0001085146-15-002427.txt : 20151116
0001085146-15-002427.hdr.sgml : 20151116
20151116161210
ACCESSION NUMBER: 0001085146-15-002427
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150930
FILED AS OF DATE: 20151116
DATE AS OF CHANGE: 20151116
EFFECTIVENESS DATE: 20151116
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: GLG Partners LP
CENTRAL INDEX KEY: 0001289643
IRS NUMBER: 000000000
STATE OF INCORPORATION: X0
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10979
FILM NUMBER: 151234546
BUSINESS ADDRESS:
STREET 1: 1 CURZON STREET
CITY: LONDON
STATE: X0
ZIP: W1J 5HB
BUSINESS PHONE: 44 20 7016 7000
MAIL ADDRESS:
STREET 1: 1 CURZON STREET
CITY: LONDON
STATE: X0
ZIP: W1J 5HB
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001289643
XXXXXXXX
09-30-2015
09-30-2015
false
GLG Partners LP
1 CURZON STREET
LONDON
X0
W1J 5HB
13F COMBINATION REPORT
028-10979
0001352261
028-11672
GLG LLC
N
Michelle Robyn Grew
Global Head of Legal & Compliance
44-207-016-7000
/s/ Michelle Robyn Grew
London
X0
11-16-2015
0
467
3782785
INFORMATION TABLE
2
form13fInfoTable.xml
DESCRIPTION FOR INFORMATION TABLE
3M CO
COM
88579Y101
1715
12100
SH
DFND
12100
0
0
ABBOTT LABS
COM
002824100
603
15000
SH
DFND
15000
0
0
ACTIVISION BLIZZARD INC
COM
00507V109
3182
103000
SH
DFND
103000
0
0
ACUITY BRANDS INC
COM
00508Y102
1022
5873
SH
DFND
5873
0
0
ADOBE SYS INC
COM
00724F101
1357
16500
SH
DFND
16500
0
0
ADVANCE AUTO PARTS INC
COM
00751Y106
17
91
SH
DFND
91
0
0
AETNA INC NEW
COM
00817Y108
25486
232945
SH
DFND
232945
0
0
AFFIMED N V
COM
N01045108
732
118593
SH
DFND
118593
0
0
AGCO CORP
COM
001084102
2332
50000
SH
DFND
50000
0
0
AGL RES INC
COM
001204106
10567
173122
SH
DFND
173122
0
0
AGROFRESH SOLUTIONS
*W EXP 07/31/202
00856G117
49
22200
SH
DFND
22200
0
0
AIR PRODS & CHEMS INC
COM
009158106
9739
76334
SH
DFND
76334
0
0
AKAMAI TECHNOLOGIES INC
DBCV 2/1
00971TAG6
5252
5000000
PRN
DFND
5000000
0
0
AKORN INC
COM
009728106
1283
45000
SH
DFND
45000
0
0
ALCOA INC
COM
013817101
1493
154512
SH
DFND
154512
0
0
ALCOA INC
COM
013817101
12359
1279400
SH
Put
DFND
1279400
0
0
ALEXION PHARMACEUTICALS INC
COM
015351109
35997
230176
SH
DFND
230176
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
4731
80231
SH
DFND
80231
0
0
ALKERMES PLC
SHS
G01767105
4485
76444
SH
DFND
76444
0
0
ALLERGAN PLC
SHS
G0177J108
38641
142162
SH
DFND
142162
0
0
ALLISON TRANSMISSION HLDGS I
COM
01973R101
4150
155502
SH
DFND
155502
0
0
ALLY FINL INC
COM
02005N100
17378
852711
SH
DFND
852711
0
0
ALNYLAM PHARMACEUTICALS INC
COM
02043Q107
4603
57281
SH
DFND
57281
0
0
ALPS ETF TR
ALERIAN MLP
00162Q866
1248
100000
SH
DFND
100000
0
0
ALPS ETF TR
ALERIAN MLP
00162Q866
3120
250000
SH
Call
DFND
250000
0
0
ALTERA CORP
COM
021441100
29343
585927
SH
DFND
585927
0
0
ALTISOURCE RESIDENTIAL CORP
CL B
02153W100
1427
102493
SH
DFND
102493
0
0
AMARIN CORP PLC
SPONS ADR NEW
023111206
210
108760
SH
DFND
108760
0
0
AMAZON COM INC
COM
023135106
20271
39600
SH
Put
DFND
39600
0
0
AMAZON COM INC
COM
023135106
8498
16601
SH
DFND
16601
0
0
AMBAC FINL GROUP INC
COM NEW
023139884
3681
254407
SH
DFND
254407
0
0
AMERICA MOVIL SAB DE CV
SPON ADR L SHS
02364W105
2544
153719
SH
DFND
153719
0
0
AMERICAN EXPRESS CO
COM
025816109
741
10000
SH
DFND
10000
0
0
AMERICAN RLTY CAP PPTYS INC
NOTE 3.000% 8/0
02917TAA2
36359
38220000
PRN
DFND
38220000
0
0
AMERICAN WTR WKS CO INC NEW
COM
030420103
5209
94570
SH
DFND
94570
0
0
AMETEK INC NEW
COM
031100100
4015
76741
SH
DFND
76741
0
0
AMGEN INC
COM
031162100
3320
24000
SH
DFND
24000
0
0
AMICUS THERAPEUTICS INC
COM
03152W109
1137
81279
SH
DFND
81279
0
0
AMPHENOL CORP NEW
CL A
032095101
8996
176537
SH
DFND
176537
0
0
ANTHEM INC
COM
036752103
17782
127013
SH
DFND
127013
0
0
APACHE CORP
COM
037411105
1136
29000
SH
DFND
29000
0
0
APPLE INC
COM
037833100
34784
315357
SH
DFND
315357
0
0
APPLIED MATLS INC
COM
038222105
2204
150000
SH
DFND
150000
0
0
APPLIED MICRO CIRCUITS CORP
COM NEW
03822W406
737
138841
SH
DFND
138841
0
0
ARCELORMITTAL SA LUXEMBOURG
MAND CV NT 16
L0302D178
1738
200000
SH
DFND
200000
0
0
ARES CAP CORP
NOTE 4.750% 1/1
04010LAJ2
