0001209191-20-065110.txt : 20201223 0001209191-20-065110.hdr.sgml : 20201223 20201223193919 ACCESSION NUMBER: 0001209191-20-065110 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201222 FILED AS OF DATE: 20201223 DATE AS OF CHANGE: 20201223 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hale Thomas E CENTRAL INDEX KEY: 0001288707 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38664 FILM NUMBER: 201414058 MAIL ADDRESS: STREET 1: 600 TOWNSEND ST CITY: SAN FRANCISCO STATE: CA ZIP: 94103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SVMK Inc. CENTRAL INDEX KEY: 0001739936 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING, DATA PROCESSING, ETC. [7370] IRS NUMBER: 800765058 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE CURIOSITY WAY CITY: SAN MATEO STATE: CA ZIP: 94403 BUSINESS PHONE: 650-543-8400 MAIL ADDRESS: STREET 1: ONE CURIOSITY WAY CITY: SAN MATEO STATE: CA ZIP: 94403 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-12-22 0 0001739936 SVMK Inc. SVMK 0001288707 Hale Thomas E C/O SVMK INC. ONE CURIOSITY WAY SAN MATEO CA 94403 0 1 0 0 President Common Stock 2020-12-22 4 M 0 53334 13.20 D 423410 D Common Stock 2020-12-22 4 M 0 37500 12.35 D 460910 D Common Stock 2020-12-22 4 S 0 90834 25.0097 D 370076 D Non-Qualified Stock Option (right to buy) 13.20 2020-12-22 4 M 0 37500 0.00 D 2028-03-05 Common Stock 37500 107500 D Non-Qualified Stock Option (right to buy) 12.35 2020-12-22 4 M 0 53334 0.00 D 2029-02-15 Common Stock 53334 159999 D Certain of these securities are restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock, subject to the applicable vesting schedule and conditions. Shares were sold pursuant to a duly adopted 10b5-1 trading plan, which was entered into in accordance with the Issuer's insider trading policy and provides for periodic sales as part of a liquidity and diversification strategy. This transaction was executed in multiple trades at prices ranging from $25.00 to $25.14. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The option vested as to 1/12th of the total number of shares on 05/15/2018 and an additional 1/12th of the total number of option shares vest quarterly thereafter, subject to the Reporting Person's continued employment or service to the Company until fully vested. The option vested as to 1/12th of the total number of shares on 05/15/2019 and an additional 1/12th of the total number of option shares vest quarterly thereafter, subject to the Reporting Person's continued employment or service to the Company until fully vested. Adam M. Inglis, by power of attorney 2020-12-23