-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FmNiQmZd/tFQFEpcsIqCFRailas9Mk380WasncxSAcqaPDPiQ7/m2SyfQs1c9ehI FrzbEvL/q+eVkhYnXAomAA== 0001104659-07-010394.txt : 20070213 0001104659-07-010394.hdr.sgml : 20070213 20070213172600 ACCESSION NUMBER: 0001104659-07-010394 CONFORMED SUBMISSION TYPE: SC 13G/A CONFIRMING COPY: PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20070213 DATE AS OF CHANGE: 20070213 GROUP MEMBERS: MORGAN STANLEY GROUP MEMBERS: MORGAN STANLEY DEAN WITTER CAPITAL INVESTORS IV, L.P. GROUP MEMBERS: MORGAN STANLEY GLOBAL EMERGING MARKETS, INC. GROUP MEMBERS: MS GLOABL EMERGING MARKETS PRIVATE INVESTMENT FUND, L.P. GROUP MEMBERS: MSDW CAPITAL PARTNERS IV, INC. GROUP MEMBERS: MSDW CAPITAL PARTNERS IV, LLC GROUP MEMBERS: MSGEM, LLC SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: EnerSys CENTRAL INDEX KEY: 0001289308 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-ELECTRICAL APPARATUS & EQUIPMENT, WIRING SUPPLIES [5063] IRS NUMBER: 233058564 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-80416 BUSINESS ADDRESS: STREET 1: 2366 BERNVILLE ROAD CITY: READING STATE: PA ZIP: 19605 BUSINESS PHONE: (610) 208-1600 MAIL ADDRESS: STREET 1: 2366 BERNVILLE ROAD CITY: READING STATE: PA ZIP: 19605 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Metalmark Capital LLC CENTRAL INDEX KEY: 0001298477 IRS NUMBER: 201161350 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 1585 BROADWAY, FLOOR 38 CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212-761-8003 MAIL ADDRESS: STREET 1: 1585 BROADWAY, FLOOR 38 CITY: NEW YORK STATE: NY ZIP: 10036 SC 13G/A 1 a07-4511_1sc13ga.htm SC 13G

 

UNITED STATES

 

 

SECURITIES AND EXCHANGE COMMISSION

 

 

Washington, D.C. 20549

 

 

SCHEDULE 13G

 

 

Under the Securities Exchange Act of 1934
(Amendment No. 1)*

 

EnerSys

(Name of Issuer)

Common Stock

(Title of Class of Securities)

29275 Y 10 2

(CUSIP Number)

December 31, 2006

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

o

Rule 13d-1(b)

o

Rule 13d-1(c)

x

Rule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 




 

1.

NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)

 

Metalmark Capital LLC

 

2.

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)

 

(a)              T
(b)             
£

 

3.

SEC USE ONLY

 

4.

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Delaware

 

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

5.

SOLE VOTING POWER

 

20,494,938

 

6.

SHARED VOTING POWER

 

0

 

7.

SOLE DISPOSITIVE POWER

 

20,494,938

 

8.

SHARED DISPOSITIVE POWER

 

0

 

9.

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

20,494,938

 

10.

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)

£

 

11.

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

43.7%

12.

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

CO

2




 

1.

NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)

 

Morgan Stanley

 

2.

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)


(a)              £
(b)             
T

 

3.

SEC USE ONLY

 

4.

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Delaware

 

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

5.

SOLE VOTING POWER

 

0

 

6.

SHARED VOTING POWER

 

2,463,302

 

7.

SOLE DISPOSITIVE POWER

 

0

 

8.

SHARED DISPOSITIVE POWER

 

2,463,302

 

9.

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

2,463,302

 

10.

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)

£

 

11.

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

5.3%

12.

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

CO

 

3




 

1.

NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)

 

MSDW Capital Partners IV, Inc.

 

2.

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)


(a)              T
(b)             
£

 

3.

SEC USE ONLY

 

4.

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Delaware

 

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

5.

SOLE VOTING POWER

 

0

 

6.

SHARED VOTING POWER

 

515,697

 

7.