516
500000
PRN
DFND
500000
0
0
ARISTA NETWORKS INC
COM
040413106
2076
33935
SH
DFND
33935
0
0
ARM HLDGS PLC
SPONSORED ADR
042068106
49132
1136000
SH
Call
DFND
1136000
0
0
ARM HLDGS PLC
SPONSORED ADR
042068106
6207
143514
SH
DFND
143514
0
0
ASTRAZENECA PLC
SPONSORED ADR
046353108
390
12247
SH
DFND
12247
0
0
AT&T INC
COM
00206R102
8864
272075
SH
DFND
272075
0
0
ATMEL CORP
COM
049513104
1394
172786
SH
DFND
172786
0
0
ATWOOD OCEANICS INC
COM
050095108
374
25286
SH
DFND
25286
0
0
AUTOLIV INC
COM
052800109
277
2540
SH
DFND
2540
0
0
AVAGO TECHNOLOGIES LTD
SHS
Y0486S104
3750
30000
SH
Call
DFND
30000
0
0
B2GOLD CORP
NOTE 3.250%10/0
11777QAB6
4244
5000000
PRN
DFND
5000000
0
0
BAKER HUGHES INC
COM
057224107
20202
388200
SH
DFND
388200
0
0
BAXALTA INC
COM
07177M103
30738
975492
SH
DFND
975492
0
0
BCE INC
COM NEW
05534B760
18
453
SH
DFND
453
0
0
BIOGEN INC
COM
09062X103
8791
30127
SH
DFND
30127
0
0
BITAUTO HLDGS LTD
SPONSORED ADS
091727107
2645
88864
SH
DFND
88864
0
0
BLACKSTONE GROUP L P
COM UNIT LTD
09253U108
2863
90401
SH
DFND
90401
0
0
BLUEPRINT MEDICINES CORP
COM
09627Y109
573
26858
SH
DFND
26858
0
0
BOOZ ALLEN HAMILTON HLDG COR
CL A
099502106
217
8292
SH
DFND
8292
0
0
BORGWARNER INC
COM
099724106
170
4079
SH
DFND
4079
0
0
BRISTOL MYERS SQUIBB CO
COM
110122108
2644
44654
SH
DFND
44654
0
0
BROADCOM CORP
CL A
111320107
27451
533745
SH
DFND
533745
0
0
C&J ENERGY SVCS LTD
SHS
G3164Q101
1072
304418
SH
DFND
304418
0
0
CABOT OIL & GAS CORP
COM
127097103
1326
60656
SH
DFND
60656
0
0
CAMECO CORP
COM
13321L108
2959
243129
SH
DFND
243129
0
0
CAMERON INTERNATIONAL CORP
COM
13342B105
4836
78850
SH
DFND
78850
0
0
CANADIAN PAC RY LTD
COM
13645T100
8759
61009
SH
DFND
61009
0
0
CARDINAL HEALTH INC
COM
14149Y108
21824
284095
SH
DFND
284095
0
0
CARRIZO OIL & GAS INC
COM
144577103
3455
113137
SH
DFND
113137
0
0
CARTER INC
COM
146229109
363
4000
SH
DFND
4000
0
0
CELGENE CORP
COM
151020104
4244
39235
SH
DFND
39235
0
0
CEMEX SAB DE CV
NOTE 3.250% 3/1
151290BB8
12157
11920000
PRN
DFND
11920000
0
0
CEMEX SAB DE CV
NOTE 3.750% 3/1
151290BC6
7791
7500000
PRN
DFND
7500000
0
0
CEMEX SAB DE CV
SPON ADR NEW
151290889
755
108030
SH
DFND
108030
0
0
CENTRUS ENERGY CORP
CL A
15643U104
549
180083
SH
DFND
180083
0
0
CHECK POINT SOFTWARE TECH LT
ORD
M22465104
2005
25269
SH
DFND
25269
0
0
CHENIERE ENERGY INC
COM NEW
16411R208
67772
1403173
SH
DFND
1403173
0
0
CHENIERE ENERGY INC
COM NEW
16411R208
5661
117200
SH
Call
DFND
117200
0
0
CHENIERE ENERGY INC
NOTE 4.250% 3/1
16411RAG4
1560
2500000
PRN
DFND
2500000
0
0
CHINA CORD BLOOD CORP
SHS
G21107100
1234
204933
SH
DFND
204933
0
0
CHUBB CORP
COM
171232101
2074
16906
SH
DFND
16906
0
0
CIGNA CORPORATION
COM
125509109
80688
597602
SH
DFND
597602
0
0
CIMAREX ENERGY CO
COM
171798101
1703
16621
SH
DFND
16621
0
0
CITIGROUP INC
*W EXP 01/04/201
172967226
1071
2328084
SH
DFND
2328084
0
0
CITIGROUP INC
*W EXP 10/28/201
172967234
50
5000000
SH
DFND
5000000
0
0
CITIGROUP INC
COM NEW
172967424
22463
452800
SH
Call
DFND
452800
0
0
CITIGROUP INC
COM NEW
172967424
219
4409
SH
DFND
4409
0
0
CITIZENS FINL GROUP INC
COM
174610105
4772
200002
SH
DFND
200002
0
0
CITRIX SYS INC
NOTE 0.500% 4/1
177376AD2
16853
16000000
PRN
DFND
16000000
0
0
CITY NATL CORP
COM
178566105
2989
33947
SH
DFND
33947
0
0
CLOVIS ONCOLOGY INC
COM
189464100
3532
38410
SH
DFND
38410
0
0
COACH INC
COM
189754104
796
27500
SH
DFND
27500
0
0
COBALT INTL ENERGY INC
NOTE 2.625%12/0
19075FAA4
12087
16730000
PRN
DFND
16730000
0
0
COBALT INTL ENERGY INC
NOTE 3.125% 5/1
19075FAB2
18260
28725000
PRN
DFND
28725000
0
0
COLGATE PALMOLIVE CO
COM
194162103
38
604
SH
DFND
604
0
0
COMCAST CORP NEW
CL A
20030N101
284
5000
SH
DFND
5000
0
0
COOPER TIRE & RUBR CO
COM
216831107
2189
55414
SH
DFND
55414
0
0
CRESCENT PT ENERGY CORP
COM
22576C101
2904
254988
SH
DFND
254988
0
0
CRITEO S A
SPONS ADS
226718104
1696
45174
SH
DFND
45174
0
0
CROWN CASTLE INTL CORP NEW
COM
22822V101
1972
25000
SH
DFND
25000
0
0
CTC MEDIA INC
COM
12642X106
350
200100
SH
DFND
200100
0
0
CTRIP COM INTL LTD
NOTE 1.250%10/1
22943FAD2
10736
9870000
PRN
DFND
9870000
0
0
CVSL INC
