARDEN CORP NOTE 1.125% 3/1 471109AM0 9450 7695000 PRN DFND 7695000 0 0 JARDEN CORP NOTE 1.875% 9/1 471109AH1 15497 8500000 PRN DFND 8500000 0 0 JAZZ INVESTMENTS I LTD NOTE 1.875% 8/1 472145AB7 7780 7425000 PRN DFND 7425000 0 0 JD COM INC SPON ADR CL A 47215P106 481 14911 SH DFND 14911 0 0 JDS UNIPHASE CORP DBCV 0.625% 8/1 46612JAF8 7416 7875000 PRN DFND 7875000 0 0 JIAYUAN COM INTL LTD SPONSORED ADR 477374102 278 37300 SH DFND 37300 0 0 JINKOSOLAR HLDG CO LTD SPONSORED ADR 47759T100 470 17000 SH DFND 17000 0 0 JOHNSON & JOHNSON COM 478160104 889 8656 SH DFND 8656 0 0 KATE SPADE & CO COM 485865109 18486 1040274 SH DFND 1040274 0 0 KENNAMETAL INC COM 489170100 1028 53523 SH DFND 53523 0 0 KEURIG GREEN MTN INC COM 49271M100 5489 61000 SH DFND 61000 0 0 KINDER MORGAN INC DEL *W EXP 05/25/201 49456B119 49 818000 SH DFND 818000 0 0 KINDER MORGAN INC DEL COM 49456B101 4178 280000 SH Call DFND 280000 0 0 KING DIGITAL ENTMT PLC ORD SHS G5258J109 4220 236000 SH DFND 236000 0 0 KINROSS GOLD CORP COM NO PAR 496902404 361 200000 SH DFND 200000 0 0 L-3 COMMUNICATIONS HLDGS INC COM 502424104 3527 29515 SH DFND 29515 0 0 LAM RESEARCH CORP COM 512807108 5933 74700 SH Call DFND 74700 0 0 LAM RESEARCH CORP NOTE 0.500% 5/1 512807AJ7 647 500000 PRN DFND 500000 0 0 LAZARD LTD SHS A G54050102 3026 67221 SH DFND 67221 0 0 LEAR CORP COM NEW 521865204 1604 13059 SH DFND 13059 0 0 LIBERTY INTERACTIVE LLC DEB 0.750% 3/3 530610AC8 22762 15000000 PRN DFND 15000000 0 0 LIBERTY MEDIA CORP DEB 3.500% 1/1 530715AN1 24080 46500000 PRN DFND 46500000 0 0 LIBERTY MEDIA CORP DELAWARE NOTE 1.375%10/1 531229AB8 11266 11435000 PRN DFND 11435000 0 0 LINDBLAD EXPEDITIONS HLDGS I *W EXP 07/08/202 535219117 474 155356 SH DFND 155356 0 0 LINKEDIN CORP NOTE 0.500%11/0 53578AAB4 18209 17365000 PRN DFND 17365000 0 0 LIVANOVA PLC SHS G5509L101 5657 95285 SH DFND 95285 0 0 LOCKHEED MARTIN CORP COM 539830109 4756 21902 SH DFND 21902 0 0 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 869 10000 SH DFND 10000 0 0 MACYS INC COM 55616P104 536 15328 SH DFND 15328 0 0 MAGNA INTL INC COM 559222401 8997 221827 SH DFND 221827 0 0 MALLINCKRODT PUB LTD CO SHS G5785G107 31746 425384 SH DFND 425384 0 0 MANITOWOC INC COM 563571108 5460 355703 SH DFND 355703 0 0 MARKET VECTORS ETF TR BIOTECH ETF 57060U183 1384 10909 SH DFND 10909 0 0 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 2058 150000 SH DFND 150000 0 0 MARKET VECTORS ETF TR OIL SVCS ETF 57060U191 5877 222205 SH DFND 222205 0 0 MARKET VECTORS ETF TR OIL SVCS ETF 57060U191 32388 1224500 SH Put DFND 1224500 0 0 MARKETAXESS HLDGS INC COM 57060D108 3348 30000 SH DFND 30000 0 0 MARSH & MCLENNAN COS INC COM 571748102 1109 20000 SH DFND 20000 0 0 MASONITE INTL CORP NEW COM 575385109 3990 65156 SH DFND 65156 0 0 MASTERCARD INC CL A 57636Q104 1392 14300 SH DFND 14300 0 0 MATTSON TECHNOLOGY INC COM 577223100 1059 300000 SH DFND 300000 0 0 MAXIM INTEGRATED PRODS INC COM 57772K101 864 22739 SH DFND 22739 0 0 MAXLINEAR