0001288136-14-000056.txt : 20140213
0001288136-14-000056.hdr.sgml : 20140213
20140212190601
ACCESSION NUMBER: 0001288136-14-000056
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20131231
FILED AS OF DATE: 20140213
DATE AS OF CHANGE: 20140212
EFFECTIVENESS DATE: 20140213
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Pine River Capital Management L.P.
CENTRAL INDEX KEY: 0001288136
IRS NUMBER: 710868907
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10902
FILM NUMBER: 14602215
BUSINESS ADDRESS:
STREET 1: 601 CARLSON PARKWAY
STREET 2: SUITE 330
CITY: MINNETONKA
STATE: MN
ZIP: 55305
BUSINESS PHONE: 6122383300
MAIL ADDRESS:
STREET 1: 601 CARLSON PARKWAY
STREET 2: SUITE 330
CITY: MINNETONKA
STATE: MN
ZIP: 55305
FORMER COMPANY:
FORMER CONFORMED NAME: Pine River Capital Management, L.P.
DATE OF NAME CHANGE: 20040512
FORMER COMPANY:
FORMER CONFORMED NAME: NISSWA MASTER FUND LTD
DATE OF NAME CHANGE: 20040422
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001288136
XXXXXXXX
12-31-2013
12-31-2013
Pine River Capital Management L.P.
601 CARLSON PARKWAY
SUITE 330
MINNETONKA
MN
55305
13F HOLDINGS REPORT
028-10902
N
Tim O'Brien
General Counsel and Chief Compliance Officer
6122383300
/s/ Tim O'Brien
Minnetonka
MN
02-12-2014
0
633
8184080
true
INFORMATION TABLE
2
sec123113_InfoTableFinal.xml
3M CO
COM
88579Y101
9229
65800
SH
Call
SOLE
none
65800
0
0
3M CO
COM
88579Y101
7350
52400
SH
Put
SOLE
none
52400
0
0
ABBVIE INC
COM
00287Y109
9452
179000
SH
Call
SOLE
none
179000
0
0
ABBVIE INC
COM
00287Y109
6188
117200
SH
Put
SOLE
none
117200
0
0
ABERCROMBIE & FITCH CO-CL A
COM
002896207
984
29900
SH
SOLE
none
29900
0
0
ABIOMED INC
COM
003654100
1850
69189
SH
SOLE
none
69189
0
0
ACTIVISION BLIZZARD INC
COM
00507V109
4386
245989
SH
SOLE
none
245989
0
0
ADT CORP/THE
COM
00101J106
975
24100
SH
SOLE
none
24100
0
0
ADVANCED MICRO DEVICES
DEBT
007903AL1
1048
1000000
PRN
SOLE
none
1000000
0
0
AEROPOSTALE INC
COM
007865108
1053
115900
SH
SOLE
none
115900
0
0
AGILENT TECHNOLOGIES INC
COM
00846U101
7411
129608
SH
SOLE
none
129608
0
0
AIR LEASE CORP
COM
00912X302
1554
50000
SH
SOLE
none
50000
0
0
ALLEGHENY TECHNOLOGIES
DEBT
01741RAD4
4680
4500000
PRN
SOLE
none
4500000
0
0
ALLIANCE NEW YORK MUNI INC
FUND
018714105
206
17379
SH
SOLE
none
17379
0
0
ALLSTATE CORP
COM
020002101
61903
1134996
SH
SOLE
none
1134996
0
0
ALTERA CORP
COM
021441100
995
30600
SH
SOLE
none
30600
0
0
ALTRIA GROUP INC
COM
02209S103
9098
237000
SH
Call
SOLE
none
237000
0
0
ALTRIA GROUP INC
COM
02209S103
6224
162100
SH
Put
SOLE
none
162100
0
0
AMAZON.COM INC
COM
023135106
15073
37800
SH
Call
SOLE
none
37800
0
0
AMAZON.COM INC
COM
023135106
9888
24800
SH
Put
SOLE
none
24800
0
0
AMERICAN AIRLINES GROUP INC
COM
02376R102
3037
120262
SH
SOLE
none
120262
0
0
AMERICAN AIRLINES GROUP INC
COM
02376R102
14238
563900
SH
Put
SOLE
none
563900
0
0
AMERICAN CAMPUS COMMUNITIES
REIT
024835100
956
29700
SH
SOLE
none
29700
0
0
AMERICAN CAPITAL AGENCY CORP
REIT
02503X105
280531
14542825
SH
SOLE
none
14542825
0
0
AMERICAN CAPITAL LTD
COM
02503Y103
208523
13332644
SH
SOLE
none
13332644
0
0
AMERICAN CAPITAL MORTGAGE IN
REIT
02504A104
66161
3789276
SH
SOLE
none
3789276
0
0
AMERICAN EXPRESS CO
COM
025816109
14878
164000
SH
Call
SOLE
none
164000
0
0
AMERICAN EXPRESS CO
COM
025816109
10967
120900
SH
Put
SOLE
none
120900
0
0
AMERICAN INTERNATIONAL GROUP
COM
026874784
56907
1114713
SH
SOLE
none
1114713
0
0
AMERICAN INTERNATIONAL GROUP
COM
026874784
8593
168300
SH
Call
SOLE
none
168300
0
0
AMERICAN INTERNATIONAL GROUP
COM
026874784
5661
110900
SH
Put
SOLE
none
110900
0
0
AMGEN INC
COM
031162100
9947
87200
SH
Call
SOLE
none
87200
0
0
AMGEN INC
COM
031162100
6482
56800
SH
Put
SOLE
none
56800
0
0
AMTRUST FINANCIAL SERVIC
DEBT
032359AC5
38428
28900000
PRN
SOLE
none
28900000
0
0
ANADARKO PETROLEUM CORP
COM
032511107
28270
356389
SH
SOLE
none
356389
0
0
ANADARKO PETROLEUM CORP
COM
032511107
28246
356100
SH
Call
SOLE
none
356100
0
0
ANADARKO PETROLEUM CORP
COM
032511107
484
6100
SH
Put
SOLE
none
6100
0
0
ANNALY CAPITAL MANAGEMENT IN
REIT
035710409
169134
16964268
SH
SOLE
none
16964268
0
0
ANNALY CAPITAL MANAGEMENT IN
REIT
035710409
35116
3522200
SH
Call
SOLE
none
3522200
0
0
ANNALY CAPITAL MGMT
DEBT
035710AB8
212742
209597000
PRN
SOLE
none
99999999
0
0
ANWORTH MORTGAGE ASSET CORP
REIT
037347101
11702
2779465
SH
SOLE
none
2779465
0
0
APARTMENT INVT & MGMT CO -A
REIT
03748R101
959
37000
SH
SOLE
none
37000
0
0
APOLLO INVESTMENT CORP
COM
03761U106
8566
1010807
SH
SOLE
none
1010807
0
0
APOLLO RESIDENTIAL MORTGAGE
REIT
03763V102
36622
2477767
SH
SOLE
none
2477767
0
0
APPLE INC
COM
037833100
32766
58403
SH
SOLE
none
58403
0
0
APPLE INC
COM
037833100
55151
98300
SH
Call
SOLE
none
98300
0
0
APPLE INC
COM
037833100
81352
145000
SH
Put
SOLE
none
145000
0
0
APPROACH RESOURCES INC
COM
03834A103
963
49900
SH
SOLE
none
49900
0
0
AQUASITION CORP
COM
Y0192H103
2534
249900
SH
SOLE
none
249900
0
0
AQUASITION CORP
WRT