COM NEW
12665T206
172
103006
SH
DFND
103006
0
0
CYBERONICS INC
COM
23251P102
15528
255473
SH
DFND
255473
0
0
CYTEC INDS INC
COM
232820100
1108
15000
SH
DFND
15000
0
0
DEALERTRACK TECHNOLOGIES INC
COM
242309102
33571
531519
SH
DFND
531519
0
0
DEERE & CO
COM
244199105
3246
43869
SH
DFND
43869
0
0
DELPHI AUTOMOTIVE PLC
SHS
G27823106
1173
15431
SH
DFND
15431
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
2917
65000
SH
DFND
65000
0
0
DELTA TECHNOLOGY HLDGS LTD
*W EXP 12/18/201
G8477B113
50
200000
SH
DFND
200000
0
0
DEMANDWARE INC
COM
24802Y105
1197
23165
SH
DFND
23165
0
0
DENTSPLY INTL INC NEW
COM
249030107
15171
300000
SH
DFND
300000
0
0
DEVELOPERS DIVERSIFIED RLTY
NOTE 1.750%11/1
251591AX1
10681
10000000
PRN
DFND
10000000
0
0
DEVON ENERGY CORP NEW
COM
25179M103
5557
149848
SH
DFND
149848
0
0
DHT HOLDINGS INC
SHS NEW
Y2065G121
10491
1413927
SH
DFND
1413927
0
0
DIAMOND OFFSHORE DRILLING IN
COM
25271C102
180
10400
SH
DFND
10400
0
0
DISCOVERY COMMUNICATNS NEW
COM SER A
25470F104
2015
77409
SH
DFND
77409
0
0
DISNEY WALT CO
COM DISNEY
254687106
12730
124560
SH
DFND
124560
0
0
DOLLAR GEN CORP NEW
COM
256677105
6673
92114
SH
DFND
92114
0
0
DOLLAR TREE INC
COM
256746108
15819
237309
SH
DFND
237309
0
0
DOMTAR CORP
COM NEW
257559203
5285
147825
SH
DFND
147825
0
0
DOUBLE EAGLE ACQUISITION COR
UNIT 99/99/9999
G28195108
5070
500000
SH
DFND
500000
0
0
DOW CHEM CO
COM
260543103
1508
35561
SH
DFND
35561
0
0
DRYSHIPS INC
SHS
Y2109Q101
301
1785652
SH
DFND
1785652
0
0
DYNEGY INC NEW DEL
COM
26817R108
3232
156370
SH
DFND
156370
0
0
E HOUSE CHINA HLDGS LTD
ADR
26852W103
12398
2087130
SH
DFND
2087130
0
0
EAGLE MATERIALS INC
COM
26969P108
24599
359533
SH
DFND
359533
0
0
EASTMAN CHEM CO
COM
277432100
5292
81775
SH
DFND
81775
0
0
EBAY INC
COM
278642103
2106
86183
SH
DFND
86183
0
0
ECOLAB INC
COM
278865100
439
4000
SH
DFND
4000
0
0
EDGEWELL PERS CARE CO
COM
28035Q102
7752
95000
SH
DFND
95000
0
0
EDISON INTL
COM
281020107
4076
64628
SH
DFND
64628
0
0
ENCORE CAP GROUP INC
NOTE 2.875% 3/1
292554AH5
983
1135000
PRN
DFND
1135000
0
0
ENCORE CAP GROUP INC
NOTE 3.000% 7/0
292554AF9
4975
5000000
PRN
DFND
5000000
0
0
ENDO INTL PLC
SHS
G30401106
29711
428857
SH
DFND
428857
0
0
ENERGIZER HLDGS INC NEW
COM
29272W109
3263
84302
SH
DFND
84302
0
0
ENERGY TRANSFER EQUITY L P
COM UT LTD PTN
29273V100
24112
1158657
SH
DFND
1158657
0
0
ENERGY XXI BERMUDA LTD
NOTE 3.000%12/1
29274UAB7
929
7145000
PRN
DFND
7145000
0
0
ENERNOC INC
DBCV 2.250% 8/1
292764AB3
4720
6660000
PRN
DFND
6660000
0
0
ENSCO PLC
SHS CLASS A
G3157S106
362
25712
SH
DFND
25712
0
0
ENVESTNET INC
COM
29404K106
1498
50000
SH
DFND
50000
0
0
EOG RES INC
COM
26875P101
2246
30852
SH
DFND
30852
0
0
EQUIFAX INC
COM
294429105
972
10000
SH
DFND
10000
0
0
ESPERION THERAPEUTICS INC NE
COM
29664W105
1272
53912
SH
DFND
53912
0
0
EURONAV NV ANTWERPEN
SHS
B38564108
1616
116231
SH
DFND
116231
0
0
EVERI HLDGS INC
COM
30034T103
1276
248638
SH
DFND
248638
0
0
EXELON CORP
COM
30161N101
1388
46748
SH
DFND
46748
0
0
EXTREME NETWORKS INC
COM
30226D106
407
121060
SH
DFND
121060
0
0
EZCORP INC
NOTE 2.125% 6/1
302301AB2
11306
15575000
PRN
DFND
15575000
0
0
F M C CORP
COM NEW
302491303
871
25689
SH
DFND
25689
0
0
FACEBOOK INC
CL A
30303M102
23642
262981
SH
DFND
262981
0
0
FIDELITY NATIONAL FINANCIAL
NOTE 4.250% 8/1
31620RAE5
9662
5000000
PRN
DFND
5000000
0
0
FIREEYE INC
COM
31816Q101
1380
43369
SH
DFND
43369
0
0
FIRST CASH FINL SVCS INC
COM
31942D107
621
15498
SH
DFND
15498
0
0
FMC TECHNOLOGIES INC
COM
30249U101
21298
687014
SH
DFND
687014
0
0
FOOT LOCKER INC
COM
344849104
4079
56671
SH
DFND
56671
0
0
FORD MTR CO DEL
COM PAR $0.01
345370860
0
4
SH
DFND
4
0
0
FRANKLIN RES INC
COM
354613101
2681
71956
SH
DFND
71956
0
0
FRANKS INTL N V
COM
N33462107
1519
99102
SH
DFND
99102
0
0
FRONTIER COMMUNICATIONS CORP
PFD CONV SER-A
35906A207
2861
30645
SH
DFND
30645
0
0
FRONTLINE LTD
SHS
G3682E127
1169
431921
SH
DFND
431921
0
0
FULLER H B CO
COM
359694106
1932
56929
SH
DFND
56929
0
0
GALAPAGOS NV
SPON ADR
36315X101
476
11684
SH
DFND
11684
0
0
GENERAC HLDGS INC
COM
368736104
2227
74000
SH
Call
DFND