INC CL A 57776J100 335 22711 SH DFND 22711 0 0 MCDONALDS CORP COM 580135101 21424 181344 SH DFND 181344 0 0 MCGRAW HILL FINL INC COM 580645109 739 7500 SH DFND 7500 0 0 MCKESSON CORP COM 58155Q103 19762 100200 SH Call DFND 100200 0 0 MCKESSON CORP COM 58155Q103 27385 138846 SH DFND 138846 0 0 MEDNAX INC COM 58502B106 896 12500 SH DFND 12500 0 0 MICHAEL KORS HLDGS LTD SHS G60754101 1261 31477 SH DFND 31477 0 0 MICRON TECHNOLOGY INC COM 595112103 283 20000 SH DFND 20000 0 0 MICRON TECHNOLOGY INC NOTE 3.000%11/1 595112AY9 12036 14360000 PRN DFND 14360000 0 0 MINDRAY MEDICAL INTL LTD SPON ADR 602675100 2170 80000 SH DFND 80000 0 0 MOBILEYE N V AMSTELVEEN ORD SHS N51488117 2796 66138 SH DFND 66138 0 0 MOLINA HEALTHCARE INC NOTE 1.125% 1/1 60855RAC4 3881 2500000 PRN DFND 2500000 0 0 NATIONAL HEALTH INVS INC NOTE 3.250% 4/0 63633DAE4 1982 2000000 PRN DFND 2000000 0 0 NATIONAL OILWELL VARCO INC COM 637071101 986 29448 SH DFND 29448 0 0 NETSUITE INC NOTE 0.250% 6/0 64118QAB3 2978 3000000 PRN DFND 3000000 0 0 NEVRO CORP COM 64157F103 749 11100 SH DFND 11100 0 0 NEVSUN RES LTD COM 64156L101 1112 411943 SH DFND 411943 0 0 NEWFIELD EXPL CO COM 651290108 1616 49620 SH DFND 49620 0 0 NIELSEN HLDGS PLC SHS EUR G6518L108 2339 50192 SH DFND 50192 0 0 NIKE INC CL B 654106103 3277 52430 SH DFND 52430 0 0 NIVALIS THERAPEUTICS INC COM 65481J109 300 38756 SH DFND 38756 0 0 NOBLE CORP PLC SHS USD G65431101 7121 675000 SH Put DFND 675000 0 0 NOBLE ENERGY INC COM 655044105 6021 182854 SH DFND 182854 0 0 NORFOLK SOUTHERN CORP COM 655844108 5015 59285 SH DFND 59285 0 0 NORTHERN TIER ENERGY LP COM UN REPR PART 665826103 1938 74934 SH DFND 74934 0 0 NORTHROP GRUMMAN CORP COM 666807102 354 1877 SH DFND 1877 0 0 NRG ENERGY INC COM NEW 629377508 1177 100000 SH DFND 100000 0 0 NXP SEMICONDUCTORS N V DBCV 1.000%12/0 62952QAB6 15562 14190000 PRN DFND 14190000 0 0 OCEANEERING INTL INC COM 675232102 1376 36662 SH DFND 36662 0 0 OFFICE DEPOT INC COM 676220106 6129 1086716 SH DFND 1086716 0 0 OIL STS INTL INC COM 678026105 5738 210565 SH DFND 210565 0 0 OMNICOM GROUP INC COM 681919106 4880 64496 SH DFND 64496 0 0 OMNIVISION TECHNOLOGIES INC COM 682128103 58678 2021982 SH DFND 2021982 0 0 PACCAR INC COM 693718108 489 10318 SH DFND 10318 0 0 PACE HLDGS CORP *W EXP 99/99/999 G6865N111 135 300000 SH DFND 300000 0 0 PACE HLDGS CORP CL A G6865N103 2970 300000 SH DFND 300000 0 0 PARKER HANNIFIN CORP COM 701094104 2425 25000 SH Call DFND 25000 0 0 PARKER HANNIFIN CORP COM 701094104 4003 41271 SH DFND 41271 0 0 PARSLEY ENERGY INC CL A 701877102 2481 134473 SH DFND 134473 0 0 PARTNERRE LTD COM G6852T105 34681 248182 SH DFND 248182 0 0 PAYPAL HLDGS INC COM 70450Y103 2280 62983 SH DFND 62983 0 0 PENNANTPARK FLOATING RATE CA COM 70806A106 3731 331608 SH DFND 331608 0 0 PEP BOYS MANNY MOE & JACK COM 713278109 1143 62100 SH DFND 62100 0 0 PEPCO HOLDINGS INC COM 713291102 2081 80000 SH DFND 80000 0 0 PERRIGO CO PLC SHS G97822103 8502 58753 SH DFND 58753 0 0 PFIZER