0001085146-13-000648.txt : 20130220
0001085146-13-000648.hdr.sgml : 20130220
20130220170203
ACCESSION NUMBER: 0001085146-13-000648
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121231
FILED AS OF DATE: 20130220
DATE AS OF CHANGE: 20130220
EFFECTIVENESS DATE: 20130220
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: GLG Partners LP
CENTRAL INDEX KEY: 0001289643
IRS NUMBER: 000000000
STATE OF INCORPORATION: X0
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10979
FILM NUMBER: 13627581
BUSINESS ADDRESS:
STREET 1: 1 CURZON STREET
CITY: LONDON
STATE: X0
ZIP: W1J 5HB
BUSINESS PHONE: 44 20 7016 7000
MAIL ADDRESS:
STREET 1: 1 CURZON STREET
CITY: LONDON
STATE: X0
ZIP: W1J 5HB
13F-HR/A
1
glgpartners4q2012a1.txt
GLG PARTNERS LP
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 2012
Check here if Amendment [ X]; Amendment Number: 1
This Amendment (Check only one.): [ X] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: GLG Partners LP
Address: 1 Curzon Street
London, England (UK) W1J 5HB
13F File Number: 028-10979
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Victoria Parry
Title: Head of Product Legal
Phone: 44-20-7016-7000
Signature, Place, and Date of Signing:
/s/ Victoria Parry London, England, UK February 20, 2013
Report Type (Check only one.):
[ ] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ X] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
Form 13F File Number Name
028-13070 GLG Inc.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 228
Form 13F Information Table Value Total: $2,042,378 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional managers with respect to which this report is filed, other
than the manager filing this report.
NONE
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
ABBOTT LABS COM 002824100 91 1389 SHR DEFINED 1389 0 0
AFFORDABLE RESIDENTIAL CMNTY NOTE 7.500% 8/1 00828UAB9 4760 4000000 PRN DEFINED 4000000 0 0
ALLEGHENY TECHNOLOGIES INC NOTE 4.250% 6/0 01741RAD4 1096 1000000 PRN DEFINED 1000000 0 0
AMARIN CORP PLC SPONS ADR NEW 023111206 131 16151 SHR DEFINED 16151 0 0
AMAZON COM INC COM 023135106 3534 14072 SHR DEFINED 14072 0 0
AMERICAN INTL GROUP INC COM NEW 026874784 1942 55000 SHR DEFINED 55000 0 0
AMERICAN RLTY CAP TR INC COM 02917L101 1133 98097 SHR DEFINED 98097 0 0
AMERICAN TOWER CORP NEW COM 03027X100 992 12838 SHR DEFINED 12838 0 0
AMERICAN WTR WKS CO INC NEW COM 030420103 7170 193102 SHR DEFINED 193102 0 0
AMGEN INC NOTE 0.375% 2/0 031162AQ3 16776 15000000 PRN DEFINED 15000000 0 0
AMPHENOL CORP NEW CL A 032095101 1221 18871 SHR DEFINED 18871 0 0
ANADARKO PETE CORP COM 032511107 6677 89853 SHR DEFINED 89853 0 0