74000
0
0
GENERAL CABLE CORP DEL NEW
FRNT 4.500%11/1
369300AL2
3909
6600000
PRN
DFND
6600000
0
0
GENERAL DYNAMICS CORP
COM
369550108
5049
36598
SH
DFND
36598
0
0
GENERAL ELECTRIC CO
COM
369604103
51
2005
SH
DFND
2005
0
0
GENERAL MTRS CO
*W EXP 07/10/201
37045V118
1079
52937
SH
DFND
52937
0
0
GENERAL MTRS CO
*W EXP 07/10/201
37045V126
700
52937
SH
DFND
52937
0
0
GENERAL MTRS CO
COM
37045V100
21311
709907
SH
DFND
709907
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
5894
33922
SH
DFND
33922
0
0
GOODYEAR TIRE & RUBR CO
COM
382550101
10341
352558
SH
DFND
352558
0
0
GOOGLE INC
CL A
38259P508
15922
24941
SH
DFND
24941
0
0
GOOGLE INC
CL C
38259P706
5471
8992
SH
DFND
8992
0
0
GORES HLDGS INC
UNIT 99/99/9999
382866200
2535
250000
SH
DFND
250000
0
0
GREEN PLAINS INC
NOTE 3.250%10/0
393222AD6
11575
10000000
PRN
DFND
10000000
0
0
HAIN CELESTIAL GROUP INC
COM
405217100
516
10000
SH
DFND
10000
0
0
HALLIBURTON CO
COM
406216101
22372
632869
SH
DFND
632869
0
0
HCA HOLDINGS INC
COM
40412C101
38501
497690
SH
DFND
497690
0
0
HENNESSY CAP ACQUISITION COR
UNIT 99/99/9999
42588J209
1232
125000
SH
DFND
125000
0
0
HERBALIFE LTD
COM USD SHS
G4412G101
1962
36000
SH
DFND
36000
0
0
HERBALIFE LTD
NOTE 2.000% 8/1
42703MAB9
4412
5000000
PRN
DFND
5000000
0
0
HESS CORP
COM
42809H107
2267
45279
SH
DFND
45279
0
0
HILTON WORLDWIDE HLDGS INC
COM
43300A104
459
20000
SH
DFND
20000
0
0
HOLLYFRONTIER CORP
COM
436106108
7042
144181
SH
DFND
144181
0
0
HOLOGIC INC
DEBT 2.000% 3/0
436440AC5
5877
4355000
PRN
DFND
4355000
0
0
HOME DEPOT INC
COM
437076102
586
5071
SH
DFND
5071
0
0
HOME PROPERTIES INC
COM
437306103
38800
519065
SH
DFND
519065
0
0
HOMEAWAY INC
NOTE 0.125% 4/0
43739QAB6
3002
3250000
PRN
DFND
3250000
0
0
HONEYWELL INTL INC
COM
438516106
2926
30900
SH
DFND
30900
0
0
HUDBAY MINERALS INC
*W EXP 07/20/201
443628136
61
233206
SH
DFND
233206
0
0
HUDBAY MINERALS INC
COM
443628102
773
210138
SH
DFND
210138
0
0
HUDSON CITY BANCORP
COM
443683107
49971
4913594
SH
DFND
4913594
0
0
HUNTINGTON INGALLS INDS INC
COM
446413106
186
1737
SH
DFND
1737
0
0
ICICI BK LTD
ADR
45104G104
979
116816
SH
DFND
116816
0
0
ILLUMINA INC
NOTE 6/1
452327AF6
15197
13880000
PRN
DFND
13880000
0
0
IMPERVA INC
COM
45321L100
982
14999
SH
DFND
14999
0
0
INCYTE CORP
COM
45337C102
2187
19824
SH
DFND
19824
0
0
INFOSYS LTD
SPONSORED ADR
456788108
3993
209175
SH
DFND
209175
0
0
INTEGRATED SILICON SOLUTION
COM
45812P107
29833
1388207
SH
DFND
1388207
0
0
INTEL CORP
SDCV 12/1
458140AD2
1217
1000000
PRN
DFND
1000000
0
0
INTEL CORP
SDCV 3.250% 8/0
458140AF7
14733
9725000
PRN
DFND
9725000
0
0
INTERCEPT PHARMACEUTICALS IN
COM
45845P108
2911
17552
SH
DFND
17552
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
754
5200
SH
DFND
5200
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
12322
85000
SH
Call
DFND
85000
0
0
INTREXON CORP
COM
46122T102
1447
45514
SH
DFND
45514
0
0
IPC HEALTHCARE INC
COM
44984A105
4591
59100
SH
DFND
59100
0
0
ISHARES
MSCI GERMANY ETF
464286806
1301
52580
SH
DFND
52580
0
0
ISHARES TR
CHINA LG-CAP ETF
464287184
13192
371931
SH
DFND
371931
0
0
ISHARES TR
MSCI EAFE ETF
464287465
428
7465
SH
DFND
7465
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
3520
107368
SH
DFND
107368
0
0
ISHARES TR
NASDQ BIOTEC ETF
464287556
1033
3406
SH
DFND
3406
0
0
ISHARES TR
US HOME CONS ETF
464288752
545
20865
SH
DFND
20865
0
0
ITAU UNIBANCO HLDG SA
SPON ADR REP PFD
465562106
1415
213719
SH
DFND
213719
0
0
JARDEN CORP
NOTE 1.125% 3/1
471109AM0
8209
7155000
PRN
DFND
7155000
0
0
JARDEN CORP
NOTE 1.875% 9/1
471109AH1
13706
8500000
PRN
DFND
8500000
0
0
JAZZ INVESTMENTS I LTD
NOTE 1.875% 8/1
472145AB7
7558
7425000
PRN
DFND
7425000
0
0
JD COM INC
SPON ADR CL A
47215P106
1820
69820
SH
DFND
69820
0
0
JDS UNIPHASE CORP
DBCV 0.625% 8/1
46612JAF8
7370
7875000
PRN
DFND
7875000
0
0
JINKOSOLAR HLDG CO LTD
SPONSORED ADR
47759T100
1316
59974
SH
DFND
59974
0
0
JOURNAL MEDIA GROUP INC
COM
48114A109
328
43729
SH
DFND
43729
0
0
JPMORGAN CHASE & CO
COM
46625H100
5610
92011
SH
DFND
92011
0
0
KATE SPADE & CO
COM
485865109
13811
722718
SH
DFND
722718
0
0
KINROSS GOLD CORP