Y0192H111
70
300000
SH
SOLE
none
300000
0
0
ARDMORE SHIPPING CORP
COM
Y0207T100
6245
401372
SH
SOLE
none
401372
0
0
ARES CAPITAL CORP
DEBT
04010LAB9
1080
1000000
PRN
SOLE
none
1000000
0
0
ARES CAPITAL CORP
DEBT
04010LAD5
6956
6500000
PRN
SOLE
none
6500000
0
0
ARIAD PHARMACEUTICALS INC
COM
04033A100
1683
246700
SH
SOLE
none
246700
0
0
ARMOUR RESIDENTIAL REIT INC
REIT
042315101
55594
13863800
SH
SOLE
none
13863800
0
0
ASIAINFO-LINKAGE INC
COM
04518A104
32616
2727119
SH
SOLE
none
2727119
0
0
AT&T INC
COM
00206R102
20531
584000
SH
Call
SOLE
none
584000
0
0
AT&T INC
COM
00206R102
13567
385900
SH
Put
SOLE
none
385900
0
0
ATLAS AIR WORLDWIDE HOLDINGS
COM
049164205
1037
25200
SH
SOLE
none
25200
0
0
ATLAS FINANCIAL HOLDINGS INC
COM
G06207115
1243
84418
SH
SOLE
none
84418
0
0
AUTODESK INC
COM
052769106
25549
507759
SH
SOLE
none
507759
0
0
AXOGEN INC
COM
05463X106
1736
386699
SH
SOLE
none
386699
0
0
BALTIC TRADING LTD
COM
Y0553W103
1932
300000
SH
SOLE
none
300000
0
0
BANK OF AMERICA CORP
COM
060505104
17625
1132030
SH
SOLE
none
1132030
0
0
BANK OF AMERICA CORP
COM
060505104
30731
1973800
SH
Call
SOLE
none
1973800
0
0
BANK OF AMERICA CORP
COM
060505104
22458
1442400
SH
Put
SOLE
none
1442400
0
0
BANK OF MONTREAL
COM
063671101
22165
313000
SH
Put
SOLE
none
313000
0
0
BANK OF NOVA SCOTIA
COM
064149107
10828
163000
SH
Put
SOLE
none
163000
0
0
BARNES GROUP INC
DEBT
067806AD1
4089
3000000
PRN
SOLE
none
3000000
0
0
BARRACUDA NETWORKS INC
COM
068323104
9576
241333
SH
SOLE
none
241333
0
0
BARRACUDA NETWORKS INC
COM
068323104
694
17500
SH
SOLE
none
17500
0
0
BEAZER HOMES USA INC
COM
07556Q881
24957
1021940
SH
SOLE
none
1021940
0
0
BENEFITFOCUS INC
COM
08180D106
8026
139000
SH
SOLE
none
139000
0
0
BERKSHIRE HATHAWAY INC-CL B
COM
084670702
24696
208300
SH
Call
SOLE
none
208300
0
0
BERKSHIRE HATHAWAY INC-CL B
COM
084670702
15709
132500
SH
Put
SOLE
none
132500
0
0
BHP BILLITON LTD-SPON ADR
ADR
088606108
1009
14800
SH
SOLE
none
14800
0
0
BIOAMBER INC
COM
09072Q106
5618
750951
SH
SOLE
none
750951
0
0
BIOAMBER INC
WRT
09072Q114
393
537800
SH
SOLE
none
537800
0
0
BIOTELEMETRY INC
COM
090672106
588
74020
SH
SOLE
none
74020
0
0
BLACKBERRY LTD
COM
09228F103
1144
153700
SH
SOLE
none
153700
0
0
BLACKROCK BUILD AMERICA BOND
FUND
09248X100
10748
561288
SH
SOLE
none
561288
0
0
BLACKROCK CORPORATE HY FD VI
FUND
09255P107
18822
1546577
SH
SOLE
none
1546577
0
0
BLACKROCK CREDIT ALLOCATION
FUND
092508100
8742
669355
SH
SOLE
none
669355
0
0
BLACKROCK MUNI INTERM DURATI
FUND
09253X102
221
15884
SH
SOLE
none
15884
0
0
BLACKROCK MUNIASSETS FUND
FUND
09254J102
546
47218
SH
SOLE
none
47218
0
0
BLACKROCK MUNIYIELD QUALITY
FUND
09254T100
306
25000
SH
SOLE
none
25000
0
0
BLUCORA INC
COM
095229100
5922
203120
SH
SOLE
none
203120
0
0
BLUE CAPITAL REINSURANCE HOL
COM
G1190F107
1838
100000
SH
SOLE
none
100000
0
0
BOEING CO/THE
COM
097023105
44728
327700
SH
Call
SOLE
none
327700
0
0
BOEING CO/THE
COM
097023105
7344
53800
SH
Put
SOLE
none
53800
0
0
BONA FILM GROUP LTD-SPON ADR
ADR
09777B107
344
60000
SH
SOLE
none
60000
0
0
BOSTON PROPERTIES INC
REIT
101121101
964
9600
SH
SOLE
none
9600
0
0
BRISTOL-MYERS SQUIBB CO
COM
110122108
7232
136100
SH
Call
SOLE
none
136100
0
0
BRISTOL-MYERS SQUIBB CO
COM
110122108
6136
115400
SH
Put
SOLE
none
115400
0
0
BROADCOM CORP-CL A
COM
111320107
1023
34484
SH
SOLE
none
34484
0
0
BROOKDALE SENIOR LIVING INC
COM
112463104
1044
38400
SH
SOLE
none
38400
0
0
BURLINGTON STORES INC
COM
122017106
3616
113000
SH
SOLE
none
113000
0
0
CABLEVISION SYSTEMS-NY GRP-A
COM
12686C109
6744
376091
SH
SOLE
none
376091
0
0
CAI INTERNATIONAL INC
COM
12477X106
708
30049
SH
SOLE
none
30049
0
0
CAMAC ENERGY INC
COM
131745101
6
150000
SH
SOLE
none
150000
0
0
CAMERON INTERNATIONAL CORP
COM
13342B105
19685
330676
SH
SOLE
none
330676
0
0
CAMPUS CREST COMMUNITIES INC
REIT
13466Y105
655
69611
SH
SOLE
none
69611
0
0
CAN IMPERIAL BK OF COMMERCE
COM
136069101
28395
313000
SH
Put
SOLE
none
313000
0
0
CAPITAL ONE FINANCIAL CORP
COM
14040H105
20766
271070
SH
SOLE
none
271070
0
0
CAPITOL ACQUISITION CORP II
COM
14056V105
17182
1780495
SH
SOLE
none
1780495
0
0
CAPITOL ACQUISITION CORP II
WRT
14056V113
540
899321
SH
SOLE
none
899321
0
0
CARDINAL HEALTH INC
COM
14149Y108
5182
77564
SH
SOLE
none
77564
0
0
CARDTRONICS INC
COM
14161H108
4064
93500
SH
SOLE
none
93500
0
0
CATAMARAN CORP
COM
148887102
16339
344260
SH
SOLE
none
344260
0
0
CATERPILLAR INC
COM
149123101
608
6700
SH
Call
SOLE
none
6700
0
0
CATERPILLAR INC
COM
149123101
608
6700
SH
Put
SOLE
none
6700
0
0
CDW CORP/DE
COM
12514G108
3182
136189
SH
SOLE
none
136189
0
0
CEMEX SAB-SPONS ADR PART CER
ADR
151290889
5788
489200
SH
SOLE
none
489200
0
0
CENOVUS ENERGY INC
COM
15135U109
971
33900
SH
SOLE
none
33900
0
0
CENTENE CORP
COM
15135B101
2172
36863
SH
SOLE
none
36863
0
0
CHANGYOU.COM LTD-ADR
ADR
15911M107
737
23000
SH
SOLE
none
23000
0
0
CHANNELADVISOR CORP
COM
159179100
4505
108000
SH
SOLE
none
108000
0
0
CHART ACQUISITION CORP