ANGLOGOLD ASHANTI LTD SPONSORED ADR 035128206 3702 118015 SHR DEFINED 118015 0 0
ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 236 2702 SHR DEFINED 2702 0 0
ANNALY CAP MGMT INC NOTE 4.000% 2/1 035710AA0 5456 4710000 PRN DEFINED 4710000 0 0
APACHE CORP PFD CONV SER D 037411808 4536 99155 SHR DEFINED 99155 0 0
APPLE INC COM 037833100 52207 97965 SHR DEFINED 97965 0 0
ARCHER DANIELS MIDLAND CO NOTE 0.875% 2/1 039483AW2 4200 4200000 PRN DEFINED 4200000 0 0
ASHLAND INC NEW COM 044209104 1614 20075 SHR DEFINED 20075 0 0
ASML HOLDING N V N Y REGISTRY SHS N07059210 2728 42360 SHR DEFINED 42360 0 0
ATLANTICUS HLDGS CORP COM 04914Y102 213 63611 SHR DEFINED 63611 0 0
AVIS BUDGET GROUP COM 053774105 1401 70701 SHR DEFINED 70701 0 0
BANK OF AMERICA CORPORATION COM 060505104 4218 363599 SHR DEFINED 363599 0 0
BARRICK GOLD CORP COM 067901108 322 9200 SHR DEFINED 9200 0 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 2063 23000 SHR DEFINED 23000 0 0
BIOMARIN PHARMACEUTICAL INC NOTE 1.875% 4/2 09061GAD3 53051 21500000 PRN DEFINED 21500000 0 0
BLUE WOLF MONGOLIA HOLDINGS *W EXP 07/20/201 G11962118 62 250000 SHR DEFINED 250000 0 0
BLUE WOLF MONGOLIA HOLDINGS SHS G11962100 2485 250000 SHR DEFINED 250000 0 0
BROADCOM CORP CL A 111320107 29972 902502 SHR DEFINED 902502 0 0
CAMERON INTERNATIONAL CORP COM 13342B105 4999 88545 SHR DEFINED 88545 0 0
CANADIAN PAC RY LTD COM 13645T100 467 4592 SHR DEFINED 4592 0 0
CAPITAL ONE FINL CORP COM 14040H105 24389 421005 SHR DEFINED 421005 0 0
CARIBOU COFFEE INC CALL 142042909 2367 146200 SHR CALL DEFINED 146200 0 0
CARIBOU COFFEE INC COM 142042209 2374 146659 SHR DEFINED 146659 0 0
CELGENE CORP COM 151020104 232 2946 SHR DEFINED 2946 0 0
CEMEX SAB DE CV NOTE 3.250% 3/1 151290BB8 11531 10150000 PRN DEFINED 10150000 0 0
CEMEX SAB DE CV NOTE 3.750% 3/1 151290BC6 8499 7455000 PRN DEFINED 7455000 0 0
CEMEX SAB DE CV NOTE 4.875% 3/1 151290AV5 3407 3125000 PRN DEFINED 3125000 0 0
CENTRAL EUROPEAN MEDIA NOTE 5.000%11/1 153443AH9 26937 29000000 PRN DEFINED 29000000 0 0
CHENIERE ENERGY INC COM NEW 16411R208 3587 190975 SHR DEFINED 190975 0 0
CHEVRON CORP NEW COM 166764100 1518 14036 SHR DEFINED 14036 0 0
CHINA GROWTH EQUITY INV LTD *W EXP 04/05/201 G2114K123 78 250000 SHR DEFINED 250000 0 0
CHINA GROWTH EQUITY INV LTD SHS G2114K107 2508 250000 SHR DEFINED 250000 0 0
CHINA LODGING GROUP LTD SPONSORED ADR 16949N109 381 22322 SHR DEFINED 22322 0 0
CIGNA CORPORATION COM 125509109 2110 39473 SHR DEFINED 39473 0 0
CITIGROUP INC *W EXP 01/04/201 172967226 1747 4178425 SHR DEFINED 4178425 0 0
CITIGROUP INC *W EXP 10/28/201 172967234 260 5000000 SHR DEFINED 5000000 0 0
