0001209191-15-031812.txt : 20150402
0001209191-15-031812.hdr.sgml : 20150402
20150402182408
ACCESSION NUMBER: 0001209191-15-031812
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150331
FILED AS OF DATE: 20150402
DATE AS OF CHANGE: 20150402
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: VINCE HOLDING CORP.
CENTRAL INDEX KEY: 0001579157
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-APPAREL & ACCESSORY STORES [5600]
IRS NUMBER: 753264870
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0202
BUSINESS ADDRESS:
STREET 1: 500 FIFTH AVENUE
STREET 2: 20TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10110
BUSINESS PHONE: 212-515-2600
MAIL ADDRESS:
STREET 1: 500 FIFTH AVENUE
STREET 2: 20TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10110
FORMER COMPANY:
FORMER CONFORMED NAME: Apparel Holding Corp.
DATE OF NAME CHANGE: 20130626
FORMER COMPANY:
FORMER CONFORMED NAME: Kellwood Holding Corp.
DATE OF NAME CHANGE: 20130612
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sun Capital Securities, LLC
CENTRAL INDEX KEY: 0001358622
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36212
FILM NUMBER: 15749577
BUSINESS ADDRESS:
STREET 1: 5200 TOWN CENTER CIRCLE
STREET 2: SUITE 470
CITY: BOCA RATON
STATE: FL
ZIP: 33486
BUSINESS PHONE: (561) 394-0550
MAIL ADDRESS:
STREET 1: 5200 TOWN CENTER CIRCLE
STREET 2: SUITE 470
CITY: BOCA RATON
STATE: FL
ZIP: 33486
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sun Capital Securities Advisors, LP
CENTRAL INDEX KEY: 0001358621
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36212
FILM NUMBER: 15749578
BUSINESS ADDRESS:
STREET 1: 5200 TOWN CENTER CIRCLE
STREET 2: SUITE 600
CITY: BOCA RATON
STATE: FL
ZIP: 33486
BUSINESS PHONE: (561) 394-0550
MAIL ADDRESS:
STREET 1: 5200 TOWN CENTER CIRCLE
STREET 2: SUITE 600
CITY: BOCA RATON
STATE: FL
ZIP: 33486
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SUN CAPITAL SECURITIES FUND, LP
CENTRAL INDEX KEY: 0001288467
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36212
FILM NUMBER: 15749579
BUSINESS ADDRESS:
STREET 1: 5200 TOWN CENTER CIRCLE
STREET 2: SUITE 600
CITY: BOCA RATON
STATE: FL
ZIP: 33486
BUSINESS PHONE: 561-394-0550
MAIL ADDRESS:
STREET 1: 5200 TOWN CENTER CIRCLE
STREET 2: SUITE 600
CITY: BOCA RATON
STATE: FL
ZIP: 33486
FORMER NAME:
FORMER CONFORMED NAME: SUN CAPITAL SECURITIES FUND L P
DATE OF NAME CHANGE: 20040423
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sun Capital Securities Offshore Fund, Ltd.
CENTRAL INDEX KEY: 0001344696
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36212
FILM NUMBER: 15749580
BUSINESS ADDRESS:
STREET 1: 5200 TOWN CENTER CIRCLE
STREET 2: SUITE 600
CITY: BOCA RATON
STATE: FL
ZIP: 33486
BUSINESS PHONE: 561-394-0550
MAIL ADDRESS:
STREET 1: 5200 TOWN CENTER CIRCLE
STREET 2: SUITE 600
CITY: BOCA RATON
STATE: FL
ZIP: 33486
FORMER NAME:
FORMER CONFORMED NAME: Sun Capital Securities Offshore Fund Ltd
DATE OF NAME CHANGE: 20051117
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-03-31
0
0001579157
VINCE HOLDING CORP.
VNCE
0001344696
Sun Capital Securities Offshore Fund, Ltd.
C/O SUN CAPITAL PARTNERS, INC.
5200 TOWN CIRCLE CENTER, SUITE 600
BOCA RATON
FL
33486
0
0
1
0
0001288467
SUN CAPITAL SECURITIES FUND, LP
C/O SUN CAPITAL PARTNERS, INC.
5200 TOWN CIRCLE CENTER, SUITE 600
BOCA RATON
FL
33486
0
0
1
0
0001358621
Sun Capital Securities Advisors, LP
C/O SUN CAPITAL PARTNERS, INC.
5200 TOWN CIRCLE CENTER, SUITE 600
BOCA RATON
FL
33486
0
0
1
0
0001358622
Sun Capital Securities, LLC
C/O SUN CAPITAL PARTNERS, INC.
5200 TOWN CIRCLE CENTER, SUITE 600
BOCA RATON
FL
33486
0
0
1
0
Common Stock, par value $0.01
2015-03-31
4
P
0
50000
18.4255
A
5352495
I
See Footnotes
Common Stock, par value $0.01
2015-04-01
4
P
0
34041
18.389
A
5386536
I
See Footnotes
Common Stock, par value $0.01
2015-04-02
4
P
0
30000
18.9668
A
5416536
I
See Footnotes
Represents common stock owned of record by SK Financial Services, LLC ("SK Financial"), which is jointly owned by Sun Capital Securities Offshore Fund, Ltd. ("SCSF Offshore"), Sun Capital Securities Fund, L.P. ("SCSF LP") and Sun Capital Partners V, L.P. ("SCP V"). The Form 4 for SCP V is filed separately. Sun Capital Securities, LLC ("SCSF LLC") is the general partner of Sun Capital Securities Advisors, L.P. ("SCSF Advisors"), which is in turn the general partner of SCSF LP.
5,012,616 of the reported shares are owned of record by SCSF Cardinal, LLC ("SCSF Cardinal"). SCSF Cardinal is jointly owned by SCSF Offshore and SCSF LP. The remaining reported shares are owned of record by SK Financial. As a result and for the reasons described in footnote 1 above, each of SCSF LLC, SCSF Advisors, SCSF LP and SCSF Offshore (collectively, the "Indirect Sun Owners") may be deemed to have indirect beneficial ownership of the securities owned of record by SCSF Cardinal and SK Financial. Each Indirect Sun Owner expressly disclaims beneficial ownership of any securities in which it does not have a pecuniary interest.
/s/ Todd Buchman, by power of attorney for Sun Capital Securities Offshore Fund, Ltd.
2015-04-02
/s/ Todd Buchman, by power of attorney for Sun Capital Securities Fund, L.P.
2015-04-02
/s/ Todd Buchman, by power of attorney for Sun Capital Securities Advisors, L.P.
2015-04-02
/s/ Todd Buchman, by power of attorney for Sun Capital Securities, LLC
2015-04-02