COM
161151105
1427
146397
SH
SOLE
none
146397
0
0
CHART ACQUISITION CORP
WRT
161151113
111
148300
SH
SOLE
none
148300
0
0
CHART INDUSTRIES INC
COM
16115Q308
9480
99124
SH
SOLE
none
99124
0
0
CHATHAM LODGING TRUST
REIT
16208T102
5631
275334
SH
SOLE
none
275334
0
0
CHEGG INC
COM
163092109
4059
476986
SH
SOLE
none
476986
0
0
CHEMED CORP
DEBT
16359RAC7
6268
6000000
PRN
SOLE
none
6000000
0
0
CHEVRON CORP
COM
166764100
17987
143997
SH
SOLE
none
143997
0
0
CHEVRON CORP
COM
166764100
29815
238700
SH
Call
SOLE
none
238700
0
0
CHEVRON CORP
COM
166764100
20834
166800
SH
Put
SOLE
none
166800
0
0
CHINA MOBILE LTD-SPON ADR
ADR
16941M109
10459
200000
SH
Call
SOLE
none
200000
0
0
CHINA MOBILE LTD-SPON ADR
ADR
16941M109
10459
200000
SH
Put
SOLE
none
200000
0
0
CHINA UNICOM HONG KONG-ADR
ADR
16945R104
7531
500000
SH
Call
SOLE
none
500000
0
0
CHINA XD PLASTICS CO LTD
COM
16948F107
68
13000
SH
SOLE
none
13000
0
0
CIENA CORP
COM
171779309
6171
257883
SH
SOLE
none
257883
0
0
CIGNA CORP
COM
125509109
12205
139511
SH
SOLE
none
139511
0
0
CIMAREX ENERGY CO
COM
171798101
3814
36352
SH
SOLE
none
36352
0
0
CIS ACQUISITION LTD-CLASS A
COM
G21490209
2857
282600
SH
SOLE
none
282600
0
0
CIS ACQUISITION LTD-CLASS A
WRT
G21490118
202
774600
SH
SOLE
none
774600
0
0
CISCO SYSTEMS INC
COM
17275R102
34761
1549800
SH
Call
SOLE
none
1549800
0
0
CISCO SYSTEMS INC
COM
17275R102
9857
439400
SH
Put
SOLE
none
439400
0
0
CITIGROUP INC
COM
172967424
27540
528500
SH
Call
SOLE
none
528500
0
0
CITIGROUP INC
COM
172967424
21675
416000
SH
Put
SOLE
none
416000
0
0
CITRIX SYSTEMS INC
COM
177376100
1024
16200
SH
SOLE
none
16200
0
0
CMS ENERGY CORP
DEBT
125896BD1
33005
16685000
PRN
SOLE
none
16685000
0
0
COBALT INTERNATIONAL ENERGY
COM
19075F106
37442
2276094
SH
SOLE
none
2276094
0
0
COCA-COLA CO/THE
COM
191216100
27310
661100
SH
Call
SOLE
none
661100
0
0
COCA-COLA CO/THE
COM
191216100
24398
590600
SH
Put
SOLE
none
590600
0
0
COGNIZANT TECH SOLUTIONS-A
COM
192446102
29353
290684
SH
SOLE
none
290684
0
0
COHEN & STEERS SELECT PREFER
FUND
19248Y107
452
18289
SH
SOLE
none
18289
0
0
COLGATE-PALMOLIVE CO
COM
194162103
522
8000
SH
Call
SOLE
none
8000
0
0
COLGATE-PALMOLIVE CO
COM
194162103
522
8000
SH
Put
SOLE
none
8000
0
0
COLLABRIUM JAPAN ACQUISITION
COM
G2266G102
3580
350011
SH
SOLE
none
350011
0
0
COLLABRIUM JAPAN ACQUISITION
WRT
G2266G110
54
495000
SH
SOLE
none
495000
0
0
COLONY FINANCIAL INC
DEBT
19624RAA4
10372
10000000
PRN
SOLE
none
10000000
0
0
COMCAST CORP-CLASS A
COM
20030N101
9494
182700
SH
Call
SOLE
none
182700
0
0
COMCAST CORP-CLASS A
COM
20030N101
9733
187300
SH
Put
SOLE
none
187300
0
0
COMMUNITY HEALTH SYSTEMS INC
COM
203668108
5558
141518
SH
SOLE
none
141518
0
0
CONOCOPHILLIPS
COM
20825C104
15241
215700
SH
Call
SOLE
none
215700
0
0
CONOCOPHILLIPS
COM
20825C104
6967
98600
SH
Put
SOLE
none
98600
0
0
CONSTANT CONTACT INC
COM
210313102
1796
57795
SH
SOLE
none
57795
0
0
CONTAINER STORE GROUP INC/TH
COM
210751103
6092
130700
SH
SOLE
none
130700
0
0
CONTROL4 CORP
COM
21240D107
1085
61300
SH
SOLE
none
61300
0
0
COOPER TIRE & RUBBER
COM
216831107
420
17500
SH
Put
SOLE
none
17500
0
0
COSTCO WHOLESALE CORP
COM
22160K105
488
4100
SH
Call
SOLE
none
4100
0
0
COSTCO WHOLESALE CORP
COM
22160K105
488
4100
SH
Put
SOLE
none
4100
0
0
COTY INC-CL A
COM
222070203
3645
239017
SH
SOLE
none
239017
0
0
COVANTA HOLDING CORP
COM
22282E102
969
54600
SH
SOLE
none
54600
0
0
COVISINT CORP
COM
22357R103
2485
198000
SH
SOLE
none
198000
0
0
CROWN CASTLE INTL CORP
PREF
228227500
150
150000
PRN
SOLE
none
150000
0
0
CRUMBS BAKE SHOP INC
WRT
228803110
6
95609
SH
SOLE
none
95609
0
0
CUMMINS INC
COM
231021106
451
3200
SH
Call
SOLE
none
3200
0
0
CUMMINS INC
COM
231021106
451
3200
SH
Put
SOLE
none
3200
0
0
CVENT INC
COM
23247G109
5349
147000
SH
SOLE
none
147000
0
0
CVS CAREMARK CORP
COM
126650100
10163
142000
SH
Call
SOLE
none
142000
0
0
CVS CAREMARK CORP
COM
126650100
6926
96800
SH
Put
SOLE
none
96800
0
0
CYRUSONE INC
REIT
23283R100
2903
130000
SH
SOLE
none
130000
0
0
CYS INVESTMENTS INC
REIT
12673A108
1920
259179
SH
SOLE
none
259179
0
0
DANAHER CORP
COM
235851102
479
6200
SH
Call
SOLE
none
6200
0
0
DANAHER CORP
COM
235851102
479
6200
SH
Put
SOLE
none
6200
0
0
DARLING INTERNATIONAL INC
COM
237266101
5220
250000
SH
SOLE
none
250000
0
0
DEERE & CO
COM
244199105
384
4200
SH
Call
SOLE
none
4200
0
0
DEERE & CO
COM
244199105
384
4200
SH
Put
SOLE
none
4200
0
0
DEL FRISCO'S RESTAURANT GROU
COM
245077102
4580
194300
SH
SOLE
none
194300
0
0
DELAWARE INV MINN MUNI II
FUND
24610V103
203
16491
SH
SOLE
none
16491
0
0
DELIA*S INC
COM
246911101
484
550000
SH
SOLE
none
550000
0
0
DEVON ENERGY CORPORATION
COM
25179M103
20086
324658
SH
SOLE
none
324658
0
0
DFC GLOBAL CORP
COM
23324T107
1614
141000
SH
SOLE
none
141000
0
0
DIGITAL REALTY TRUST INC
REIT
253868103
1041
21200
SH
SOLE
none
21200
0
0
DIREXION DAILY FIN BULL 3X
ETP
25459Y694
26349
291800
SH
Call
SOLE
none
291800
0
0
DIREXION DAILY FIN BULL 3X
ETP
25459Y694
