0001209191-15-029396.txt : 20150325
0001209191-15-029396.hdr.sgml : 20150325
20150325213330
ACCESSION NUMBER: 0001209191-15-029396
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150323
FILED AS OF DATE: 20150325
DATE AS OF CHANGE: 20150325
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: VINCE HOLDING CORP.
CENTRAL INDEX KEY: 0001579157
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-APPAREL & ACCESSORY STORES [5600]
IRS NUMBER: 753264870
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0202
BUSINESS ADDRESS:
STREET 1: 500 FIFTH AVENUE
STREET 2: 20TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10110
BUSINESS PHONE: 212-515-2600
MAIL ADDRESS:
STREET 1: 500 FIFTH AVENUE
STREET 2: 20TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10110
FORMER COMPANY:
FORMER CONFORMED NAME: Apparel Holding Corp.
DATE OF NAME CHANGE: 20130626
FORMER COMPANY:
FORMER CONFORMED NAME: Kellwood Holding Corp.
DATE OF NAME CHANGE: 20130612
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sun Capital Securities, LLC
CENTRAL INDEX KEY: 0001358622
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36212
FILM NUMBER: 15726023
BUSINESS ADDRESS:
STREET 1: 5200 TOWN CENTER CIRCLE
STREET 2: SUITE 470
CITY: BOCA RATON
STATE: FL
ZIP: 33486
BUSINESS PHONE: (561) 394-0550
MAIL ADDRESS:
STREET 1: 5200 TOWN CENTER CIRCLE
STREET 2: SUITE 470
CITY: BOCA RATON
STATE: FL
ZIP: 33486
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sun Capital Securities Advisors, LP
CENTRAL INDEX KEY: 0001358621
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36212
FILM NUMBER: 15726024
BUSINESS ADDRESS:
STREET 1: 5200 TOWN CENTER CIRCLE
STREET 2: SUITE 600
CITY: BOCA RATON
STATE: FL
ZIP: 33486
BUSINESS PHONE: (561) 394-0550
MAIL ADDRESS:
STREET 1: 5200 TOWN CENTER CIRCLE
STREET 2: SUITE 600
CITY: BOCA RATON
STATE: FL
ZIP: 33486
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SUN CAPITAL SECURITIES FUND, LP
CENTRAL INDEX KEY: 0001288467
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36212
FILM NUMBER: 15726025
BUSINESS ADDRESS:
STREET 1: 5200 TOWN CENTER CIRCLE
STREET 2: SUITE 600
CITY: BOCA RATON
STATE: FL
ZIP: 33486
BUSINESS PHONE: 561-394-0550
MAIL ADDRESS:
STREET 1: 5200 TOWN CENTER CIRCLE
STREET 2: SUITE 600
CITY: BOCA RATON
STATE: FL
ZIP: 33486
FORMER NAME:
FORMER CONFORMED NAME: SUN CAPITAL SECURITIES FUND L P
DATE OF NAME CHANGE: 20040423
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sun Capital Securities Offshore Fund, Ltd.
CENTRAL INDEX KEY: 0001344696
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36212
FILM NUMBER: 15726026
BUSINESS ADDRESS:
STREET 1: 5200 TOWN CENTER CIRCLE
STREET 2: SUITE 600
CITY: BOCA RATON
STATE: FL
ZIP: 33486
BUSINESS PHONE: 561-394-0550
MAIL ADDRESS:
STREET 1: 5200 TOWN CENTER CIRCLE
STREET 2: SUITE 600
CITY: BOCA RATON
STATE: FL
ZIP: 33486
FORMER NAME:
FORMER CONFORMED NAME: Sun Capital Securities Offshore Fund Ltd
DATE OF NAME CHANGE: 20051117
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2015-03-23
0
0001579157
VINCE HOLDING CORP.
VNCE
0001344696
Sun Capital Securities Offshore Fund, Ltd.
C/O SUN CAPITAL PARTNERS, INC.
5200 TOWN CIRCLE CENTER, SUITE 600
BOCA RATON
FL
33486
0
0
1
0
0001288467
SUN CAPITAL SECURITIES FUND, LP
C/O SUN CAPITAL PARTNERS, INC.
5200 TOWN CIRCLE CENTER, SUITE 600
BOCA RATON
FL
33486
0
0
1
0
0001358621
Sun Capital Securities Advisors, LP
C/O SUN CAPITAL PARTNERS, INC.
5200 TOWN CIRCLE CENTER, SUITE 600
BOCA RATON
FL
33486
0
0
1
0
0001358622
Sun Capital Securities, LLC
C/O SUN CAPITAL PARTNERS, INC.
5200 TOWN CIRCLE CENTER, SUITE 600
BOCA RATON
FL
33486
0
0
1
0
Common Stock, par value $0.01
2015-03-23
4
P
0
14879
17.0099
A
5027495
I
See Footnote
Common Stock, par value $0.01
2015-03-23
4
P
0
75000
17.1024
A
5102495
I
See Footnote
Common Stock, par value $0.01
2015-03-24
4
P
0
50000
17.0048
A
5152495
I
See Footnote
Common Stock, par value $0.01
2015-03-25
4
P
0
50000
17.0115
A
5202495
I
See Footnote
Represents common stock owned of record by SK Financial Services, LLC ("SK Financial"), which is jointly owned by Sun Capital Securities Offshore Fund, Ltd. ("SCSF Offshore"), Sun Capital Securities Fund, L.P. ("SCSF LP") and Sun Capital Partners V, L.P. ("SCP V"). The Form 4 for SCP V is filed separately. Sun Capital Securities, LLC ("SCSF LLC") is the general partner of Sun Capital Securities Advisors, L.P. ("SCSF Advisors"), which is in turn the general partner of SCSF LP. As a result, each of SCSF LLC, SCSF Advisors, SCSF LP and SCSF Offshore (collectively, the "Indirect Sun Owners") may be deemed to have indirect beneficial ownership of the securities owned of record by SK Financial. Each Indirect Sun Owner expressly disclaims beneficial ownership of any securities in which it does not have a pecuniary interest.
/s/ Michael J. McConvery, Vice Pres. & Asst. Sec., Sun Capital Securities LLC, Gen. Partner for Sun Capital Securities Mgmt. LP, Investment Manager for Sun Capital Securities Offshore Fund, Ltd.
2015-03-25
/s/ Michael J. McConvery, Vice President & Assistant Secretary, Sun Capital Securities LLC, General Partner for Sun Capital Securities Advisors L.P., General Partner for Sun Capital Securities Fund, LP
2015-03-25
/s/ Michael J. McConvery, Vice President & Assistant Secretary, Sun Capital Securities, LLC, General Partner for Sun Capital Securities Advisors, LP
2015-03-25
/s/ Michael J. McConvery, Vice President & Assistant Secretary, Sun Capital Securities, LLC
2015-03-25