SOLE DISPOSITIVE POWER

 

0

 

8.

SHARED DISPOSITIVE POWER

 

515,697

 

9.

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

515,697

 

10.

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)

£

 

11.

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

1.1%

12.

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

CO, IA

 

4




 

1.

NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)

 

MSDW Capital Partners IV, LLC

 

2.

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)


(a)              T
(b)             
£

 

3.

SEC USE ONLY

 

4.

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Delaware

 

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

5.

SOLE VOTING POWER

 

0

 

6.

SHARED VOTING POWER

 

515,697

 

7.

SOLE DISPOSITIVE POWER

 

0

 

8.

SHARED DISPOSITIVE POWER

 

515,697

 

9.

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

515,697

 

10.

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)

£

 

11.

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

1.1%

12.

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

CO, IA

 

5




 

1.

NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)

 

Morgan Stanley Dean Witter Capital Investors IV, L.P.

 

2.

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)


(a)              T
(b)             
£

 

3.

SEC USE ONLY

 

4.

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Delaware

 

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

5.

SOLE VOTING POWER

 

0

 

6.

SHARED VOTING POWER

 

515,697

 

7.

SOLE DISPOSITIVE POWER

 

0

 

8.

SHARED DISPOSITIVE POWER

 

515,697

 

9.

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

515,697

 

10.

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)

£

 

11.

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

1.1%

12.

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

PN

 

6




 

1.

NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)

 

Morgan Stanley Global Emerging Markets, Inc.

 

2.

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)


(a)              T
(b)             
£

 

3.

SEC USE ONLY

 

4.

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Delaware

 

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

5.

SOLE VOTING POWER

 

0

 

6.

SHARED VOTING POWER

 

1,947,605

 

7.

SOLE DISPOSITIVE POWER

 

0

 

8.

SHARED DISPOSITIVE POWER

 

1,947,605

 

9.

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

1,947,605

 

10.

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)

£

 

11.

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

4.2%

12.

TYPE OF REPORTING PERSON (See Instructions)

CO, IA

 

7




 

1.

NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)

 

MSGEM, LLC

 

2.

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)


(a)              T
(b)             
£

 

3.

SEC USE ONLY

 

4.

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Delaware

 

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

5.

SOLE VOTING POWER

 

0

 

6.

SHARED VOTING POWER

 

1,947,605

 

7.

SOLE DISPOSITIVE POWER

 

0

 

8.

SHARED DISPOSITIVE POWER

 

1,947,605

 

9.

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

1,947,605

 

10.

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)

£

 

11.

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

4.2%

12.

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

CO

 

8




 

1.

NAMES OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)

 

Morgan Stanley Global Emerging Markets Private Investment Fund, L.P.

 

2.

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)


(a)              T
(b)             
£

 

3.

SEC USE ONLY

 

4.

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Delaware

 

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

5.

SOLE VOTING POWER

 

0

 

6.

SHARED VOTING POWER

 

1,835,861

 

7.

SOLE DISPOSITIVE POWER

 

0

 

8.

SHARED DISPOSITIVE POWER

 

1,835,861

 

9.

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

1,835,861

 

10.

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)

£

 

11.

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

3.9%

12.

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

PN

 

9




 

1.

NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)

 

Morgan Stanley Global Emerging Markets Private Investors, L.P.

 

2.

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)


(a)              T
(b)             
£

 

3.

SEC USE ONLY

 

4.

CITIZENSHIP OR PLACE OF ORGANIZATION

 

Delaware

 

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

5.

SOLE VOTING POWER

 

0

 

6.

SHARED VOTING POWER

 

111,744

 

7.

SOLE DISPOSITIVE POWER

 

0

 

8.

SHARED DISPOSITIVE POWER

 

111,744

 

9.

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

111,744

 

10.

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)

£

 

11.

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

0.2%

12.

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

PN

 

10




 

Item 1

(a).

Name of Issuer:

EnerSys

Item 1

(b).

Address of Issuer’s Principal Executive Offices:

2366 Bernville Road
Reading, PA  19605

Item 2

(a).