40084
443900
SH
Put
SOLE
none
443900
0
0
DIREXION DLY EMG MKT BULL 3X
ETP
25459Y686
1366
47600
SH
SOLE
none
47600
0
0
DIREXION DLY EMG MKT BULL 3X
ETP
25459Y686
2870
100000
SH
Put
SOLE
none
100000
0
0
DISCOVER FINANCIAL SERVICES
COM
254709108
5856
104661
SH
SOLE
none
104661
0
0
DISCOVERY LABORATORIES INC
COM
254668403
166
200000
SH
SOLE
none
200000
0
0
DOUBLELINE INCOME SOLUTIONS
FUND
258622109
29464
1397036
SH
SOLE
none
1397036
0
0
DR HORTON INC
COM
23331A109
38998
1747281
SH
SOLE
none
1747281
0
0
DRESSER-RAND GROUP INC
COM
261608103
8184
137251
SH
SOLE
none
137251
0
0
DRIL-QUIP INC
COM
262037104
8479
77125
SH
SOLE
none
77125
0
0
DUPONT FABROS TECHNOLOGY
REIT
26613Q106
999
40400
SH
SOLE
none
40400
0
0
E-COMMERCE CHINA-SPON ADR -A
ADR
26833A105
1170
122519
SH
SOLE
none
122519
0
0
EATON VANCE CA MUNI INC TRST
FUND
27826F101
189
16807
SH
SOLE
none
16807
0
0
EATON VANCE CAL MUNI BOND
FUND
27828A100
203
19955
SH
SOLE
none
19955
0
0
EATON VANCE LTD DURATION FND
FUND
27828H105
8771
573300
SH
SOLE
none
573300
0
0
EATON VANCE NATIONAL MUNICIP
FUND
27829L105
275
14875
SH
SOLE
none
14875
0
0
EBAY INC
COM
278642103
30048
547661
SH
SOLE
none
547661
0
0
ECOTALITY INC (LEGENDED)
COM
27922Y202
20
1000000
SH
SOLE
none
1000000
0
0
EDUCATION REALTY TRUST INC
REIT
28140H104
963
109200
SH
SOLE
none
109200
0
0
EINSTEIN NOAH RESTAURANT GRO
COM
28257U104
611
42188
SH
SOLE
none
42188
0
0
ELIZABETH ARDEN INC
COM
28660G106
953
26900
SH
SOLE
none
26900
0
0
ELLINGTON RESIDENTIAL MORTGA
REIT
288578107
3619
235336
SH
SOLE
none
235336
0
0
EMC CORP/MA
COM
268648102
9941
395302
SH
SOLE
none
395302
0
0
EMERITUS CORP
COM
291005106
4255
196706
SH
SOLE
none
196706
0
0
EMERSON ELECTRIC CO
COM
291011104
512
7300
SH
Call
SOLE
none
7300
0
0
EMERSON ELECTRIC CO
COM
291011104
512
7300
SH
Put
SOLE
none
7300
0
0
ENTEROMEDICS INC
COM
29365M208
4
12000
SH
SOLE
none
12000
0
0
EOG RESOURCES INC
COM
26875P101
24779
147633
SH
SOLE
none
147633
0
0
EOG RESOURCES INC
COM
26875P101
571
3400
SH
Call
SOLE
none
3400
0
0
EOG RESOURCES INC
COM
26875P101
571
3400
SH
Put
SOLE
none
3400
0
0
EQUINIX INC
COM
29444U502
993
5600
SH
SOLE
none
5600
0
0
ESSENT GROUP LTD
COM
G3198U102
5635
234223
SH
SOLE
none
234223
0
0
ESSEX PROPERTY TRUST INC
REIT
297178105
3521
24530
SH
SOLE
none
24530
0
0
EVERCORE PARTNERS INC-CL A
COM
29977A105
23105
386493
SH
SOLE
none
386493
0
0
EVEREST RE GROUP LTD
COM
G3223R108
22311
143138
SH
SOLE
none
143138
0
0
EVERTEC INC
COM
30040P103
31101
1261188
SH
SOLE
none
1261188
0
0
EVERYWARE GLOBAL INC
COM
300439106
382
46192
SH
SOLE
none
46192
0
0
EXCO RESOURCES INC
COM
269279402
1009
190100
SH
SOLE
none
190100
0
0
EXPRESS SCRIPTS HOLDING CO
COM
30219G108
11364
161775
SH
SOLE
none
161775
0
0
EXTRA SPACE STORAGE INC
REIT
30225T102
985
23400
SH
SOLE
none
23400
0
0
EXXON MOBIL CORP
COM
30231G102
52211
515900
SH
Call
SOLE
none
515900
0
0
EXXON MOBIL CORP
COM
30231G102
35178
347600
SH
Put
SOLE
none
347600
0
0
F5 NETWORKS INC
COM
315616102
7354
80937
SH
SOLE
none
80937
0
0
FACEBOOK INC-A
COM
30303M102
28211
516221
SH
SOLE
none
516221
0
0
FAIRWAY GROUP HOLDINGS CORP
COM
30603D109
1059
58300
SH
SOLE
none
58300
0
0
FEDERATED PREMIER INT MUNI
FUND
31423M105
163
13345
SH
SOLE
none
13345
0
0
FEDEX CORP
COM
31428X106
374
2600
SH
Call
SOLE
none
2600
0
0
FEDEX CORP
COM
31428X106
374
2600
SH
Put
SOLE
none
2600
0
0
FIDELITY NATIONAL FINL-A
COM
31620R105
1087
33500
SH
SOLE
none
33500
0
0
FIFTH STREET FINANCE CORP
COM
31678A103
531
57392
SH
SOLE
none
57392
0
0
FINANCIAL SELECT SECTOR SPDR
ETP
81369Y605
69073
3159800
SH
SOLE
none
3159800
0
0
FINANCIAL SELECT SECTOR SPDR
ETP
81369Y605
75040
3432700
SH
Put
SOLE
none
3432700
0
0
FIREEYE INC
COM
31816Q101
5713
131000
SH
SOLE
none
131000
0
0
FIRST REPUBLIC BANK/CA
COM
33616C100
3807
72696
SH
SOLE
none
72696
0
0
FIRST TRUST HIGH INCOME LONG
FUND
33738E109
5924
343994
SH
SOLE
none
343994
0
0
FIRST TRUST INTERMEDIATE DUR
FUND
33718W103
12881
606162
SH
SOLE
none
606162
0
0
FIRST TRUST STRAT HIGH INC 2
FUND
337353304
3283
204546
SH
SOLE
none
204546
0
0
FIRSTENERGY CORP
COM
337932107
987
29900
SH
SOLE
none
29900
0
0
FLAH & CRUM PFD INCM OP INC
FUND
33848E106
103
10282
SH
SOLE
none
10282
0
0
FLAH & CRUM PFD SEC INCOME
FUND
338478100
1028
58718
SH
SOLE
none
58718
0
0
FLAH & CRUM PREFERRED INCOME
FUND
338480106
123
10084
SH
SOLE
none
10084
0
0
FLAH & CRUM TOTAL RETURN FD
FUND
338479108
321
17274
SH
SOLE
none
17274
0
0
FORD MOTOR CO
COM
345370860
644
41737
SH
SOLE
none
41737
0
0
FORD MOTOR CO
COM
345370860
2392
155000
SH
Call
SOLE
none
155000
0
0
FORD MOTOR CO
COM
345370860
1386
89800
SH
Put
SOLE
none
89800
0
0
FOREST OIL CORP
COM
346091705
941
260900
SH
SOLE
none
260900
0
0
FORTINET INC
COM
34959E109
1021
53400
SH
SOLE
none
53400
0
0
FRANCESCAS HOLDINGS CORP
COM
351793104
999
54300
SH
SOLE
none
54300
0
0
FRESH MARKET INC/THE
COM
35804H106
972
24000
SH
SOLE
none
24000
0
0
FUSION-IO INC
COM
36112J107
1000
112300
SH
SOLE
none
112300
0
0
