-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Q5zxHWCWWsiOwXnC2I4tbMyLclrFEF4A+N20qLgSWw1DB18s8fpfw9sQJhIyZQJv aS8gzF832WelV/Eq0GOfRg== 0001104659-10-049011.txt : 20100917 0001104659-10-049011.hdr.sgml : 20100917 20100917161230 ACCESSION NUMBER: 0001104659-10-049011 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100915 FILED AS OF DATE: 20100917 DATE AS OF CHANGE: 20100917 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OCM/GFI POWER OPPORTUNITIES FUND II CAYMAN LP CENTRAL INDEX KEY: 0001311238 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34133 FILM NUMBER: 101078392 BUSINESS ADDRESS: STREET 1: C/O OAKTREE CAPITAL MGMT LLC STREET 2: 333 SOUTH GRAND AVE 28TH FL CITY: LOS ANGELES STATE: CA ZIP: 90071 MAIL ADDRESS: STREET 1: C/O OAKTREE CAPITAL MGMT LLC STREET 2: 333 SOUTH GRAND AVE 28TH FL CITY: LOS ANGELES STATE: CA ZIP: 90071 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GT Solar International, Inc. CENTRAL INDEX KEY: 0001394954 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 030606749 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 243 DANIEL WEBSTER HIGHWAY CITY: MERRIMACK STATE: NH ZIP: 03054 BUSINESS PHONE: (603)883-5200 MAIL ADDRESS: STREET 1: 243 DANIEL WEBSTER HIGHWAY CITY: MERRIMACK STATE: NH ZIP: 03054 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: G3W VENTURES LLC CENTRAL INDEX KEY: 0001289458 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34133 FILM NUMBER: 101078389 BUSINESS ADDRESS: STREET 1: 11611 SAN VICENTE BLVD., SUITE 710 CITY: LOS ANGELES STATE: CA ZIP: 90049 BUSINESS PHONE: (310) 442-0542 MAIL ADDRESS: STREET 1: 11611 SAN VICENTE BLVD., SUITE 710 CITY: LOS ANGELES STATE: CA ZIP: 90049 FORMER NAME: FORMER CONFORMED NAME: GFI Energy Ventures, LLC DATE OF NAME CHANGE: 20040505 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OCM/GFI POWER OPPORTUNITIES FUND II LP CENTRAL INDEX KEY: 0001311239 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34133 FILM NUMBER: 101078393 BUSINESS ADDRESS: STREET 1: C/O OAKTREE CAPITAL MGMT LLC STREET 2: 333 SOUTH GRAND AVE 28TH FL CITY: LOS ANGELES STATE: CA ZIP: 90071 BUSINESS PHONE: 2138306300 MAIL ADDRESS: STREET 1: C/O OAKTREE CAPITAL MGMT LLC STREET 2: 333 SOUTH GRAND AVE 28TH FL CITY: LOS ANGELES STATE: CA ZIP: 90071 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GT SOLAR HOLDINGS, LLC CENTRAL INDEX KEY: 0001440205 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34133 FILM NUMBER: 101078394 BUSINESS ADDRESS: STREET 1: 11611 SAN VICENTE BOULEVARD, SUITE 710 CITY: LOS ANGELES STATE: CA ZIP: 90049 BUSINESS PHONE: 310-442-0542 MAIL ADDRESS: STREET 1: 11611 SAN VICENTE BOULEVARD, SUITE 710 CITY: LOS ANGELES STATE: CA ZIP: 90049 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GFI POWER OPPORTUNITIES FUND II GP, LLC CENTRAL INDEX KEY: 0001440206 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34133 FILM NUMBER: 101078391 BUSINESS ADDRESS: STREET 1: 11611 SAN VICENTE BOULEVARD, SUITE 710 CITY: LOS ANGELES STATE: CA ZIP: 90049 BUSINESS PHONE: 310-442-0542 MAIL ADDRESS: STREET 1: 11611 SAN VICENTE BOULEVARD, SUITE 710 CITY: LOS ANGELES STATE: CA ZIP: 90049 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GFI POWER OPPORTUNITIES FUND II GP (CAYMAN) LTD. CENTRAL INDEX KEY: 0001440233 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34133 FILM NUMBER: 101078390 BUSINESS ADDRESS: STREET 1: 11611 SAN VICENTE BOULEVARD, SUITE 710 CITY: LOS ANGELES STATE: CA ZIP: 90049 BUSINESS PHONE: 310-442-0542 MAIL ADDRESS: STREET 1: 11611 SAN VICENTE BOULEVARD, SUITE 710 CITY: LOS ANGELES STATE: CA ZIP: 90049 4 1 a4.xml 4 X0303 4 2010-09-15 0 0001394954 GT Solar International, Inc. SOLR 0001440205 GT SOLAR HOLDINGS, LLC C/O G3W VENTURES LLC 11611 SAN VICENTE BOULEVARD, SUITE 710 LOS ANGELES CA 90049 0 0 1 0 0001311239 OCM/GFI POWER OPPORTUNITIES FUND II LP C/O G3W VENTURES LLC 11611 SAN VICENTE BOULEVARD, SUITE 710 LOS ANGELES CA 90049 0 0 1 0 0001311238 OCM/GFI POWER