Name of Person Filing:

This statement is filed on behalf of the persons identified below. In accordance with Rule 13d-1(k)(1) under the Act, each person filing this statement acknowledges that it is responsible for the completeness and accuracy of the information concerning that person but is not responsible for the completeness or accuracy of the information concerning the other persons making the filing, unless such person knows or has reason to believe that such information is inaccurate.

Metalmark Capital LLC (“Metalmark”)

Morgan Stanley (“MS”)

MSDW Capital Partners IV, Inc. (“MSCP IV, Inc.”)

MSDW Capital Partners IV, LLC (“MSCP IV, LLC”)

Morgan Stanley Dean Witter Capital Investors IV, L.P. (“MSCI IV, L.P.” and, together with MSCP IV, Inc. and MSCP IV, LLC, the “MSCP Funds”)

Morgan Stanley Global Emerging Markets, Inc. (“MSGEM, Inc.”)

MSGEM, LLC (“MSGEM, LLC”)

Morgan Stanley Global Emerging Markets Private Investment Fund, L.P. (“MSGEM PIF”)

Morgan Stanley Global Emerging Markets Private Investors, L.P. (“MSGEM PI” and, together with MSGEM, Inc., MSGEM, LLC and MSGEM PIF, the “MSGEM Funds”)

Item 2

(b).

Address of Principal Business Office or, if none, Residence:

The address of the principal business office of Metalmark is:
1177 Avenue of the Americas
New York, NY 10036

The address of the principal business office of MS, MSCP IV, Inc., MSCP IV, LLC, MSCI IV, L.P., MSGEM, Inc., MSGEM, LLC, MSGEM PIF and MSGEM PI is:
1585 Broadway
New York, NY 10036

Item 2

(c).

Citizenship:

The place of organization of Metalmark, MS, MSCP IV, Inc., MSCP IV, LLC, MSCI IV, L.P., MSGEM, Inc., MSGEM, LLC, MSGEM PIF and MSGEM PI is Delaware.

Item 2

(d).

Title of Class of Securities:

This statement relates to the Company’s Common Stock, par value $0.01 per share.

Item 2

(e).

CUSIP Number:

29275Y 10 2

Item 3.

If This Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a:

 

(a)

£   Broker or dealer registered under Section 15 of the Exchange Act.

 

(b)

£   Bank as defined in Section 3(a)(6) of the Exchange Act.

 

(c)

£   Insurance company as defined in Section 3(a)(19) of the Exchange Act.

 

(d)

£   Investment company registered under Section 8 of the Investment Company Act.

 

(e)

£   An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E);

 

(f)

£   An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F);

 

(g)

£   A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G);

 

(h)

£   A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act;

 

(i)

£   A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act;

 

(j)

£   Group, in accordance with Rule 13d-1(b)(1)(ii)(J).

 

11




 

Item 4.

Ownership.

The filing of this statement should not be construed as an admission by any person that such person is, for purposes of Section 13(d) or 13(g) of the Exchange Act, the beneficial owner of any securities covered by this statement, other than the securities set forth opposite such person’s name in the table in Item 4(c) below.

 

(a) Amount beneficially owned:

 

As of December 31, 2006, Morgan Stanley Dean Witter Capital Partners IV, L.P. (“MSCP IV, L.P.”) owned directly 18,869,605 shares and MSDW IV 892 Investors, L.P. (“MSCP IV 892, L.P.”) owned directly 1,607,833 shares.  An affiliate of Metalmark is the subadvisor to MSCP IV, L.P. and MSCP IV 892, L.P. and, as such, has the sole power to vote or direct the vote and to dispose or direct the disposition of all shares held by MSCP IV, L.P. and MSCP IV 892, L.P.

 

As of December 31, 2006, MSCI IV, L.P. owned directly 515,697 shares.  MSCP IV, LLC is the general partner of MSCI IV, L.P. and, as such, has the power to vote or direct the vote and to dispose or direct the disposition of all shares held by MSCI IV, L.P.  MSCP IV, Inc. is the managing member of MSCP IV, LLC and, as such, shares the power to direct the actions of MSCI IV, LLC.  MS, as sole shareholder of MSCP IV, Inc., controls the actions of MSCP IV, Inc.  Therefore, MSCP IV, LLC and MSCP IV, Inc. each may be deemed to have beneficial ownership of the 515,697 shares held by MSCI IV, L.P.

