0001104659-15-007283.txt : 20150206 0001104659-15-007283.hdr.sgml : 20150206 20150206110041 ACCESSION NUMBER: 0001104659-15-007283 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20150206 DATE AS OF CHANGE: 20150206 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: XENONICS HOLDINGS, INC. CENTRAL INDEX KEY: 0001289550 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640] IRS NUMBER: 000000000 STATE OF INCORPORATION: NV FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-80512 FILM NUMBER: 15582801 BUSINESS ADDRESS: STREET 1: 3186 LIONSHEAD AVENUE CITY: CARLSBAD STATE: CA ZIP: 92010 BUSINESS PHONE: 760.477.8900 MAIL ADDRESS: STREET 1: 3186 LIONSHEAD AVENUE CITY: CARLSBAD STATE: CA ZIP: 92010 FORMER COMPANY: FORMER CONFORMED NAME: Xenonics Holdings, Inc. DATE OF NAME CHANGE: 20040506 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BAKSA STEPHEN D CENTRAL INDEX KEY: 0001019566 FILING VALUES: FORM TYPE: SC 13G/A SC 13G/A 1 a15-3842_1sc13ga.htm SC 13G/A

 

 

SECURITIES AND EXCHANGE COMMISSION

 

 

Washington, D.C. 20549

 

 

 

 

SCHEDULE 13G

 

Under the Securities Exchange Act of 1934
(Amendment No. 3)

 

XENONICS HOLDINGS, INC.

(Name of Issuer)

Common Stock

(Title of Class of Securities)

984117101

(CUSIP Number)

December 31, 2014

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed.

o

Rule 13d-1(b)

x

Rule 13d-1(c)

o

Rule 13d-1(d)

 

The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 


 

CUSIP No. 984117101

 

 

1.

Names of Reporting Persons.
Stephen D. Baksa

 

 

2.

Check the Appropriate Box if a Member of a Group *

 

 

(a)

o

 

 

(b)

x

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
United States

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
1,256,564

 

6.

Shared Voting Power

 

7.

Sole Dispositive Power
1,256,564

 

8.

Shared Dispositive Power

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
1,256,564

 

 

10.

Check box if the Aggregate Amount in Row (9) Excludes Certain Shares*  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
5.0 %

 

 

12.

Type of Reporting Person *
IN

 

*          SEE INSTRUCTIONS BEFORE FILLING OUT.

 

2


 

Item 1(a).

Name of Issuer:
Xenonics Holdings, Inc.

Item 1(b).

Address of Issuer’s Principal Executive Offices:
3186 Lionshead Avenue.

Carlsbad, California 92010

 

Item 2(a).

Name of Person Filing:
Stephen D. Baksa

Item 2(b).

Address of Principal Business Office or, if none, Residence:
2 Woods Lane, Chatham, NJ 07928

Item 2(c).

Citizenship:
United States of America

Item 2(d).

Title of Class of Securities:
Common Stock

Item 2(e).

CUSIP Number:
984117101

 

Item 3.

If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a:

 

(a)

o

Broker or dealer registered under section 15 of the Exchange Act.

 

(b)

o

Bank as defined in section 3(a)(6) of the Exchange Act.

 

(c)

o

Insurance company as defined in section 3(a)(19) of the Exchange Act.

 

(d)

o

Investment company registered under section 8 of the Investment Company Act.

 

(e)

o

An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E).

 

(f)

o

An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F).

 

(g)

o

A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G).

 

(h)

o

A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act.

 

(i)

o

A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act.

 

(j)

o

A non-U.S. institution in accordance with Section 240.13d–1(b)(1)(ii)(J).

 

(k)

o

Group, in accordance with Rule 13d–1(b)(1)(ii)(K).

 

None of the above.  The statement is filed pursuant to Rule 13d-1(c).

 

3


 

Item 4.

Ownership.

 

(a)

Amount beneficially owned:   

1,256,564 shares of Common Stock

 

(b)

Percent of class:   

5.0%

 

(c)

Number of shares as to which such person has:

 

 

 

(i)

Sole power to vote or to direct the vote:   

1,256,564

 

 

(ii)

Shared power to vote or to direct vote:    

 

 

 

(iii)

Sole power to dispose or to direct the disposition of:   

1,256,564

 

 

(iv)

Shared power to dispose or to direct the disposition of:   

 

 

The foregoing amounts exclude 77,000 shares owned by trusts for the benefit of the Reporting Person’s adult children. The Reporting Person’s wife is the sole trustee of such trusts, and the Reporting Person disclaims beneficial ownership of all such shares held by the  trusts.

 

Item 5.

Ownership of Five Percent or Less of a Class.

 

Not applicable.

 

Item 6.

Ownership of More than Five Percent on Behalf of Another Person.

 

Not applicable.

 

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.

 

Not applicable.

 

Item 8.

Identification and Classification of Members of the Group.

 

Not applicable.

 

Item 9.

Notice of Dissolution of Group.

 

Not applicable.

 

4


 

Item 10.

Certification.

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Dated: February 6, 2015

 

 

 

 

 

 

/s/ Stephen D. Baksa

 

STEPHEN D. BAKSA

 

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