OPPORTUNITIES FUND II CAYMAN LP C/O G3W VENTURES LLC 11611 SAN VICENTE BOULEVARD, SUITE 710 LOS ANGELES CA 90049 0 0 1 0 0001440206 GFI POWER OPPORTUNITIES FUND II GP, LLC C/O G3W VENTURES LLC 11611 SAN VICENTE BOULEVARD, SUITE 710 LOS ANGELES CA 90049 0 0 1 0 0001440233 GFI POWER OPPORTUNITIES FUND II GP (CAYMAN) LTD. C/O G3W VENTURES LLC 11611 SAN VICENTE BOULEVARD, SUITE 710 LOS ANGELES CA 90049 0 0 1 0 0001289458 G3W VENTURES LLC C/O G3W VENTURES LLC 11611 SAN VICENTE BOULEVARD, SUITE 710 LOS ANGELES CA 90049 0 0 1 0 Common Stock 2010-09-15 2010-09-15 4 S 0 11000000 7.39 D 65788149 I By GT Solar Holdings, LLC Common Stock 2010-09-15 2010-09-15 4 S 0 14000000 6.9084 D 51788149 I By GT Solar Holdings, LLC Common Stock 9231 D On September 15, 2010, GT Solar Holdings, LLC completed a sale of 11,000,000 shares of the Company's common stock at a public offering price of $7.39 per share. On September 15, 2010, GT Solar Holdings, LLC completed a concurrent sale of 14,000,000 shares of the Company's common stock to UBS Securities LLC at a price of $6.90841 per share. These shares are owned directly by GT Solar Holdings, LLC. OCM/GFI Power Opportunities Fund II, L.P., or the "Main Fund," and OCM/GFI Power Opportunities Fund II (Cayman), L.P. ("Cayman Fund" and together with the Main Fund, "OCM/GFI Funds") are together the managing member of GT Solar Holdings, LLC. G3W Ventures LLC, or "G3W," is one of the two investment managers of each of the OCM/GFI Funds. Voting and investment power with respect to securities owned by the OCM/GFI Funds is exercised by a four-person committee, composed of two representatives of G3W (any of Messrs. Lawrence D. Gilson, Richard K. Landers, and Ian A. Schapiro). GFI Power Opportunities Fund II, GP, LLC is the general partner of the Main Fund. GFI Power Opportunities Fund II GP (Cayman) Ltd. is the general partner of the Cayman Fund. G3W is the managing member of GFI Power Opportunities Fund II GP, LLC. By virtue of the ownership structure described above, each of the OCM/GFI Funds, G3W, GFI Power Opportunities Fund II GP, LLC, GFI Power Opportunities Fund II GP (Cayman) Ltd., Lawrence D. Gilson, Richard K. Landers and Ian A. Schapiro (collectively, the "GFI Group") may be deemed to have beneficial ownership of the shares owned by GT Solar Holdings, LLC. The GFI Group expressly disclaims beneficial ownership of the shares held by GT Solar Holdings, LLC, except to the extent of their respective pecuniary interests therein. GT SOLAR HOLDINGS, LLC By: OCM/GFI Power Opportunities Fund II, L.P. Its: Managing Member By: GFI Power Opportunities Fund II GP, LLC Its: General Partner By: G3W Ventures LLC Its: Managing Member By: /s/ Ian Schapiro Title: Partner 2010-09-16 By: OCM/GFI Power Opportunities Fund II (Cayman), L.P. Its: Managing Mbr. By: GFI Power Opportunities Fund II GP (Cayman) Ltd. Its: G.P. By: GFI Power Opportunities Fund II GP, LLC Its: Dir. By: G3W Ventures LLC Its: Managing Mbr. By: /s/ Ian Schapiro 2010-09-16 OCM/GFI POWER OPPORTUNITIES FUND II, L.P. By: GFI Power Opportunities Fund II GP, LLC Its: General Partner By: G3W Ventures LLC Its: Managing Member By: /s/ Ian Schapiro Name: Ian Schapiro Title: Partner 2010-09-16 OCM/GFI POWER OPPORTUNITIES FUND II (CAYMAN), L.P. By: GFI Power Opportunities Fund II GP (Cayman) Ltd. Its: G.P. By: GFI Power Opportunities Fund II GP, LLC Its: Director By: G3W Ventures LLC Its: Managing Member By: /s/ Ian Schapiro Title: Partner 2010-09-16 GFI POWER OPPORTUNITIES FUND II GP, LLC By: G3W Ventures LLC Its: Managing Member By: /s/ Ian Schapiro Name: Ian Schapiro Title: Partner 2010-09-16 GFI POWER OPPORTUNITIES FUND II GP (CAYMAN) LTD. By: GFI Power Opportunities Fund II GP, LLC, Its: Director By: G3W Ventures LLC Its: Managing Member By: /s/ Ian Schapiro Name: Ian Schapiro Title: Partner 2010-09-16 G3W VENTURES LLC By: /s/ Ian Schapiro Name: Ian Schapiro Title: Partner 2010-09-16 -----END PRIVACY-ENHANCED MESSAGE-----