GAIN CAPITAL HOLDINGS IN
DEBT
36268WAA8
3737
4000000
PRN
SOLE
none
4000000
0
0
GENERAL ELECTRIC CO
COM
369604103
41221
1470600
SH
Call
SOLE
none
1470600
0
0
GENERAL ELECTRIC CO
COM
369604103
19827
707300
SH
Put
SOLE
none
707300
0
0
GENERAL MOTORS CO
WRT
37045V118
95653
3068766
SH
SOLE
none
3068766
0
0
GENERAL MOTORS CO
WRT
37045V126
323388
13957192
SH
SOLE
none
13957192
0
0
GENERAL MOTORS CO
COM
37045V100
8302
203100
SH
Put
SOLE
none
203100
0
0
GEVO INC
COM
374396109
1001
700000
SH
SOLE
none
700000
0
0
GILEAD SCIENCES INC
COM
375558103
12392
165000
SH
Call
SOLE
none
165000
0
0
GILEAD SCIENCES INC
COM
375558103
8150
108500
SH
Put
SOLE
none
108500
0
0
GLOBAL EAGLE ENTERTAINMENT I
COM
37951D102
4833
325000
SH
SOLE
none
325000
0
0
GLOBAL POWER EQUIPMENT GROUP
COM
37941P306
692
35364
SH
SOLE
none
35364
0
0
GLOBUS MEDICAL INC - A
COM
379577208
5183
256893
SH
SOLE
none
256893
0
0
GOLD FIELDS LTD-SPONS ADR
ADR
38059T106
871
272100
SH
SOLE
none
272100
0
0
GOLD RESOURCE CORP
COM
38068T105
2394
528307
SH
SOLE
none
528307
0
0
GOLDCORP INC
COM
380956409
964
44500
SH
SOLE
none
44500
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
39560
223175
SH
SOLE
none
223175
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
9501
53600
SH
Call
SOLE
none
53600
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
9465
53400
SH
Put
SOLE
none
53400
0
0
GOOGLE INC-CL A
COM
38259P508
18534
16537
SH
SOLE
none
16537
0
0
GOOGLE INC-CL A
COM
38259P508
32612
29100
SH
Call
SOLE
none
29100
0
0
GOOGLE INC-CL A
COM
38259P508
21851
19500
SH
Put
SOLE
none
19500
0
0
GREENBRIER COMPANIES INC
COM
393657101
1916
58350
SH
SOLE
none
58350
0
0
GULFMARK OFFSHORE INC-CL A
COM
402629208
8988
190714
SH
SOLE
none
190714
0
0
HALCON RESOURCES CORP
COM
40537Q209
980
254000
SH
SOLE
none
254000
0
0
HALLIBURTON CO
COM
406216101
7354
144901
SH
SOLE
none
144901
0
0
HALLIBURTON CO
COM
406216101
467
9200
SH
Call
SOLE
none
9200
0
0
HALLIBURTON CO
COM
406216101
467
9200
SH
Put
SOLE
none
9200
0
0
HARMONY GOLD MNG-SPON ADR
ADR
413216300
976
385600
SH
SOLE
none
385600
0
0
HAWAIIAN TELCOM HOLDCO INC
COM
420031106
10391
353782
SH
SOLE
none
353782
0
0
HCA HOLDINGS INC
COM
40412C101
1894
39719
SH
SOLE
none
39719
0
0
HCP INC
REIT
40414L109
959
26400
SH
SOLE
none
26400
0
0
HEALTH CARE REIT INC
REIT
42217K106
948
17700
SH
SOLE
none
17700
0
0
HEALTHWAYS INC
COM
422245100
1080
70362
SH
SOLE
none
70362
0
0
HEARTWARE INTERNATIONAL INC
COM
422368100
8257
87925
SH
SOLE
none
87925
0
0
HELIOS ADVANTAGE INCOME FUND
FUND
42327W206
957
105264
SH
SOLE
none
105264
0
0
HELIOS HIGH INCOME FUND INC
FUND
42327X204
824
99974
SH
SOLE
none
99974
0
0
HELIOS MULTI-SECTOR HIGH INC
FUND
42327Y202
1091
181403
SH
SOLE
none
181403
0
0
HESS CORP
COM
42809H107
12207
147071
SH
SOLE
none
147071
0
0
HILLTOP HOLDINGS INC
COM
432748101
12382
535307
SH
SOLE
none
535307
0
0
HMS HOLDINGS CORP
COM
40425J101
1035
45600
SH
SOLE
none
45600
0
0
HOLLYFRONTIER CORP
COM
436106108
3426
68960
SH
SOLE
none
68960
0
0
HOME DEPOT INC
COM
437076102
12959
157400
SH
Call
SOLE
none
157400
0
0
HOME DEPOT INC
COM
437076102
8619
104700
SH
Put
SOLE
none
104700
0
0
HOME PROPERTIES INC
REIT
437306103
965
18000
SH
SOLE
none
18000
0
0
HONEYWELL INTERNATIONAL INC
COM
438516106
713
7800
SH
Call
SOLE
none
7800
0
0
HONEYWELL INTERNATIONAL INC
COM
438516106
713
7800
SH
Put
SOLE
none
7800
0
0
HORNBECK OFFSHORE SERVICES
COM
440543106
3382
68693
SH
SOLE
none
68693
0
0
HOUGHTON MIFFLIN HARCOURT CO
COM
44157R109
1026
60500
SH
SOLE
none
60500
0
0
HOVNANIAN ENTERPRISES-A
COM
442487203
1208
182545
SH
SOLE
none
182545
0
0
IAMGOLD CORP
COM
450913108
907
272100
SH
SOLE
none
272100
0
0
ICICI BANK LTD-SPON ADR
ADR
45104G104
4437
119375
SH
SOLE
none
119375
0
0
ICONIX BRAND GROUP INC
COM
451055107
5146
129621
SH
SOLE
none
129621
0
0
INFINITY CROSS BORDER ACQUIS
COM
G4772R101
2491
315000
SH
SOLE
none
315000
0
0
INFINITY CROSS BORDER ACQUIS
WRT
G4772R119
173
315000
SH
SOLE
none
315000
0
0
INFINITY PHARMACEUTICALS INC
COM
45665G303
1033
74800
SH
SOLE
none
74800
0
0
INLAND REAL ESTATE CORP
DEBT
457461AC5
6465
5844000
PRN
SOLE
none
5844000
0
0
INTEL CORP
COM
458140100
22602
870800
SH
Call
SOLE
none
870800
0
0
INTEL CORP
COM
458140100
17502
674300
SH
Put
SOLE
none
674300
0
0
INTERCONTINENTALEXCHANGE GRO
COM
45866F104
18385
81749
SH
SOLE
none
81749
0
0
INTEROIL CORP
COM
460951106
891
17300
SH
SOLE
none
17300
0
0
INTL BUSINESS MACHINES CORP
COM
459200101
33142
176700
SH
Call
SOLE
none
176700
0
0
INTL BUSINESS MACHINES CORP
COM
459200101
29822
159000
SH
Put
SOLE
none
159000
0
0
INVESCO MORTGAGE CAPITAL
REIT
46131B100
12490
850878
SH
SOLE
none
850878
0
0
INVESCO MUNICIPAL INCOME OPP
FUND
46132X101
89
14400
SH
SOLE
none
14400
0
0
INVESCO QUALITY MUNI INC TR
FUND
46133G107
248
22300
SH
SOLE
none
22300
0
0
ION GEOPHYSICAL CORP
COM
462044108
967
293000
SH
SOLE
none
293000
0
0
ION GEOPHYSICAL CORP
COM
462044108
1320
400000
SH
Call
SOLE
none
400000
0
0
ION GEOPHYSICAL CORP
COM