CITIGROUP INC COM NEW 172967424 47313 1195970 SHR DEFINED 1195970 0 0
CITRIX SYS INC COM 177376100 33725 512934 SHR DEFINED 512934 0 0
COBALT INTL ENERGY INC NOTE 2.625%12/0 19075FAA4 7582 7500000 PRN DEFINED 7500000 0 0
COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 432 5828 SHR DEFINED 5828 0 0
COMPUCREDIT HLDGS CORP NOTE 5.875%11/3 20478NAD2 11718 28933000 PRN DEFINED 28933000 0 0
CONCUR TECHNOLOGIES INC COM 206708109 3245 48054 SHR DEFINED 48054 0 0
CREDICORP LTD COM G2519Y108 233 1589 SHR DEFINED 1589 0 0
CUBIST PHARMACEUTICALS INC NOTE 2.500%11/0 229678AD9 7881 5000000 PRN DEFINED 5000000 0 0
CUMMINS INC COM 231021106 1099 10141 SHR DEFINED 10141 0 0
D R HORTON INC NOTE 2.000% 5/1 23331ABB4 23653 15000000 PRN DEFINED 15000000 0 0
DAVITA HEALTHCARE PARTNERS I COM 23918K108 102 925 SHR DEFINED 925 0 0
DELL INC COM 24702R101 1064 105000 SHR DEFINED 105000 0 0
DEVELOPERS DIVERSIFIED RLTY NOTE 1.750%11/1 251591AX1 18459 16500000 PRN DEFINED 16500000 0 0
DISCOVER FINL SVCS COM 254709108 16475 427372 SHR DEFINED 427372 0 0
DISNEY WALT CO COM DISNEY 254687106 6028 121073 SHR DEFINED 121073 0 0
DRYSHIPS INC. NOTE 5.000%12/0 262498AB4 18164 22862000 PRN DEFINED 22862000 0 0
E M C CORP MASS COM 268648102 30441 1203202 SHR DEFINED 1203202 0 0
E M C CORP MASS NOTE 1.750%12/0 268648AM4 3991 2500000 PRN DEFINED 2500000 0 0
EBAY INC COM 278642103 665 13042 SHR DEFINED 13042 0 0
ELAN PLC ADR 284131208 16030 1570001 SHR DEFINED 1570001 0 0
ELECTRONIC ARTS INC NOTE 0.750% 7/1 285512AA7 4295 4650000 PRN DEFINED 4650000 0 0
ENDO HEALTH SOLUTIONS INC COM 29264F205 8781 334266 SHR DEFINED 334266 0 0
ENZON PHARMACEUTICALS INC NOTE 4.000% 6/0 293904AE8 5044 5000000 PRN DEFINED 5000000 0 0
EQUIFAX INC COM 294429105 19986 369288 SHR DEFINED 369288 0 0
EXPRESS SCRIPTS HLDG CO COM 30219G108 8814 163463 SHR DEFINED 163463 0 0
FACEBOOK INC CL A 30303M102 58057 2180127 SHR DEFINED 2180127 0 0
FIDELITY NATIONAL FINANCIAL NOTE 4.250% 8/1 31620RAE5 6369 5000000 PRN DEFINED 5000000 0 0
FLOWSERVE CORP COM 34354P105 260 1769 SHR DEFINED 1769 0 0
FUSION-IO INC COM 36112J107 17399 758768 SHR DEFINED 758768 0 0
GENERAL MTRS CO COM 37045V100 3105 107678 SHR DEFINED 107678 0 0
GENWORTH FINL INC COM CL A 37247D106 1 182 SHR DEFINED 182 0 0
GILEAD SCIENCES INC COM 375558103 1557 21204 SHR DEFINED 21204 0 0
GLOBAL EAGLE ACQUISITION COR *W EXP 05/13/201 37951D110 350 500000 SHR DEFINED 500000 0 0
GLOBAL EAGLE ACQUISITION COR COM 37951D102 4980 500000 SHR DEFINED 500000 0 0
GLOBALSTAR INC COM 378973408 30 100000 SHR DEFINED 100000 0 0
GOLDCORP INC NEW COM 380956409 300 8178 SHR DEFINED 8178 0 0