COM NO PAR
496902404
437
252793
SH
DFND
252793
0
0
KIRBY CORP
COM
497266106
3878
62591
SH
DFND
62591
0
0
KLA-TENCOR CORP
COM
482480100
6074
121474
SH
DFND
121474
0
0
LAM RESEARCH CORP
COM
512807108
5174
79200
SH
Call
DFND
79200
0
0
LAM RESEARCH CORP
NOTE 0.500% 5/1
512807AJ7
570
500000
PRN
DFND
500000
0
0
LAZARD LTD
SHS A
G54050102
3343
77215
SH
DFND
77215
0
0
LEAR CORP
COM NEW
521865204
6671
61327
SH
DFND
61327
0
0
LENNAR CORP
CL A
526057104
260
5400
SH
DFND
5400
0
0
LENNOX INTL INC
COM
526107107
2111
18624
SH
DFND
18624
0
0
LIBERTY INTERACTIVE LLC
DEB 0.750% 3/3
530610AC8
22481
15000000
PRN
DFND
15000000
0
0
LIBERTY MEDIA CORP
DEB 3.500% 1/1
530715AN1
25817
49000000
PRN
DFND
49000000
0
0
LIBERTY MEDIA CORP DELAWARE
NOTE 1.375%10/1
531229AB8
10883
11435000
PRN
DFND
11435000
0
0
LINDBLAD EXPEDITIONS HLDGS I
*W EXP 07/08/202
535219117
291
155356
SH
DFND
155356
0
0
LINDBLAD EXPEDITIONS HLDGS I
COM
535219109
3420
350000
SH
DFND
350000
0
0
LINDSAY CORP
COM
535555106
651
9599
SH
DFND
9599
0
0
LINKEDIN CORP
COM CL A
53578A108
2990
15724
SH
DFND
15724
0
0
LOCKHEED MARTIN CORP
COM
539830109
3902
18823
SH
DFND
18823
0
0
LUMENIS LTD
SHS CL B
M6778Q121
1925
138985
SH
DFND
138985
0
0
MACQUARIE INFRASTRUCTURE COR
COM
55608B105
4893
65541
SH
DFND
65541
0
0
MACYS INC
COM
55616P104
1879
36609
SH
DFND
36609
0
0
MAGNA INTL INC
COM
559222401
10134
211093
SH
DFND
211093
0
0
MALLINCKRODT PUB LTD CO
SHS
G5785G107
31970
500000
SH
DFND
500000
0
0
MALLINCKRODT PUB LTD CO
SHS
G5785G107
6701
104800
SH
Call
DFND
104800
0
0
MARKET VECTORS ETF TR
BIOTECH ETF
57060U183
2461
21529
SH
DFND
21529
0
0
MARKET VECTORS ETF TR
GOLD MINER ETF
57060U100
1924
140000
SH
DFND
140000
0
0
MARKET VECTORS ETF TR
OIL SVCS ETF
57060U191
28772
1047000
SH
Put
DFND
1047000
0
0
MARKET VECTORS ETF TR
OIL SVCS ETF
57060U191
1730
62968
SH
DFND
62968
0
0
MARKWEST ENERGY PARTNERS L P
UNIT LTD PARTN
570759100
6685
155802
SH
DFND
155802
0
0
MARSH & MCLENNAN COS INC
COM
571748102
653
12500
SH
DFND
12500
0
0
MARTHA STEWART LIVING OMNIME
CL A
573083102
4460
748289
SH
DFND
748289
0
0
MARTIN MARIETTA MATLS INC
COM
573284106
4490
29548
SH
DFND
29548
0
0
MASONITE INTL CORP NEW
COM
575385109
13554
223729
SH
DFND
223729
0
0
MASTERCARD INC
CL A
57636Q104
2154
23900
SH
DFND
23900
0
0
MAXLINEAR INC
CL A
57776J100
2982
239711
SH
DFND
239711
0
0
MCDONALDS CORP
COM
580135101
14938
151611
SH
DFND
151611
0
0
MCGRAW HILL FINL INC
COM
580645109
649
7500
SH
DFND
7500
0
0
MCKESSON CORP
COM
58155Q103
51693
279376
SH
DFND
279376
0
0
METTLER TOLEDO INTERNATIONAL
COM
592688105
4157
14599
SH
DFND
14599
0
0
MICHAEL KORS HLDGS LTD
SHS
G60754101
8199
194102
SH
DFND
194102
0
0
MICRON TECHNOLOGY INC
COM
595112103
2547
170000
SH
DFND
170000
0
0
MICRON TECHNOLOGY INC
NOTE 3.000%11/1
595112AY9
11459
13500000
PRN
DFND
13500000
0
0
MILLENNIAL MEDIA INC
COM
60040N105
826
471858
SH
DFND
471858
0
0
MOLINA HEALTHCARE INC
NOTE 1.125% 1/1
60855RAC4
4359
2500000
PRN
DFND
2500000
0
0
MOLSON COORS BREWING CO
CL B
60871R209
1657
19958
SH
DFND
19958
0
0
MONDELEZ INTL INC
CL A
609207105
21
497
SH
DFND
497
0
0
MORGAN STANLEY
COM NEW
617446448
1647
52298
SH
DFND
52298
0
0
MYLAN N V
SHS EURO
N59465109
12650
314200
SH
Call
DFND
314200
0
0
MYLAN N V
SHS EURO
N59465109
5692
141371
SH
DFND
141371
0
0
NABORS INDUSTRIES LTD
SHS
G6359F103
10
1089
SH
DFND
1089
0
0
NATIONAL HEALTH INVS INC
NOTE 3.250% 4/0
63633DAE4
1948
2000000
PRN
DFND
2000000
0
0
NATIONAL OILWELL VARCO INC
COM
637071101
1109
29448
SH
DFND
29448
0
0
NAVIOS MARITIME ACQUIS CORP
SHS
Y62159101
3644
1035288
SH
DFND
1035288
0
0
NETSUITE INC
NOTE 0.250% 6/0
64118QAB3
3022
3000000
PRN
DFND
3000000
0
0
NEVRO CORP
COM
64157F103
1995
43000
SH
DFND
43000
0
0
NEVSUN RES LTD
COM
64156L101
1192
408648
SH
DFND
408648
0
0
NEXTERA ENERGY INC
COM
65339F101
5493
56309
SH
DFND
56309
0
0
NIELSEN HLDGS PLC
SHS EUR
G6518L108
2830
63641
SH
DFND
63641
0
0
NIKE INC
CL B
654106103
509
4137
SH
DFND
4137
0
0
NIMBLE STORAGE INC
COM
65440R101
23363
968629
SH
DFND
968629
0
0
NIVALIS THERAPEUTICS INC
COM
65481J109
751
57869
SH
DFND
57869
0
0
NOBLE CORP PLC