INC COM 717081103 17669 547356 SH DFND 547356 0 0 PHARMERICA CORP COM 71714F104 5413 154643 SH DFND 154643 0 0 PHILIP MORRIS INTL INC COM 718172109 5845 66485 SH DFND 66485 0 0 PHILLIPS 66 COM 718546104 2600 31789 SH DFND 31789 0 0 PINNACLE ENTMT INC COM 723456109 1074 34518 SH DFND 34518 0 0 PIONEER NAT RES CO COM 723787107 11368 90669 SH DFND 90669 0 0 PLATFORM SPECIALTY PRODS COR COM 72766Q105 385 30000 SH DFND 30000 0 0 PMC-SIERRA INC COM 69344F106 2296 197601 SH DFND 197601 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 76065 680000 SH Put DFND 680000 0 0 PPG INDS INC COM 693506107 8703 87939 SH DFND 87939 0 0 PRECISION CASTPARTS CORP COM 740189105 55901 240945 SH DFND 240945 0 0 PRECISION DRILLING CORP COM 2010 74022D308 772 196044 SH DFND 196044 0 0 PRICELINE GRP INC COM NEW 741503403 4271 3350 SH DFND 3350 0 0 PRICELINE GRP INC NOTE 0.350% 6/1 741503AS5 5928 5000000 PRN DFND 5000000 0 0 PRICELINE GRP INC NOTE 0.900% 9/1 741503AX4 4255 4235000 PRN DFND 4235000 0 0 PRICELINE GRP INC NOTE 1.000% 3/1 741503AQ9 21879 15340000 PRN DFND 15340000 0 0 PROSPECT CAPITAL CORPORATION NOTE 4.750% 4/1 74348TAQ5 26906 30750000 PRN DFND 30750000 0 0 PROSPECT CAPITAL CORPORATION NOTE 5.875% 1/1 74348TAM4 3185 3250000 PRN DFND 3250000 0 0 QEP RES INC COM 74733V100 371 27682 SH DFND 27682 0 0 QIHOO 360 TECHNOLOGY CO LTD ADS 74734M109 13912 191071 SH DFND 191071 0 0 QIHOO 360 TECHNOLOGY CO LTD NOTE 0.500% 8/1 74734MAE9 27160 28000000 PRN DFND 28000000 0 0 QIHOO 360 TECHNOLOGY CO LTD NOTE 1.750% 8/1 74734MAF6 1154 1200000 PRN DFND 1200000 0 0 QORVO INC COM 74736K101 906 17800 SH DFND 17800 0 0 QUALCOMM INC COM 747525103 7579 151628 SH DFND 151628 0 0 RANDGOLD RES LTD ADR 752344309 929 15000 SH DFND 15000 0 0 RED HAT INC NOTE 0.250%10/0 756577AD4 9793 7500000 PRN DFND 7500000 0 0 RENTECH NITROGEN PARTNERS L COM UNIT 760113100 5799 547096 SH DFND 547096 0 0 RESOURCE CAP CORP NOTE 6.000%12/0 76120WAA2 3502 3725000 PRN DFND 3725000 0 0 RING ENERGY INC COM 76680V108 4468 633697 SH DFND 633697 0 0 ROCKWELL AUTOMATION INC COM 773903109 2534 24700 SH DFND 24700 0 0 ROGERS COMMUNICATIONS INC CL B 775109200 2979 86727 SH DFND 86727 0 0 RYANAIR HLDGS PLC SPONSORED ADR NE 783513203 11637 134592 SH DFND 134592 0 0 SAEXPLORATION HLDGS INC COM 78636X105 870 435000 SH DFND 435000 0 0 SALESFORCE COM INC NOTE 0.250% 4/0 79466LAD6 18645 14480000 PRN DFND 14480000 0 0 SANDISK CORP NOTE 0.500%10/1 80004CAF8 15546 14910000 PRN DFND 14910000 0 0 SANDISK CORP NOTE 1.500% 8/1 80004CAD3 38056 24230000 PRN DFND 24230000 0 0 SCHLUMBERGER LTD COM 806857108 58604 840203 SH DFND 840203 0 0 SCORPIO TANKERS INC SHS Y7542C106 218 27194 SH DFND 27194 0 0 SEACOR HOLDINGS INC NOTE 2.500%12/1 811904AM3 2832 3000000 PRN DFND 3000000 0 0 SEADRILL LIMITED SHS G7945E105 329 96914 SH DFND 96914 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 13275 262915 SH DFND 262915 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 29071 403594 SH DFND 403594 