GOLDCORP INC NEW NOTE 2.000% 8/0 380956AB8 7031 6340000 PRN DEFINED 6340000 0 0
GOLDEN STAR RES LTD CDA DEBT 5.000% 6/0 38119TAE4 23488 18000000 PRN DEFINED 18000000 0 0
GOLDMAN SACHS GROUP INC COM 38141G104 14650 114848 SHR DEFINED 114848 0 0
GOODRICH PETE CORP NOTE 5.000%10/0 382410AC2 10338 11000000 PRN DEFINED 11000000 0 0
GOODRICH PETE CORP PUT 382410955 1349 144700 SHR PUT DEFINED 144700 0 0
GOODYEAR TIRE & RUBR CO COM 382550101 552 40000 SHR DEFINED 40000 0 0
GRAINGER W W INC COM 384802104 788 3895 SHR DEFINED 3895 0 0
GRAN TIERRA ENERGY INC COM 38500T101 9641 1745314 SHR DEFINED 1745314 0 0
GRIFOLS S A SP ADR REP B NVT 398438408 29252 1128105 SHR DEFINED 1128105 0 0
GT ADVANCED TECHNOLOGIES INC NOTE 3.000%10/0 36191UAA4 2529 3500000 PRN DEFINED 3500000 0 0
HANWHA SOLARONE CO LTD SPONSORED ADR 41135V103 513 512617 SHR DEFINED 512617 0 0
HCA HOLDINGS INC COM 40412C101 417 13828 SHR DEFINED 13828 0 0
HEALTH CARE REIT INC NOTE 3.000%12/0 42217KAR7 4308 3500000 PRN DEFINED 3500000 0 0
HILL ROM HLDGS INC COM 431475102 9878 346611 SHR DEFINED 346611 0 0
HILLSHIRE BRANDS CO CALL 432589909 2153 76500 SHR CALL DEFINED 76500 0 0
HOLOGIC INC COM 436440101 292 14557 SHR DEFINED 14557 0 0
HOME DEPOT INC COM 437076102 6654 107756 SHR DEFINED 107756 0 0
HUMANA INC COM 444859102 2678 39017 SHR DEFINED 39017 0 0
HUNT J B TRANS SVCS INC COM 445658107 360 6035 SHR DEFINED 6035 0 0
HYDE PK ACQUISITION CORP II COM 448640102 2512 250000 SHR DEFINED 250000 0 0
ILLINOIS TOOL WKS INC COM 452308109 258 4238 SHR DEFINED 4238 0 0
INTEL CORP COM 458140100 516 25000 SHR DEFINED 25000 0 0
INTEL CORP SDCV 2.950%12/1 458140AD2 6892 6670000 PRN DEFINED 6670000 0 0
INTEL CORP SDCV 3.250% 8/0 458140AF7 24133 20520000 PRN DEFINED 20520000 0 0
INTERNATIONAL GAME TECHNOLOG NOTE 3.250% 5/0 459902AQ5 6435 6165000 PRN DEFINED 6165000 0 0
IRIDIUM COMMUNICATIONS INC COM 46269C102 67 10000 SHR DEFINED 10000 0 0
ISHARES INC MSCI JAPAN 464286848 2036 208800 SHR DEFINED 208800 0 0
ISHARES TR CALL 464287904 97184 2191300 SHR CALL DEFINED 2191300 0 0
ISHARES TR FTSE CHINA25 IDX 464287184 30070 742837 SHR DEFINED 742837 0 0
ISHARES TR PUT 464287954 42279 953300 SHR PUT DEFINED 953300 0 0
ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 4315 262140 SHR DEFINED 262140 0 0
JA SOLAR HOLDINGS CO LTD NOTE 4.500% 5/1 466090AA5 7255 7650000 PRN DEFINED 7650000 0 0
JAMES RIVER COAL CO NOTE 4.500%12/0 470355AF5 6574 14615000 PRN DEFINED 14615000 0 0
JINKOSOLAR HLDG CO LTD NOTE 4.000% 5/1 47759TAA8 6981 13790000 PRN DEFINED 13790000 0 0
JOY GLOBAL INC COM 481165108 303 4747 SHR DEFINED 4747 0 0
KRAFT FOODS GROUP INC COM 50076Q106 8 165 SHR DEFINED 165 0 0
