0001209191-21-002643.txt : 20210107 0001209191-21-002643.hdr.sgml : 20210107 20210107214440 ACCESSION NUMBER: 0001209191-21-002643 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210105 FILED AS OF DATE: 20210107 DATE AS OF CHANGE: 20210107 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hale Thomas E CENTRAL INDEX KEY: 0001288707 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38664 FILM NUMBER: 21515458 MAIL ADDRESS: STREET 1: 600 TOWNSEND ST CITY: SAN FRANCISCO STATE: CA ZIP: 94103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SVMK Inc. CENTRAL INDEX KEY: 0001739936 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 800765058 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE CURIOSITY WAY CITY: SAN MATEO STATE: CA ZIP: 94403 BUSINESS PHONE: 650-543-8400 MAIL ADDRESS: STREET 1: ONE CURIOSITY WAY CITY: SAN MATEO STATE: CA ZIP: 94403 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-01-05 0 0001739936 SVMK Inc. SVMK 0001288707 Hale Thomas E C/O SVMK INC. ONE CURIOSITY WAY SAN MATEO CA 94403 0 1 0 0 President Common Stock 2021-01-05 4 M 0 71866 16.03 A 435052 D Common Stock 2021-01-05 4 S 0 71866 27.015 D 363186 D Common Stock 2021-01-06 4 M 0 6199 16.03 A 369385 D Common Stock 2021-01-06 4 S 0 6199 27.0024 D 363186 D Common Stock 2021-01-07 4 M 0 4300 16.03 A 367486 D Common Stock 2021-01-07 4 S 0 4300 27.0002 D 363186 D Non-Qualified Stock Option (right to buy) 16.03 2021-01-05 4 M 0 71866 0.00 D 2026-08-29 Common Stock 71866 928134 D Non-Qualified Stock Option (right to buy) 16.03 2021-01-06 4 M 0 6199 0.00 D 2026-08-29 Common Stock 6199 921935 D Non-Qualified Stock Option (right to buy) 16.03 2021-01-07 4 M 0 4300 0.00 D 2026-08-29 Common Stock 4300 917635 D Certain of these securities are restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock, subject to the applicable vesting schedule and conditions. Shares were sold pursuant to a duly adopted 10b5-1 trading plan, which was entered into in accordance with the Issuer's insider trading policy and provides for periodic sales as part of a liquidity and diversification strategy. This transaction was executed in multiple trades at prices ranging from $27.00 to $27.10. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $27.00 to $27.03. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at prices ranging from $27.00 to $27.0050. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The option vested as to 1/4th of the total number of shares on 07/20/2017 and an additional 1/48th of the total number of shares subject to the option vest monthly thereafter, subject to the Reporting Person's continued employment or service to the Company until fully vested. Adam M. Inglis, by power of attorney 2020-02-07