462044108
1320
400000
SH
Put
SOLE
none
400000
0
0
IPATH S&P 500 VIX S/T FU ETN
ETP
06742E711
3191
75000
SH
SOLE
none
75000
0
0
IPATH S&P 500 VIX S/T FU ETN
ETP
06742E711
6297
148000
SH
Put
SOLE
none
148000
0
0
IRONWOOD PHARMACEUTICALS INC
COM
46333X108
1020
87800
SH
SOLE
none
87800
0
0
ISHARES IBOXX HIGH YIELD COR
ETP
464288513
96512
1039100
SH
SOLE
none
1039100
0
0
ISHARES MSCI BRAZIL CAPPED E
ETP
464286400
4941
110593
SH
SOLE
none
110593
0
0
ISHARES MSCI BRAZIL CAPPED E
ETP
464286400
15865
355100
SH
Call
SOLE
none
355100
0
0
ISHARES MSCI BRAZIL CAPPED E
ETP
464286400
35288
789800
SH
Put
SOLE
none
789800
0
0
ISHARES MSCI EAFE ETF
ETP
464287465
64557
962170
SH
SOLE
none
962170
0
0
ISHARES MSCI EAFE ETF
ETP
464287465
26154
389800
SH
Call
SOLE
none
389800
0
0
ISHARES MSCI EMERGING MARKET
ETP
464287234
88297
2112600
SH
Call
SOLE
none
2112600
0
0
ISHARES MSCI EMERGING MARKET
ETP
464287234
7920
189500
SH
Put
SOLE
none
189500
0
0
ISHARES U.S. HOME CONSTRUCTI
ETP
464288752
41713
1680600
SH
Put
SOLE
none
1680600
0
0
J.C. PENNEY CO INC
COM
708160106
3316
362300
SH
SOLE
none
362300
0
0
JDS UNIPHASE CORP
COM
46612J507
1015
78100
SH
SOLE
none
78100
0
0
JETPAY CORP
COM
477177109
5099
3290000
SH
SOLE
none
3290000
0
0
JOHN HAN PREMIUM DIVIDEND FD
FUND
41013T105
1336
115071
SH
SOLE
none
115071
0
0
JOHN HANCOCK PFD INCOME FD
FUND
41013W108
1513
84821
SH
SOLE
none
84821
0
0
JOHN HANCOCK PFD INCOME II
FUND
41013X106
1046
58429
SH
SOLE
none
58429
0
0
JOHN HANCOCK PFD INCOME III
FUND
41021P103
1402
89918
SH
SOLE
none
89918
0
0
JOHNSON & JOHNSON
COM
478160104
603
6583
SH
SOLE
none
6583
0
0
JOHNSON & JOHNSON
COM
478160104
37276
407000
SH
Call
SOLE
none
407000
0
0
JOHNSON & JOHNSON
COM
478160104
36900
402900
SH
Put
SOLE
none
402900
0
0
JPMORGAN CHASE & CO
COM
46625H100
28911
494352
SH
SOLE
none
494352
0
0
JPMORGAN CHASE & CO
COM
46625H100
26920
460300
SH
Call
SOLE
none
460300
0
0
JPMORGAN CHASE & CO
COM
46625H100
29369
502200
SH
Put
SOLE
none
502200
0
0
JUNIPER NETWORKS INC
COM
48203R104
8184
362568
SH
SOLE
none
362568
0
0
KB HOME
COM
48666K109
8570
468756
SH
SOLE
none
468756
0
0
KEY ENERGY SERVICES INC
COM
492914106
3544
448676
SH
SOLE
none
448676
0
0
KINDER MORGAN INC
COM
49456B101
1048
29100
SH
SOLE
none
29100
0
0
KINROSS GOLD CORP
COM
496902404
901
205700
SH
SOLE
none
205700
0
0
KNIGHT CAPITAL GROUP INC
DEBT
499005AE6
51040
51000000
PRN
SOLE
none
51000000
0
0
KOSMOS ENERGY LTD
COM
G5315B107
9578
856697
SH
SOLE
none
856697
0
0
L-3 COMMS HLDGS INC
DEBT
502413AW7
16866
14000000
PRN
SOLE
none
14000000
0
0
LAS VEGAS SANDS CORP
COM
517834107
1633
20700
SH
SOLE
none
20700
0
0
LAS VEGAS SANDS CORP
COM
517834107
237
3000
SH
Call
SOLE
none
3000
0
0
LDK SOLAR CO LTD -ADR
ADR
50183L107
1310
1000000
SH
Put
SOLE
none
1000000
0
0
LENNAR CORP-A
COM
526057104
20539
519156
SH
SOLE
none
519156
0
0
LEVY ACQUISITION CORP
UNIT
52748T203
10010
1000000
SH
SOLE
none
1000000
0
0
LGI HOMES INC
COM
50187T106
11851
666180
SH
SOLE
none
666180
0
0
LIBERTY INTERACTIVE LLC
DEBT
530715AN1
28092
52264000
PRN
SOLE
none
52264000
0
0
LIFELOCK INC
COM
53224V100
4521
275495
SH
SOLE
none
275495
0
0
LOCKHEED MARTIN CORP
COM
539830109
387
2600
SH
Call
SOLE
none
2600
0
0
LOCKHEED MARTIN CORP
COM
539830109
387
2600
SH
Put
SOLE
none
2600
0
0
LONE PINE RESOURCES INC
WRT
54222A106
107
2800000
SH
SOLE
none
2800000
0
0
LOUISIANA-PACIFIC CORP
COM
546347105
1024
55300
SH
SOLE
none
55300
0
0
MACK-CALI REALTY CORP
REIT
554489104
971
45200
SH
SOLE
none
45200
0
0
MANAGED HI YLD PLUS FUND INC
FUND
561911108
1000
492444
SH
SOLE
none
492444
0
0
MARATHON PETROLEUM CORP
COM
56585A102
3909
42610
SH
SOLE
none
42610
0
0
MARINA BIOTECH INC
COM
56804q201
1
26189
SH
SOLE
none
26189
0
0
MARKET VECTORS GOLD MINERS
ETP
57060U100
1161
54935
SH
SOLE
none
54935
0
0
MARKET VECTORS GOLD MINERS
ETP
57060U100
2114
100000
SH
Call
SOLE
none
100000
0
0
MARKET VECTORS GOLD MINERS
ETP
57060U100
2114
100000
SH
Put
SOLE
none
100000
0
0
MARKETO INC
COM
57063L107
5301
143000
SH
SOLE
none
143000
0
0
MAST THERAPEUTICS INC
COM
576314108
1
62500
SH
SOLE
none
62500
0
0
MASTERCARD INC-CLASS A
COM
57636Q104
8607
10300
SH
Call
SOLE
none
10300
0
0
MASTERCARD INC-CLASS A
COM
57636Q104
5516
6600
SH
Put
SOLE
none
6600
0
0
MAVENIR SYSTEMS INC
COM
577675101
3887
348300
SH
SOLE
none
348300
0
0
MAXIM INTEGRATED PRODUCTS
COM
57772K101
952
34100
SH
SOLE
none
34100
0
0
MCDONALD'S CORP
COM
580135101
10926
112600
SH
Call
SOLE
none
112600
0
0
MCDONALD'S CORP
COM
580135101
7317
75400
SH
Put
SOLE
none
75400
0
0
MEDIVATION INC
COM
58501N101
1493
23400
SH
SOLE
none
23400
0
0
MEDNAX INC
COM
58502B106
9655
180880
SH
SOLE
none
180880
0
0
MEDTRONIC INC
COM
585055106
12616
219809
SH
SOLE
none
219809
0
0
MELCO CROWN ENTERTAINME-ADR
ADR
585464100
1843
47000
SH
SOLE
none
47000
0
0
MELCO CROWN ENTERTAINME-ADR
ADR
585464100
1412
36000
SH
Call
SOLE
none
36000
0
0
MERCK & CO. INC.
COM
58933Y105
14305
285800
SH
Call
SOLE
none
285800
0
0
MERCK & CO. INC.