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 16190 267678 SH DFND 267678 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 3430 64704 SH DFND 64704 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 26797 619164 SH DFND 619164 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 523 12056 SH DFND 12056 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 7075 165178 SH DFND 165178 0 0 SEMPRA ENERGY COM 816851109 1441 15449 SH DFND 15449 0 0 SERVICENOW INC NOTE 11/0 81762PAB8 9512 7430000 PRN DFND 7430000 0 0 SHIRE PLC SPONSORED ADR 82481R106 51322 250349 SH DFND 250349 0 0 SIGMA DESIGNS INC COM 826565103 408 64624 SH DFND 64624 0 0 SIGNET JEWELERS LIMITED SHS G81276100 7590 61362 SH DFND 61362 0 0 SIRONA DENTAL SYSTEMS INC COM 82966C103 16425 149908 SH DFND 149908 0 0 SOLARCITY CORP COM 83416T100 255 5000 SH DFND 5000 0 0 SOLARCITY CORP NOTE 1.625%11/0 83416TAC4 5051 6290000 PRN DFND 6290000 0 0 SOLERA HOLDINGS INC COM 83421A104 20671 377000 SH DFND 377000 0 0 SOUTHWESTERN ENERGY CO COM 845467109 3828 538369 SH DFND 538369 0 0 SOUTHWESTERN ENERGY CO COM 845467109 4122 579700 SH Call DFND 579700 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 101120 496000 SH Put DFND 496000 0 0 SPDR SERIES TRUST S&P OILGAS EXP 78464A730 5090 168429 SH DFND 168429 0 0 SPIRIT AIRLS INC COM 848577102 3569 89552 SH DFND 89552 0 0 SPIRIT RLTY CAP INC NEW NOTE 2.875% 5/1 84860WAA0 19150 20000000 PRN DFND 20000000 0 0 SPIRIT RLTY CAP INC NEW NOTE 3.750% 5/1 84860WAB8 944 1000000 PRN DFND 1000000 0 0 SPROUTS FMRS MKT INC COM 85208M102 399 15000 SH DFND 15000 0 0 STANCORP FINL GROUP INC COM 852891100 1139 10000 SH DFND 10000 0 0 STANLEY BLACK & DECKER INC COM 854502101 3140 29422 SH DFND 29422 0 0 STAR BULK CARRIERS CORP SHS NEW Y8162K121 1815 3000000 SH DFND 3000000 0 0 STARWOOD HOTELS&RESORTS WRLD COM 85590A401 2873 41475 SH DFND 41475 0 0 STARWOOD PPTY TR INC NOTE 3.750%10/1 85571BAC9 3467 3500000 PRN DFND 3500000 0 0 STARWOOD PPTY TR INC NOTE 4.000% 1/1 85571BAB1 6774 6540000 PRN DFND 6540000 0 0 STARWOOD PPTY TR INC NOTE 4.550% 3/0 85571BAA3 5442 5350000 PRN DFND 5350000 0 0 STIFEL FINL CORP COM 860630102 1821 43000 SH DFND 43000 0 0 SUMMIT MATLS INC CL A 86614U100 508 25370 SH DFND 25370 0 0 SUNEDISON INC COM 86732Y109 509 100000 SH DFND 100000 0 0 SWIFT TRANSN CO CL A 87074U101 3455 250000 SH Call DFND 250000 0 0 SYNCHRONY FINL COM 87165B103 20583 676849 SH DFND 676849 0 0 SYNGENTA AG SPONSORED ADR 87160A100 1968 25000 SH DFND 25000 0 0 TAKE-TWO INTERACTIVE SOFTWAR NOTE 1.000% 7/0 874054AD1 5838 3500000 PRN DFND 3500000 0 0 TARO PHARMACEUTICAL INDS LTD SHS M8737E108 919 5948 SH DFND 5948 0 0 TATA MTRS LTD SPONSORED ADR 876568502 648 21998 SH DFND 21998 0 0 TECO ENERGY INC COM 872375100 1013 38000 SH DFND 38000 0 0 TERRAPIN 3 ACQUISITION CORP *W EXP 06/27/201 88104P112 280 500000 SH DFND 500000 0 0 TERRAPIN 3 ACQUISITION CORP COM CL A 88104P104 4930 500000 SH DFND 500000 0 0 TESLA MTRS INC NOTE 0.250% 3/0 