SHS USD
G65431101
5182
475000
SH
Put
DFND
475000
0
0
NOBLE ENERGY INC
COM
655044105
10230
338969
SH
DFND
338969
0
0
NORTHROP GRUMMAN CORP
COM
666807102
223
1341
SH
DFND
1341
0
0
NOVARTIS A G
SPONSORED ADR
66987V109
4506
49018
SH
DFND
49018
0
0
NRG ENERGY INC
COM NEW
629377508
625
42066
SH
DFND
42066
0
0
NVIDIA CORP
NOTE 1.000%12/0
67066GAC8
25138
19100000
PRN
DFND
19100000
0
0
OCEANEERING INTL INC
COM
675232102
4526
115227
SH
DFND
115227
0
0
OFFICE DEPOT INC
COM
676220106
5777
899902
SH
DFND
899902
0
0
OIL STS INTL INC
COM
678026105
1571
60132
SH
DFND
60132
0
0
OM GROUP INC
COM
670872100
1955
59449
SH
DFND
59449
0
0
OMNICOM GROUP INC
COM
681919106
4250
64496
SH
DFND
64496
0
0
OMNIVISION TECHNOLOGIES INC
COM
682128103
30978
1179674
SH
DFND
1179674
0
0
OPKO HEALTH INC
COM
68375N103
3227
383662
SH
DFND
383662
0
0
ORBITAL ATK INC
COM
68557N103
4062
56522
SH
DFND
56522
0
0
PACCAR INC
COM
693718108
1073
20575
SH
DFND
20575
0
0
PACE HLDGS CORP
UNIT 99/99/9999
G6865N129
3075
300000
SH
DFND
300000
0
0
PALO ALTO NETWORKS INC
COM
697435105
1161
6751
SH
DFND
6751
0
0
PARKER HANNIFIN CORP
COM
701094104
70
717
SH
DFND
717
0
0
PARTNERRE LTD
COM
G6852T105
47462
341751
SH
DFND
341751
0
0
PAYPAL HLDGS INC
COM
70450Y103
2675
86183
SH
DFND
86183
0
0
PENNANTPARK FLOATING RATE CA
COM
70806A106
5676
475408
SH
DFND
475408
0
0
PERICOM SEMICONDUCTOR CORP
COM
713831105
11579
634478
SH
DFND
634478
0
0
PERRIGO CO PLC
SHS
G97822103
18395
116967
SH
DFND
116967
0
0
PFIZER INC
COM
717081103
6816
217010
SH
DFND
217010
0
0
PHARMERICA CORP
COM
71714F104
6046
212365
SH
DFND
212365
0
0
PHILIP MORRIS INTL INC
COM
718172109
5274
66485
SH
DFND
66485
0
0
PHILLIPS 66
COM
718546104
2583
33619
SH
DFND
33619
0
0
PIONEER NAT RES CO
COM
723787107
22
183
SH
DFND
183
0
0
PLANAR SYS INC
COM
726900103
587
101200
SH
DFND
101200
0
0
PLATFORM SPECIALTY PRODS COR
COM
72766Q105
7075
559283
SH
DFND
559283
0
0
POTASH CORP SASK INC
COM
73755L107
616
30000
SH
DFND
30000
0
0
PPG INDS INC
COM
693506107
19890
226868
SH
DFND
226868
0
0
PRECISION CASTPARTS CORP
COM
740189105
46078
200592
SH
DFND
200592
0
0
PREMIERE GLOBAL SVCS INC
COM
740585104
1855
135000
SH
DFND
135000
0
0
PRICELINE GRP INC
COM NEW
741503403
4143
3350
SH
DFND
3350
0
0
PRICELINE GRP INC
NOTE 0.350% 6/1
741503AS5
5906
5000000
PRN
DFND
5000000
0
0
PRICELINE GRP INC
NOTE 1.000% 3/1
741503AQ9
14476
10340000
PRN
DFND
10340000
0
0
PROOFPOINT INC
COM
743424103
1074
17811
SH
DFND
17811
0
0
PROSPECT CAPITAL CORPORATION
NOTE 4.750% 4/1
74348TAQ5
27792
30750000
PRN
DFND
30750000
0
0
PROSPECT CAPITAL CORPORATION
NOTE 5.875% 1/1
74348TAM4
3185
3250000
PRN
DFND
3250000
0
0
QEP RES INC
COM
74733V100
1014
80945
SH
DFND
80945
0
0
QIAGEN NV
REG SHS
N72482107
964
37367
SH
DFND
37367
0
0
QIHOO 360 TECHNOLOGY CO LTD
NOTE 0.500% 8/1
74734MAE9
25339
29000000
PRN
DFND
29000000
0
0
QIHOO 360 TECHNOLOGY CO LTD
NOTE 1.750% 8/1
74734MAF6
1016
1200000
PRN
DFND
1200000
0
0
QLIK TECHNOLOGIES INC
COM
74733T105
874
23977
SH
DFND
23977
0
0
RADIAN GROUP INC
NOTE 3.000%11/1
750236AK7
12336
8500000
PRN
DFND
8500000
0
0
RANDGOLD RES LTD
ADR
752344309
1182
20000
SH
DFND
20000
0
0
RANGE RES CORP
COM
75281A109
677
21065
SH
DFND
21065
0
0
RAYTHEON CO
COM NEW
755111507
16
146
SH
DFND
146
0
0
RENASANT CORP
COM
75970E107
1955
59515
SH
DFND
59515
0
0
RENESOLA LTD
SPONS ADS
75971T103
100
103227
SH
DFND
103227
0
0
RENTECH NITROGEN PARTNERS L
COM UNIT
760113100
4588
388855
SH
DFND
388855
0
0
RESOURCE CAP CORP
NOTE 6.000%12/0
76120WAA2
2048
2250000
PRN
DFND
2250000
0
0
REYNOLDS AMERICAN INC
COM
761713106
443
10000
SH
DFND
10000
0
0
RING ENERGY INC
COM
76680V108
6426
651037
SH
DFND
651037
0
0
RITE AID CORP
COM
767754104
2780
457945
SH
DFND
457945
0
0
ROCKWELL AUTOMATION INC
COM
773903109
2506
24700
SH
DFND
24700
0
0
ROGERS COMMUNICATIONS INC
CL B
775109200
9871
287829
SH
DFND
287829
0
0
ROI ACQUISITION CORP II
*W EXP 09/17/201
74966G119
144
400000
SH
DFND
400000
0
0
ROSS STORES INC
COM
778296103
13
262
SH
DFND
262
0
0
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
817
17241
SH
DFND
17241
0
0
ROYAL GOLD INC
COM