COM
58933Y105
10871
217200
SH
Put
SOLE
none
217200
0
0
MERGE HEALTHCARE INC
COM
589499102
757
326181
SH
SOLE
none
326181
0
0
MFA FINANCIAL INC
REIT
55272X102
2332
330283
SH
SOLE
none
330283
0
0
MFS INVESTMENT GRADE MUNICIP
FUND
59318B108
212
24600
SH
SOLE
none
24600
0
0
MICROSOFT CORP
COM
594918104
29278
782600
SH
Call
SOLE
none
782600
0
0
MICROSOFT CORP
COM
594918104
19732
527400
SH
Put
SOLE
none
527400
0
0
MICROSTRATEGY INC-CL A
COM
594972408
5589
44989
SH
SOLE
none
44989
0
0
MODEL N INC
COM
607525102
2287
194000
SH
SOLE
none
194000
0
0
MOLINA HEALTHCARE INC
COM
60855R100
1838
52889
SH
SOLE
none
52889
0
0
MOLYCORP INC
COM
608753109
1181
210200
SH
SOLE
none
210200
0
0
MONDELEZ INTERNATIONAL INC-A
COM
609207105
540
15300
SH
Call
SOLE
none
15300
0
0
MONDELEZ INTERNATIONAL INC-A
COM
609207105
540
15300
SH
Put
SOLE
none
15300
0
0
MORGANS HOTEL GROUP CO
COM
61748W108
17407
2141019
SH
SOLE
none
2141019
0
0
NABORS INDUSTRIES LTD
COM
G6359F103
10568
621978
SH
SOLE
none
621978
0
0
NABORS INDUSTRIES LTD
COM
G6359F103
54459
3205400
SH
Call
SOLE
none
3205400
0
0
NATIONAL OILWELL VARCO INC
COM
637071101
406
5100
SH
Call
SOLE
none
5100
0
0
NATIONAL OILWELL VARCO INC
COM
637071101
406
5100
SH
Put
SOLE
none
5100
0
0
NATIONSTAR MORTGAGE HOLDINGS
COM
63861C109
6790
183646
SH
SOLE
none
183646
0
0
NAVIGATOR HOLDINGS LTD
COM
Y62132108
2379
88300
SH
SOLE
none
88300
0
0
NEOSTEM INC
COM
640650404
46
381250
SH
SOLE
none
381250
0
0
NEUBERGER BERMAN HIGH YIELD
FUND
64128C106
3278
247261
SH
SOLE
none
247261
0
0
NEW AMERICA HIGH INCOME FUND
FUND
641876800
453
47100
SH
SOLE
none
47100
0
0
NEW RESIDENTIAL INVESTMENT
REIT
64828T102
55398
8292983
SH
SOLE
none
8292983
0
0
NEWCASTLE INVESTMENT CORP
REIT
65105M108
42865
7467891
SH
SOLE
none
7467891
0
0
NEWFIELD EXPLORATION CO
COM
651290108
1020
41400
SH
SOLE
none
41400
0
0
NEWMONT MINING CORP
COM
651639106
505
21900
SH
SOLE
none
21900
0
0
NII HOLDINGS INC
COM
62913F201
1303
473800
SH
SOLE
none
473800
0
0
NIMBLE STORAGE INC
COM
65440R101
4531
100000
SH
SOLE
none
100000
0
0
NORANDA ALUMINUM HOLDING COR
COM
65542W107
1321
401800
SH
SOLE
none
401800
0
0
NORTHSTAR REALTY FINANCE COR
REIT
66704R100
37884
2816651
SH
SOLE
none
2816651
0
0
NQ MOBILE INC - ADR
ADR
64118U108
1168
79469
SH
SOLE
none
79469
0
0
NQ MOBILE INC - ADR
ADR
64118U108
1603
109000
SH
Call
SOLE
none
109000
0
0
NUANCE COMMUNICATIONS INC
COM
67020Y100
4149
272900
SH
SOLE
none
272900
0
0
NUVEEN CA DVD ADV MUNI FD 3
FUND
67070Y109
167
14600
SH
SOLE
none
14600
0
0
NUVEEN CALIFORNIA AMT-FREE M
FUND
670651108
626
51450
SH
SOLE
none
51450
0
0
NUVEEN CONNECTICUT PREM INC
FUND
67060D107
634
54615
SH
SOLE
none
54615
0
0
NUVEEN CREDIT STRATEGIES INC
FUND
67073D102
5821
598126
SH
SOLE
none
598126
0
0
NUVEEN DIVIDEND ADV MUNI 3
FUND
67070X101
1020
82600
SH
SOLE
none
82600
0
0
NUVEEN DIVIDEND ADVANTAGE MU
FUND
67071L106
1009
80600
SH
SOLE
none
80600
0
0
NUVEEN DVD ADVANTAGE MUNI FD
FUND
67066V101
315
25000
SH
SOLE
none
25000
0
0
NUVEEN GEORGIA DVD ADV MU 2
FUND
67072B107
165
14117
SH
SOLE
none
14117
0
0
NUVEEN MA PREMIUM INC MUNI
FUND
67061E104
207
17047
SH
SOLE
none
17047
0
0
NUVEEN MASS DVD ADVNTG MUNI
FUND
67069P101
138
11419
SH
SOLE
none
11419
0
0
NUVEEN MD PREMIUM INC MUNI
FUND
67061Q107
171
14350
SH
SOLE
none
14350
0
0
NUVEEN MORTGAGE OPPORTUNITY
FUND
670735109
10598
458000
SH
SOLE
none
458000
0
0
NUVEEN MTG OPPORT TERM FUND
FUND
67074R100
3193
139000
SH
SOLE
none
139000
0
0
NUVEEN MUNI ADVANTAGE FUND
FUND
67062H106
219
18042
SH
SOLE
none
18042
0
0
NUVEEN MUNI MKT OPPORTUNITY
FUND
67062W103
685
57100
SH
SOLE
none
57100
0
0
NUVEEN PREFERRED INCOME OPPO
FUND
67073B106
773
87031
SH
SOLE
none
87031
0
0
NUVEEN PREMIUM INC MUNI FD 2
FUND
67063W102
516
41157
SH
SOLE
none
41157
0
0
NUVEEN PREMIUM INC MUNI FUND
FUND
67062T100
140
11325
SH
SOLE
none
11325
0
0
NUVEEN QUALITY INCOME MUNI
FUND
670977107
919
74968
SH
SOLE
none
74968
0
0
NUVEEN QUALITY PREFERRED II
FUND
67072C105
672
82426
SH
SOLE
none
82426
0
0
NUVEEN QUALITY PREFERRED III
FUND
67072W101
231
29492
SH
SOLE
none
29492
0
0
NUVEEN QUALITY PREFERRED INC
FUND
67071S101
288
37502
SH
SOLE
none
37502
0
0
NUVEEN SELECT QUALTY MUNI FD
FUND
670973106
319
25700
SH
SOLE
none
25700
0
0
OCCIDENTAL PETROLEUM CORP
COM
674599105
9084
95500
SH
Call
SOLE
none
95500
0
0
OCCIDENTAL PETROLEUM CORP
COM
674599105
6154
64700
SH
Put
SOLE
none
64700
0
0
OCEANEERING INTL INC
COM
675232102
7727
97954
SH
SOLE
none
97954
0
0
OCWEN FINANCIAL CORP
COM
675746309
120384
2171057
SH
SOLE
none
2171057
0
0
OFFICE DEPOT INC
COM
676220106
16064
3036838
SH
SOLE
none
3036838
0
0
OFFICE DEPOT INC
COM
676220106
19192
3627900
SH
Call
SOLE
none
3627900
0
0
OFS CAPITAL CORP
COM
67103B100
1464
114098
SH
SOLE
none
114098
0
0
OLD REPUBLIC INTL CORP
COM
680223104
250
14500
SH
SOLE
none
14500
0
0
OMNICARE INC
DEBT
681904AP3
11362
7500000
PRN
SOLE
none
7500000
0
0
ORACLE CORP
COM
68389X105
15252
398600
SH
Call
SOLE
none
398600
0
0
ORACLE CORP
COM
68389X105
9918
259200
SH
Put
SOLE
none
259200
0
0
PACWEST BANCORP
COM
695263103
14457
342416
SH
SOLE
none
342416
0
0
PAREXEL INTERNATIONAL CORP
COM
699462107
5965
132029
SH
SOLE
none
132029
0
0
PARKERVISION INC
COM
701354102
582
127938
SH
SOLE
none
127938
0
0
PATTERSON-UTI ENERGY INC
COM
703481101
5453
215378
SH
SOLE
none
215378
0
0
PDC ENERGY INC
COM
69327R101
3587
67388
SH
SOLE
none
67388
0
0
PENNYMAC MORTGAGE INVESTMENT
REIT
70931T103
15145
659562
SH
SOLE
none
659562
0
0
PEPSICO INC
COM
713448108
2535
30569
SH
SOLE
none
30569
0
0
PEPSICO INC
COM
713448108
21292
256700
SH
Call
SOLE
none
256700
0
0
PEPSICO INC
COM