L-3 COMMUNICATIONS CORP DEBT 3.000% 8/0 502413AW7 2154 2135000 PRN DEFINED 2135000 0 0
LAM RESEARCH CORP NOTE 0.500% 5/1 512807AJ7 4931 5110000 PRN DEFINED 5110000 0 0
LEAP WIRELESS INTL INC NOTE 4.500% 7/1 521863AL4 3356 3500000 PRN DEFINED 3500000 0 0
LEUCADIA NATL CORP COM 527288104 714 30000 SHR DEFINED 30000 0 0
LIBERTY MEDIA CORP DEB 3.500% 1/1 530715AN1 12080 25000000 PRN DEFINED 25000000 0 0
LIBERTY MEDIA CORP NEW DEB 3.125% 3/3 530718AF2 30635 21000000 PRN DEFINED 21000000 0 0
LIFEPOINT HOSPITALS INC NOTE 3.500% 5/1 53219LAH2 4379 4250000 PRN DEFINED 4250000 0 0
LINEAR TECHNOLOGY CORP NOTE 3.000% 5/0 535678AC0 8215 7855000 PRN DEFINED 7855000 0 0
MANCHESTER UTD PLC NEW ORD CL A G5784H106 15006 1068054 SHR DEFINED 1068054 0 0
MARATHON OIL CORP COM 565849106 2452 79983 SHR DEFINED 79983 0 0
MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 7595 163713 SHR DEFINED 163713 0 0
MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 653 90000 SHR DEFINED 90000 0 0
MASTEC INC COM 576323109 1098 44061 SHR DEFINED 44061 0 0
MCCORMICK & CO INC COM NON VTG 579780206 853 13430 SHR DEFINED 13430 0 0
MEAD JOHNSON NUTRITION CO COM 582839106 5841 88655 SHR DEFINED 88655 0 0
MEDIVATION INC COM 58501N101 748 14619 SHR DEFINED 14619 0 0
MEDTRONIC INC NOTE 1.625% 4/1 585055AM8 45092 44950000 PRN DEFINED 44950000 0 0
MELCO CROWN ENTMT LTD ADR 585464100 7445 442078 SHR DEFINED 442078 0 0
MERCK & CO INC NEW COM 58933Y105 3841 93828 SHR DEFINED 93828 0 0
METHANEX CORP COM 59151K108 812 25491 SHR DEFINED 25491 0 0
MGM RESORTS INTERNATIONAL NOTE 4.250% 4/1 55303QAE0 8283 7815000 PRN DEFINED 7815000 0 0
MICROCHIP TECHNOLOGY INC SDCV 2.125%12/1 595017AB0 9492 7500000 PRN DEFINED 7500000 0 0
MICROSOFT CORP CALL 594918904 14263 533600 SHR CALL DEFINED 533600 0 0
MOLSON COORS BREWING CO NOTE 2.500% 7/3 60871RAA8 13241 13045000 PRN DEFINED 13045000 0 0
MOLYCORP INC DEL DBCV 3.250% 6/1 608753AA7 6590 9550000 PRN DEFINED 9550000 0 0
MOLYCORP INC DEL NOTE 6.000% 9/0 608753AF6 13808 14000000 PRN DEFINED 14000000 0 0
MOLYCORP INC DEL PUT 608753959 1758 186200 SHR PUT DEFINED 186200 0 0
MONDELEZ INTL INC CL A 609207105 13 497 SHR DEFINED 497 0 0
MYLAN INC COM 628530107 3501 127392 SHR DEFINED 127392 0 0
NATIONAL OILWELL VARCO INC COM 637071101 10 141 SHR DEFINED 141 0 0
NAVISTAR INTL CORP NEW NOTE 3.000%10/1 63934EAL2 2773 3000000 PRN DEFINED 3000000 0 0
NCR CORP NEW COM 62886E108 7479 293512 SHR DEFINED 293512 0 0
NETAPP INC COM 64110D104 644 19197 SHR DEFINED 19197 0 0
NETAPP INC NOTE 1.750% 6/0 64110DAB0 14906 13250000 PRN DEFINED 13250000 0 0
NEWELL RUBBERMAID INC COM 651229106 3269 146772 SHR DEFINED 146772 0 0