88160RAB7 6110 6500000 PRN DFND 6500000 0 0 TESLA MTRS INC NOTE 1.250% 3/0 88160RAC5 20599 22260000 PRN DFND 22260000 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 22334 340255 SH DFND 340255 0 0 TIME WARNER CABLE INC COM 88732J207 65121 350888 SH DFND 350888 0 0 TIVO INC NOTE 2.000%10/0 888706AF5 1084 1250000 PRN DFND 1250000 0 0 TJX COS INC NEW COM 872540109 3506 49440 SH DFND 49440 0 0 TRINA SOLAR LIMITED DBCV 3.500% 6/1 89628EAC8 6443 6500000 PRN DFND 6500000 0 0 TRINA SOLAR LIMITED NOTE 4.000%10/1 89628EAE4 2403 2500000 PRN DFND 2500000 0 0 TWENTY FIRST CENTY FOX INC CL A 90130A101 3164 116500 SH DFND 116500 0 0 TWITTER INC COM 90184L102 942 40700 SH DFND 40700 0 0 TWITTER INC NOTE 0.250% 9/1 90184LAB8 11475 13500000 PRN DFND 13500000 0 0 TWITTER INC NOTE 1.000% 9/1 90184LAD4 13607 16320000 PRN DFND 16320000 0 0 U S SILICA HLDGS INC COM 90346E103 292 15601 SH DFND 15601 0 0 UNION PAC CORP COM 907818108 2319 29660 SH DFND 29660 0 0 UNITED RENTALS INC COM 911363109 394 5435 SH DFND 5435 0 0 UNITED STATES OIL FUND LP UNITS 91232N108 1375 125000 SH Call DFND 125000 0 0 UTI WORLDWIDE INC ORD G87210103 1054 150000 SH DFND 150000 0 0 VALE S A ADR 91912E105 385 117055 SH DFND 117055 0 0 VALEANT PHARMACEUTICALS INTL COM 91911K102 17990 177345 SH DFND 177345 0 0 VIACOM INC NEW CL B 92553P201 6061 147249 SH DFND 147249 0 0 VIDEOCON D2H LTD ADR 92657J101 6809 766818 SH DFND 766818 0 0 VIPSHOP HLDGS LTD NOTE 1.500% 3/1 92763WAA1 9740 9230000 PRN DFND 9230000 0 0 VISA INC COM CL A 92826C839 3952 50956 SH DFND 50956 0 0 VULCAN MATLS CO COM 929160109 7165 75449 SH DFND 75449 0 0 WABTEC CORP COM 929740108 652 9185 SH DFND 9185 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 1490 17500 SH DFND 17500 0 0 WEATHERFORD INTL PLC ORD SHS G48833100 17742 2114623 SH DFND 2114623 0 0 WELLPOINT INC NOTE 2.750%10/1 94973VBG1 5738 3000000 PRN DFND 3000000 0 0 WELLS FARGO & CO NEW COM 949746101 4109 75588 SH DFND 75588 0 0 WESTERN DIGITAL CORP COM 958102105 2522 42000 SH DFND 42000 0 0 WHIRLPOOL CORP COM 963320106 4008 27287 SH DFND 27287 0 0 WHITEWAVE FOODS CO COM 966244105 1120 28794 SH DFND 28794 0 0 WHITING PETE CORP NEW COM 966387102 1666 176500 SH Call DFND 176500 0 0 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 9955 185000 SH Put DFND 185000 0 0 WL ROSS HLDG CORP *W EXP 06/11/201 92939D112 330 1000000 SH DFND 1000000 0 0 WL ROSS HLDG CORP COM SHS 92939D104 9776 981520 SH DFND 981520 0 0 WPX ENERGY INC COM 98212B103 4120 717776 SH DFND 717776 0 0 XUEDA ED GROUP SPONSORED ADR 98418W109 1493 276400 SH DFND 276400 0 0 YAHOO INC NOTE 12/0 984332AF3 17351 17785000 PRN DFND 17785000 0 0 YOUKU TUDOU INC SPONSORED ADR 98742U100 28891 1064923 SH DFND 1064923 0 0 YUM BRANDS INC COM 988498101 379 5191 SH DFND 5191 0 0 ZILLOW GROUP INC CL C CAP STK 98954M200 822 35000 SH DFND 35000 0 0 ZIONS BANCORPORATION *W EXP 05/22/202 989701115 645 198360 SH DFND 198360 0 0 ZOETIS INC CL A 98978V103 6746 140491 SH DFND 140491 0 0