 

As of December 31, 2006, MSGEM PIF owned directly 1,835,861 shares and MSGEM PI owned directly 111,744 shares.  MSGEM, LLC is the general partner of MSGEM PIF and MSGEM PI and, as such, has the power to vote or direct the vote and to dispose or direct the disposition of all shares held by MSGEM PIF and MSGEM PI.  MSGEM, Inc. is the managing member of MSGEM, LLC and, as such, shares the power to direct the actions of MSGEM, LLC.  MS, as sole shareholder of MSGEM, Inc., controls the actions of MSGEM, Inc.  Therefore, MSGEM, Inc. and MSGEM, LLC each may be deemed to have beneficial ownership of the 1,947,605 shares held by MSGEM PIF and MSGEM PI.

 

Therefore, MS may be deemed to have beneficial ownership of the 2,463,302 shares held by MSCI IV, LP, MSGEM PIF and MSGEM PI.

 

MS is filing solely in its capacity as parent company of, and indirect beneficial owner of securities held by, one of its business units.

 

By virtue of a subadvisory arrangement, Metalmark may be deemed to have sole power to vote or direct the vote and to dispose or direct the disposition of the shares held by MSCP IV, L.P. and MSCP IV 892, L.P.  In addition, under the subadvisory arrangement, MSCI IV, L.P. is effectively obligated to vote or direct the vote and to dispose or direct the disposition of any shares owned directly by it on the same terms and conditions as MSCP IV, L.P. and MSCP IV 892, L.P. Metalmark also beneficially owns 17,500 shares issuable upon exercise of fully vested options.

(b)  Percent of class: (1)

 

Metalmark Capital LLC

43.7% of the Common Stock

Morgan Stanley

5.3% of the Common Stock

MSDW Capital Partners IV, Inc.

1.1% of the Common Stock

MSDW Capital Partners IV, LLC

1.1% of the Common Stock

Morgan Stanley Dean Witter Capital Investors IV, L.P.

1.1% of the Common Stock

Morgan Stanley Global Emerging Markets, Inc.

4.2% of the Common Stock

MSGEM, LLC

4.2% of the Common Stock

Morgan Stanley Global Emerging Markets Private Investment Fund, L.P.

3.9% of the Common Stock

Morgan Stanley Global Emerging Markets Private Investors, L.P.

0.2% of the Common Stock


(1) Based on the Common Stock outstanding on December 31, 2006.

 

(c)  Number of shares as to which such person has:

 

 

(i)
Sole power to

vote or to direct the  vote

 

(ii)
Shared power to

vote or to direct the  vote

 

(iii)
Sole power to

dispose or to direct the disposition of

 

(iv)
Shared power to

dispose or to direct the disposition of

Metalmark Capital LLC

20,494,938

 

- 0 -

 

20,494,938

 

- 0 -

Morgan Stanley

 

 

2,463,302

 

 

 

2,463,302

MSDW Capital Partners IV, Inc.

- 0 -

 

515,697

 

- 0 -

 

515,697

MSDW Capital Partners IV, LLC

- 0 -

 

515,697

 

- 0 -

 

515,697

Morgan Stanley Dean Witter Capital Investors IV, L.P.

- 0 -

 

515,697

 

- 0 -

 

515,697

Morgan Stanley Global Emerging Markets, Inc.

- 0 -

 

1,947,605

 

- 0 -

 

1,947,605

MSGEM, LLC

- 0 -

 

1,947,605

 

- 0 -

 

1,947,605

Morgan Stanley Global Emerging Markets Private Investment Fund, L.P.

- 0 -

 

1,835,861

 

- 0 -

 

1,835,861

Morgan Stanley Global Emerging Markets Private Investors, L.P.

- 0 -

 

111,744

 

- 0 -

 

111,744

 

12




 

Item 5.