NEWMONT MINING CORP NOTE 1.625% 7/1 651639AJ5 6770 5170000 PRN DEFINED 5170000 0 0
NEWS CORP CL A 65248E104 2856 111820 SHR DEFINED 111820 0 0
NEXEN INC COM 65334H102 28882 1072070 SHR DEFINED 1072070 0 0
NOVELLUS SYS INC NOTE 2.625% 5/1 670008AD3 7369 5900000 PRN DEFINED 5900000 0 0
NVIDIA CORP COM 67066G104 19961 1624162 SHR DEFINED 1624162 0 0
NYSE EURONEXT COM 629491101 1693 53670 SHR DEFINED 53670 0 0
ODYSSEY MARINE EXPLORATION I COM 676118102 1075 361955 SHR DEFINED 361955 0 0
PALO ALTO NETWORKS INC COM 697435105 9486 177238 SHR DEFINED 177238 0 0
PENNEY J C INC CALL 708160906 394 20000 SHR CALL DEFINED 20000 0 0
PENNEY J C INC COM 708160106 1577 80000 SHR DEFINED 80000 0 0
PLAINS EXPL& PRODTN CO CALL 726505900 13218 281600 SHR CALL DEFINED 281600 0 0
PLAINS EXPL& PRODTN CO COM 726505100 1699 36200 SHR DEFINED 36200 0 0
POWERSHARES QQQ TRUST UNIT SER 1 73935A104 240 3692 SHR DEFINED 3692 0 0
PPG INDS INC COM 693506107 10111 74784 SHR DEFINED 74784 0 0
PROLOGIS NOTE 3.250% 3/1 74340XAT8 8531 7500000 PRN DEFINED 7500000 0 0
PROMOTORA DE INFORMACIONES S ADR CL A SHS 74343G204 149 126562 SHR DEFINED 126562 0 0
PROMOTORA DE INFORMACIONES S ADR CL B CONV 74343G303 199 187500 SHR DEFINED 187500 0 0
PROSPECT CAPITAL CORPORATION NOTE 5.500% 8/1 74348TAD4 5022 4900000 PRN DEFINED 4900000 0 0
QIAGEN NV REG SHS N72482107 4551 250736 SHR DEFINED 250736 0 0
QUALCOMM INC COM 747525103 48031 774436 SHR DEFINED 774436 0 0
QUALCOMM INC PUT 747525953 47514 766100 SHR PUT DEFINED 766100 0 0
RADIAN GROUP INC NOTE 3.000%11/1 750236AK7 12087 13600000 PRN DEFINED 13600000 0 0
RAIT FINANCIAL TRUST NOTE 7.000% 4/0 749227AA2 1511 1500000 PRN DEFINED 1500000 0 0
RED HAT INC COM 756577102 29033 548200 SHR DEFINED 548200 0 0
RENESOLA LTD SPONS ADS 75971T103 55 35917 SHR DEFINED 35917 0 0
ROBBINS & MYERS INC CALL 770196903 5428 91300 SHR CALL DEFINED 91300 0 0
SALESFORCE COM INC COM 79466L302 26256 156195 SHR DEFINED 156195 0 0
SANDISK CORP NOTE 1.500% 8/1 80004CAD3 8528 7320000 PRN DEFINED 7320000 0 0
SBA COMMUNICATIONS CORP COM 78388J106 4210 59394 SHR DEFINED 59394 0 0
SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 997 21017 SHR DEFINED 21017 0 0
SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 449 11848 SHR DEFINED 11848 0 0
SINA CORP ORD G81477104 189 3759 SHR DEFINED 3759 0 0
SOLARFUN POWER HOLDINGS CO L NOTE 3.500% 1/1 83415UAB4 21347 27021000 PRN DEFINED 27021000 0 0
SOUTHWESTERN ENERGY CO COM 845467109 2748 82246 SHR DEFINED 82246 0 0
SPDR S&P 500 ETF TR PUT 78462F953 10689 75000 SHR PUT DEFINED 75000 0 0
SPLUNK INC COM 848637104 13483 464621 SHR DEFINED 464621 0 0
ST JUDE MED INC COM 790849103 182 5041 SHR DEFINED 5041 0 0