780287108
246
5231
SH
DFND
5231
0
0
RYANAIR HLDGS PLC
SPONSORED ADR
783513104
11622
148432
SH
DFND
148432
0
0
SAEXPLORATION HLDGS INC
COM
78636X105
1166
435000
SH
DFND
435000
0
0
SALESFORCE COM INC
COM
79466L302
9011
129783
SH
DFND
129783
0
0
SALESFORCE COM INC
NOTE 0.250% 4/0
79466LAD6
17729
14480000
PRN
DFND
14480000
0
0
SANCHEZ ENERGY CORP
COM
79970Y105
418
67993
SH
DFND
67993
0
0
SANDISK CORP
NOTE 0.500%10/1
80004CAF8
14849
15350000
PRN
DFND
15350000
0
0
SANDISK CORP
NOTE 1.500% 8/1
80004CAD3
37028
29740000
PRN
DFND
29740000
0
0
SANDRIDGE ENERGY INC
COM
80007P307
6
20838
SH
DFND
20838
0
0
SCHLUMBERGER LTD
COM
806857108
27554
399506
SH
DFND
399506
0
0
SCORPIO TANKERS INC
SHS
Y7542C106
3557
387938
SH
DFND
387938
0
0
SEACOR HOLDINGS INC
NOTE 2.500%12/1
811904AM3
2861
3000000
PRN
DFND
3000000
0
0
SEADRILL LIMITED
SHS
G7945E105
143
24273
SH
DFND
24273
0
0
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
24964
376924
SH
DFND
376924
0
0
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
39738
600000
SH
Put
DFND
600000
0
0
SELECT SECTOR SPDR TR
SBI INT-ENERGY
81369Y506
15990
261283
SH
DFND
261283
0
0
SELECT SECTOR SPDR TR
SBI INT-INDS
81369Y704
9571
191847
SH
DFND
191847
0
0
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
11833
273340
SH
DFND
273340
0
0
SELECT SECTOR SPDR TR
SBI MATERIALS
81369Y100
563
14114
SH
DFND
14114
0
0
SEMPRA ENERGY
COM
816851109
1964
20449
SH
DFND
20449
0
0
SERVICENOW INC
COM
81762P102
8063
116097
SH
DFND
116097
0
0
SERVICENOW INC
NOTE 11/0
81762PAB8
8397
7430000
PRN
DFND
7430000
0
0
SHANDA GAMES LTD
SP ADR REPTG A
81941U105
53890
8043276
SH
DFND
8043276
0
0
SHIRE PLC
SPONSORED ADR
82481R106
44477
216718
SH
DFND
216718
0
0
SHIRE PLC
SPONSORED ADR
82481R106
16049
78200
SH
Call
DFND
78200
0
0
SILVERCREST MINES INC
COM
828365106
194
220119
SH
DFND
220119
0
0
SIRONA DENTAL SYSTEMS INC
COM
82966C103
14001
150000
SH
DFND
150000
0
0
SOLERA HOLDINGS INC
COM
83421A104
15809
292754
SH
DFND
292754
0
0
SPDR GOLD TRUST
GOLD SHS
78463V107
2672
25000
SH
DFND
25000
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
164035
856000
SH
Call
DFND
856000
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
12960
67629
SH
DFND
67629
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
149682
781100
SH
Put
DFND
781100
0
0
SPDR SERIES TRUST
S&P OILGAS EXP
78464A730
29201
889200
SH
Put
DFND
889200
0
0
SPDR SERIES TRUST
S&P OILGAS EXP
78464A730
8143
247971
SH
DFND
247971
0
0
SPIRIT RLTY CAP INC NEW
NOTE 2.875% 5/1
84860WAA0
18650
20000000
PRN
DFND
20000000
0
0
SPIRIT RLTY CAP INC NEW
NOTE 3.750% 5/1
84860WAB8
920
1000000
PRN
DFND
1000000
0
0
SPLUNK INC
COM
848637104
2663
48115
SH
DFND
48115
0
0
SPROUTS FMRS MKT INC
COM
85208M102
11710
554940
SH
DFND
554940
0
0
SPX CORP
COM
784635104
105
8793
SH
DFND
8793
0
0
SPX FLOW INC
COM
78469X107
303
8793
SH
DFND
8793
0
0
STAPLES INC
COM
855030102
500
42625
SH
DFND
42625
0
0
STAR BULK CARRIERS CORP
SHS NEW
Y8162K121
6150
3000000
SH
DFND
3000000
0
0
STARBUCKS CORP
COM
855244109
10442
183704
SH
DFND
183704
0
0
STARWOOD HOTELS&RESORTS WRLD
COM
85590A401
997
15000
SH
DFND
15000
0
0
STARWOOD PPTY TR INC
NOTE 3.750%10/1
85571BAC9
3493
3500000
PRN
DFND
3500000
0
0
STARWOOD PPTY TR INC
NOTE 4.000% 1/1
85571BAB1
6762
6540000
PRN
DFND
6540000
0
0
STARWOOD PPTY TR INC
NOTE 4.550% 3/0
85571BAA3
5436
5350000
PRN
DFND
5350000
0
0
STEEL DYNAMICS INC
COM
858119100
1479
86088
SH
DFND
86088
0
0
STEINER LEISURE LTD
ORD
P8744Y102
4100
64900
SH
DFND
64900
0
0
STERICYCLE INC
DEP PFD A 1/10
858912207
204
2000
SH
DFND
2000
0
0
STIFEL FINL CORP
COM
860630102
1116
26500
SH
DFND
26500
0
0
STRATEGIC HOTELS & RESORTS I
COM
86272T106
20267
1469653
SH
DFND
1469653
0
0
SUNEDISON INC
COM
86732Y109
1005
140000
SH
Call
DFND
140000
0
0
SUNEDISON INC
COM
86732Y109
2092
291325
SH
DFND
291325
0
0
SUNGY MOBILE LTD
ADR REP ORD A
86737M100
132
29588
SH
DFND
29588
0
0
SWIFT TRANSN CO
CL A
87074U101
2508
167000
SH
DFND
167000
0
0
SYNERGY PHARMACEUTICALS DEL
COM NEW
871639308
984
185631
SH
DFND
185631
0
0
T MOBILE US INC
COM
872590104
3185
80000
SH
DFND
80000
0
0