Ownership of Five Percent or Less of a Class.

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following  £

Item 6.

Ownership of More than Five Percent on Behalf of Another Person.

N/A

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company.

N/A

Item 8.

Identification and Classification of Members of the Group.

Metalmark, the MSCP Funds, the MSGEM Funds, J.P. Morgan Direct Corporate Finance Institutional Investors LLC (“J.P. Morgan Institutional”), J.P. Morgan Direct Corporate Finance Private Investors LLC (“J.P. Morgan Private”), 522 Fifth Avenue Fund, L.P. (together with J.P. Morgan Institutional and J.P. Morgan Private, the “J.P. Morgan Funds”), First Plaza Group Trust (“First Plaza”) and Performance Direct Investments I, L.P. (together with First Plaza, the “GM Stockholders”) have entered into a 2004 Securityholder Agreement dated as of July 26, 2004, which governs certain relationships among such parties as stockholders.

 

Metalmark, the MSCP Funds, the MSGEM Funds, the J.P. Morgan Funds and the GM Stockholders may be deemed to be a “group” for purposes of Section 13(d)(3) or Section 13(g)(3) of the Act and Rule 13d-5(b)(1) thereunder.

 

Metalmark, the MSCP Funds and the MSGEM Funds believe that, as of December 31, 2006, the J.P. Morgan Funds held 2,272,215 shares, or 4.8%, of the Common Stock, and the GM Stockholders held 1,947,606 shares, or 4.2%, of the Common Stock.

Item 9.

Notice of Dissolution of Group.

N/A

Item 10.

Certifications.

Not Applicable to filings pursuant to Rule 13d-1(d).

 

 

13




 

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.  On executing the statement, the undersigned agrees, to the extent required by Rule 13d-1(k)(1), that this statement is being filed on behalf of each of the Reporting Persons herein.

Dated: February 13, 2007

Metalmark Capital LLC

/s/ Kenneth F. Clifford                                                                                       
Name: Kenneth F. Clifford
Title: Managing Director

Morgan Stanley

/s/ Peter R. Vogelsang                                                                                        

Name: Peter R. Vogelsang

Title: Authorized Signatory

MSDW Capital Partners IV, Inc.
By: METALMARK SUBADVISOR LLC,
        as attorney-in-fact

/s/ Kenneth F. Clifford                                                                                       

Name: Kenneth F. Clifford

Title: Managing Director

MSDW Capital Partners IV, LLC

By: MSDW Capital Partners IV, Inc., as Member
By: METALMARK SUBADVISOR LLC,
       
as attorney-in-fact

/s/ Kenneth F. Clifford                                                                                       

Name: Kenneth F. Clifford

Title: Managing Director

Morgan Stanley Dean Witter Capital Investors IV, L.P.
By: MSDW Capital Partners IV, LLC, as General Partner
By: MSDW Capital Partners IV, Inc., as Member

By: METALMARK SUBADVISOR LLC,
       
as attorney-in-fact

/s/ Kenneth F. Clifford                                                                                       

Name: Kenneth F. Clifford

Title: Managing Director

 

14




 

Morgan Stanley Global Emerging Markets, Inc.

/s/ Pratish S. Patel                                                                                               

Name: Pratish S. Patel

Title: Executive Director

MSGEM, LLC

By: Morgan Stanley Global Emerging Markets, Inc., as Member

/s/ Pratish S. Patel                                                                                               

Name: Pratish S. Patel

Title: Executive Director

Morgan Stanley Global Emerging Markets Private Investment Fund, L.P.

By: MSGEM, LLC, as General Partner

By: Morgan Stanley Global Emerging Markets, Inc., as Member

/s/ Pratish S. Patel                                                                                               

Name: Pratish S. Patel

Title: Executive Director

Morgan Stanley Global Emerging Markets Private Investors, L.P.

By: MSGEM, LLC, as General Partner

By: Morgan Stanley Global Emerging Markets, Inc., as Member

/s/ Pratish S. Patel                                                                                               

Name: Pratish S. Patel

Title: Executive Director

 

15



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