STARBUCKS CORP COM 855244109 8439 157387 SHR DEFINED 157387 0 0
SYMANTEC CORP NOTE 1.000% 6/1 871503AF5 20488 18930000 PRN DEFINED 18930000 0 0
TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 50122 2920863 SHR DEFINED 2920863 0 0
TATA MTRS LTD SPONSORED ADR 876568502 1342 46735 SHR DEFINED 46735 0 0
TECK RESOURCES LTD CL B 878742204 3792 104309 SHR DEFINED 104309 0 0
TERADATA CORP DEL COM 88076W103 1528 24691 SHR DEFINED 24691 0 0
TEVA PHARMACEUTICAL INDS LTD ADR 881624209 3730 99892 SHR DEFINED 99892 0 0
THE ADT CORPORATION COM 00101J106 5170 111200 SHR DEFINED 111200 0 0
TJX COS INC NEW COM 872540109 2939 69235 SHR DEFINED 69235 0 0
TOLL BROTHERS INC COM 889478103 777 24041 SHR DEFINED 24041 0 0
TRACTOR SUPPLY CO COM 892356106 6103 69207 SHR DEFINED 69207 0 0
TRINA SOLAR LIMITED NOTE 4.000% 7/1 89628EAA2 11696 12650000 PRN DEFINED 12650000 0 0
TRIO MERGER CORP COM 896697109 5000 500000 SHR DEFINED 500000 0 0
TUPPERWARE BRANDS CORP COM 899896104 2717 42387 SHR DEFINED 42387 0 0
UAL CORP NOTE 6.000%10/1 902549AJ3 20709 7500000 PRN DEFINED 7500000 0 0
UBS AG JERSEY BRH LONG PLATN ETN18 902641786 3004 170798 SHR DEFINED 170798 0 0
UNION PAC CORP COM 907818108 707 5621 SHR DEFINED 5621 0 0
UNITED STATES STL CORP NEW COM 912909108 3898 163312 SHR DEFINED 163312 0 0
UNITED STATES STL CORP NEW NOTE 4.000% 5/1 912909AE8 2440 2270000 PRN DEFINED 2270000 0 0
UNIVERSAL DISPLAY CORP COM 91347P105 10331 403222 SHR DEFINED 403222 0 0
USEC INC NOTE 3.000%10/0 90333EAC2 4235 11000000 PRN DEFINED 11000000 0 0
VALE S A ADR 91912E105 3932 187575 SHR DEFINED 187575 0 0
VECTOR GROUP LTD DBCV 6/1 92240MAL2 1879 1800000 PRN DEFINED 1800000 0 0
VISA INC COM CL A 92826C839 43826 289129 SHR DEFINED 289129 0 0
VISTEON CORP COM NEW 92839U206 362 6725 SHR DEFINED 6725 0 0
VMWARE INC CL A COM 928563402 78740 836417 SHR DEFINED 836417 0 0
VOLCANO CORPORATION NOTE 1.750%12/0 928645AB6 6176 6100000 PRN DEFINED 6100000 0 0
WALGREEN CO COM 931422109 3344 90362 SHR DEFINED 90362 0 0
WARNER CHILCOTT PLC IRELAND CALL G94368900 3806 316100 SHR CALL DEFINED 316100 0 0
WARNER CHILCOTT PLC IRELAND SHS A G94368100 28071 2331503 SHR DEFINED 2331503 0 0
WATSON PHARMACEUTICALS INC COM 942683103 8177 95077 SHR DEFINED 95077 0 0
WELLS FARGO & CO NEW COM 949746101 2058 60200 SHR DEFINED 60200 0 0
WHIRLPOOL CORP COM 963320106 1466 14519 SHR DEFINED 14519 0 0
WORKDAY INC CL A 98138H101 1779 32642 SHR DEFINED 32642 0 0
XILINX INC NOTE 2.625% 6/1 983919AF8 10602 7780000 PRN DEFINED 7780000 0 0
YUM BRANDS INC COM 988498101 294 4427 SHR DEFINED 4427 0 0
ZIONS BANCORPORATION *W EXP 05/22/202 989701115 552 198360 SHR DEFINED 198360 0 0