TABLEAU SOFTWARE INC
CL A
87336U105
17093
214253
SH
DFND
214253
0
0
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADR
874039100
13386
645100
SH
DFND
645100
0
0
TAKE-TWO INTERACTIVE SOFTWAR
NOTE 1.000% 7/0
874054AD1
4992
3500000
PRN
DFND
3500000
0
0
TARO PHARMACEUTICAL INDS LTD
SHS
M8737E108
794
5557
SH
DFND
5557
0
0
TATA MTRS LTD
SPONSORED ADR
876568502
4529
201276
SH
DFND
201276
0
0
TECO ENERGY INC
COM
872375100
998
38000
SH
DFND
38000
0
0
TELADOC INC
COM
87918A105
185
8296
SH
DFND
8296
0
0
TENET HEALTHCARE CORP
COM NEW
88033G407
10464
283422
SH
DFND
283422
0
0
TERRAPIN 3 ACQUISITION CORP
*W EXP 06/27/201
88104P112
243
500000
SH
DFND
500000
0
0
TERRAPIN 3 ACQUISITION CORP
COM CL A
88104P104
4940
500000
SH
DFND
500000
0
0
TESLA MTRS INC
NOTE 0.250% 3/0
88160RAB7
4821
5000000
PRN
DFND
5000000
0
0
TESLA MTRS INC
NOTE 1.250% 3/0
88160RAC5
21112
22260000
PRN
DFND
22260000
0
0
TEVA PHARMACEUTICAL INDS LTD
ADR
881624209
26704
472971
SH
DFND
472971
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
4596
37582
SH
DFND
37582
0
0
THORATEC CORP
COM NEW
885175307
15938
251940
SH
DFND
251940
0
0
TICC CAPITAL CORP
COM
87244T109
1510
225000
SH
DFND
225000
0
0
TIFFANY & CO NEW
COM
886547108
12
158
SH
DFND
158
0
0
TIME WARNER CABLE INC
COM
88732J207
42275
235687
SH
DFND
235687
0
0
TIVO INC
NOTE 2.000%10/0
888706AF5
1089
1250000
PRN
DFND
1250000
0
0
TJX COS INC NEW
COM
872540109
5615
78613
SH
DFND
78613
0
0
TRANSDIGM GROUP INC
COM
893641100
4042
19031
SH
DFND
19031
0
0
TRINA SOLAR LIMITED
DBCV 3.500% 6/1
89628EAC8
4500
5000000
PRN
DFND
5000000
0
0
TRINA SOLAR LIMITED
SPON ADR
89628E104
1052
117283
SH
DFND
117283
0
0
TRIPADVISOR INC
COM
896945201
2203
34964
SH
DFND
34964
0
0
TWENTY FIRST CENTY FOX INC
CL A
90130A101
5504
203994
SH
DFND
203994
0
0
UNDER ARMOUR INC
CL A
904311107
17
172
SH
DFND
172
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
12
139
SH
DFND
139
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
2332
26200
SH
Call
DFND
26200
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
572
4932
SH
DFND
4932
0
0
URBAN OUTFITTERS INC
COM
917047102
6476
220414
SH
DFND
220414
0
0
VALE S A
ADR
91912E105
1319
314055
SH
DFND
314055
0
0
VALEANT PHARMACEUTICALS INTL
COM
91911K102
3414
19141
SH
DFND
19141
0
0
VALERO ENERGY CORP NEW
COM
91913Y100
6035
100422
SH
DFND
100422
0
0
VEREIT INC
COM
92339V100
218
28233
SH
DFND
28233
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
1
13
SH
DFND
13
0
0
VERTEX PHARMACEUTICALS INC
COM
92532F100
2475
23767
SH
DFND
23767
0
0
VIACOM INC NEW
CL B
92553P201
345
8000
SH
DFND
8000
0
0
VIDEOCON D2H LTD
ADR
92657J101
7694
797355
SH
DFND
797355
0
0
VIPSHOP HLDGS LTD
NOTE 1.500% 3/1
92763WAA1
8889
8000000
PRN
DFND
8000000
0
0
VISA INC
COM CL A
92826C839
4455
63956
SH
DFND
63956
0
0
VMWARE INC
CL A COM
928563402
2373
30117
SH
DFND
30117
0
0
VULCAN MATLS CO
COM
929160109
13
142
SH
DFND
142
0
0
WABTEC CORP
COM
929740108
3828
43604
SH
DFND
43604
0
0
WAL-MART STORES INC
COM
931142103
7
113
SH
DFND
113
0
0
WEATHERFORD INTL PLC
ORD SHS
G48833100
22727
2680080
SH
DFND
2680080
0
0
WELLPOINT INC
NOTE 2.750%10/1
94973VBG1
5678
3000000
PRN
DFND
3000000
0
0
WELLS FARGO & CO NEW
COM
949746101
5815
113250
SH
DFND
113250
0
0
WHIRLPOOL CORP
COM
963320106
24813
168501
SH
DFND
168501
0
0
WILLIAMS COS INC DEL
COM
969457100
10329
280282
SH
DFND
280282
0
0
WL ROSS HLDG CORP
*W EXP 06/11/201
92939D112
820
1000000
SH
DFND
1000000
0
0
WL ROSS HLDG CORP
COM SHS
92939D104
9552
920197
SH
DFND
920197
0
0
WPX ENERGY INC
COM
98212B103
5737
866683
SH
DFND
866683
0
0
WUXI PHARMATECH CAYMAN INC
SPONS ADR SHS
929352102
29689
687093
SH
DFND
687093
0
0
WYNN RESORTS LTD
COM
983134107
1859
35000
SH
DFND
35000
0
0
YAHOO INC
COM
984332106
5025
173806
SH
DFND
173806
0
0
YAHOO INC
NOTE 12/0
984332AF3
17254
17785000
PRN
DFND
17785000
0
0
YOUKU TUDOU INC
SPONSORED ADR
98742U100
317
17978
SH
DFND
17978
0
0
YUM BRANDS INC
COM
988498101
624
7804
SH
DFND
7804
0
0
ZIONS BANCORPORATION
*W EXP 05/22/202
989701115
703
198360
SH
DFND
198360
0
0
ZOETIS INC
CL A
98978V103
16421
399183
SH
DFND
399183
0
0