713448108
19178
231200
SH
Put
SOLE
none
231200
0
0
PERKINELMER INC
COM
714046109
3799
92123
SH
SOLE
none
92123
0
0
PETROCHINA CO LTD -ADR
ADR
71646E100
988
9000
SH
Put
SOLE
none
9000
0
0
PETROQUEST ENERGY INC
COM
716748108
1072
248000
SH
SOLE
none
248000
0
0
PFIZER INC
COM
717081103
22046
719700
SH
Call
SOLE
none
719700
0
0
PFIZER INC
COM
717081103
13891
453500
SH
Put
SOLE
none
453500
0
0
PHH CORP
DEBT
693320AQ6
41422
20000000
PRN
SOLE
none
20000000
0
0
PHILIP MORRIS INTERNATIONAL
COM
718172109
6054
69479
SH
SOLE
none
69479
0
0
PHILIP MORRIS INTERNATIONAL
COM
718172109
24302
278900
SH
Call
SOLE
none
278900
0
0
PHILIP MORRIS INTERNATIONAL
COM
718172109
22350
256500
SH
Put
SOLE
none
256500
0
0
PHILLIPS 66
COM
718546104
3416
44290
SH
SOLE
none
44290
0
0
PIMCO DYNAMIC CREDIT INCOME
FUND
72202D106
24545
1091788
SH
SOLE
none
1091788
0
0
PIONEER NATURAL RESOURCES CO
COM
723787107
607
3300
SH
Call
SOLE
none
3300
0
0
PIONEER NATURAL RESOURCES CO
COM
723787107
607
3300
SH
Put
SOLE
none
3300
0
0
PLURISTEM THERAPEUTICS INC
COM
72940R102
7
30000
SH
SOLE
none
30000
0
0
POTBELLY CORP
COM
73754Y100
3545
146000
SH
SOLE
none
146000
0
0
POWERSHARES QQQ TRUST SERIES
ETP
73935A104
4187
47600
SH
Call
SOLE
none
47600
0
0
POWERSHARES QQQ TRUST SERIES
ETP
73935A104
21832
248200
SH
Put
SOLE
none
248200
0
0
PREMIER INC
COM
74051N102
1564
42543
SH
SOLE
none
42543
0
0
PRICELINE.COM INC
COM
741503403
20740
17843
SH
SOLE
none
17843
0
0
PRIME ACQUISITION CORP
WRT
G72436127
52
181000
SH
SOLE
none
181000
0
0
PROCTER & GAMBLE CO/THE
COM
742718109
42580
523000
SH
Call
SOLE
none
523000
0
0
PROCTER & GAMBLE CO/THE
COM
742718109
18139
222800
SH
Put
SOLE
none
222800
0
0
PROLOGIS INC
REIT
74340W103
5247
142000
SH
SOLE
none
142000
0
0
PROSPECT CAPITAL CORP
DEBT
74348TAC6
18611
17207000
PRN
SOLE
none
17207000
0
0
PROSPECT CAPITAL CORP
DEBT
74348TAK8
526
500000
PRN
SOLE
none
500000
0
0
PROSPECT CAPITAL CORP
DEBT
74348TAL6
24763
23500000
PRN
SOLE
none
23500000
0
0
PROSPECT GLOBAL RESOURCES IN
COM
74348X202
35
20065
SH
SOLE
none
20065
0
0
PRUDENTIAL FINANCIAL INC
COM
744320102
56237
609813
SH
SOLE
none
609813
0
0
PUBLIC SERVICE ENTERPRISE GP
COM
744573106
9533
297555
SH
SOLE
none
297555
0
0
PUTNAM MANAGED MUNI INCM TRS
FUND
746823103
521
78400
SH
SOLE
none
78400
0
0
QIHOO 360 TECH CO LTD
DEBT
G73030AA9
4777
4500000
PRN
SOLE
none
4500000
0
0
QLIK TECHNOLOGIES INC
COM
74733T105
2208
82908
SH
SOLE
none
82908
0
0
QUALCOMM INC
COM
747525103
14006
188600
SH
Call
SOLE
none
188600
0
0
QUALCOMM INC
COM
747525103
9305
125300
SH
Put
SOLE
none
125300
0
0
QUIDEL CORP
COM
74838J101
3089
100000
SH
Call
SOLE
none
100000
0
0
QUINPARIO ACQUISITION CORP
COM
74874R108
11868
1175000
SH
SOLE
none
1175000
0
0
QUINPARIO ACQUISITION CORP
WRT
74874R116
432
1200000
SH
SOLE
none
1200000
0
0
QUINTILES TRANSNATIONAL HOLD
COM
74876Y101
3143
67830
SH
SOLE
none
67830
0
0
RACKSPACE HOSTING INC
COM
750086100
5914
151141
SH
SOLE
none
151141
0
0
RAIT FINANCIAL TRUST
DEBT
749227AA2
28798
20352000
PRN
SOLE
none
20352000
0
0
RALLY SOFTWARE DEVELOPMENT
COM
751198102
2548
131000
SH
SOLE
none
131000
0
0
RAYONIER INC
REIT
754907103
956
22700
SH
SOLE
none
22700
0
0
RED HAT INC
COM
756577102
8243
147087
SH
SOLE
none
147087
0
0
REDWOOD TRUST INC
DEBT
758075AB1
65519
62950000
PRN
SOLE
none
62950000
0
0
RENESOLA LTD-ADR
ADR
75971T103
2851
826362
SH
SOLE
none
826362
0
0
RENREN INC-ADR
ADR
759892102
984
322800
SH
SOLE
none
322800
0
0
RESOLUTE ENERGY CORP
WRT
76116A116
5
19466
SH
SOLE
none
19466
0
0
RESOURCE CAPITAL CORP
DEBT
76120WAA2
22851
22794000
PRN
SOLE
none
22794000
0
0
RETAILMENOT INC
COM
76132B106
23846
828277
SH
SOLE
none
828277
0
0
REX ENERGY CORP
COM
761565100
7220
366303
SH
SOLE
none
366303
0
0
REXFORD INDUSTRIAL REALTY IN
REIT
76169C100
5269
399275
SH
SOLE
none
399275
0
0
RINGCENTRAL INC-CLASS A
COM
76680R206
2691
146500
SH
SOLE
none
146500
0
0
RITE AID CORP
DEBT
767754BU7
4444
2150000
PRN
SOLE
none
2150000
0
0
ROYAL BANK OF CANADA
COM
780087102
22353
313000
SH
Put
SOLE
none
313000
0
0
ROYAL GOLD INC
COM
780287108
959
20800
SH
SOLE
none
20800
0
0
RPM INTERNATIONAL INC
COM
749685103
1991
48000
SH
SOLE
none
48000
0
0
RUCKUS WIRELESS INC
COM
781220108
1000
70400
SH
SOLE
none
70400
0
0
SAFE BULKERS INC
COM
Y7388L103
1560
150000
SH
SOLE
none
150000
0
0
SALESFORCE.COM INC
COM
79466L302
24619
446080
SH
SOLE
none
446080
0
0
SCHLUMBERGER LTD
COM
806857108
28526
316570
SH
SOLE
none
316570
0
0
SCHLUMBERGER LTD
COM
806857108
16857
187100
SH
Call
SOLE
none
187100
0
0
SCHLUMBERGER LTD
COM
806857108
8855
98300
SH
Put
SOLE
none
98300
0
0
SCORPIO BULKERS INC
COM
Y7546A106
34982
1022058
SH
SOLE
none
1022058
0
0
SCORPIO TANKERS INC
COM
Y7542C106
8363
709299
SH
SOLE
none
709299
0
0
SEI INVESTMENTS COMPANY
COM
784117103
29290
843369
SH
SOLE
none
843369
0
0
SELECT COMFORT CORPORATION
COM
81616X103
981
46500
SH
SOLE
none
46500
0
0
SERVICESOURCE INTERNATIONAL
COM
81763U100
989
118000
SH
SOLE
none
118000
0
0
SHUTTERFLY INC
COM
82568P304
15279
300000
SH
Put
SOLE
none
300000
0
0
SILVER STANDARD RESOURCES
COM
82823L106
626
90000
SH
SOLE
none
90000
0
0
SIMON PROPERTY GROUP INC
REIT
828806109
1742
11450
SH
SOLE
none
11450
0
0
SINA CORP
COM
G81477104
1137
13500
SH
Call
SOLE
none
13500
0
0
SINOVAC BIOTECH LTD
COM
P8696W104
3028
494646
SH
SOLE
none
494646
0
0
SKULLCANDY INC
COM
83083J104
1205
167100
SH
SOLE
none
167100
0
0
SOHU.COM INC
COM
83408W103
1502
20600
SH
SOLE
none
20600
0
0
SOHU.COM INC
COM
83408W103
2260
31000
SH
Call
SOLE
none
31000
0
0
SOLAR CAPITAL LTD
COM
83413U100
9190
407536
SH
SOLE
none
407536
0
0
SOLARWINDS INC
COM
83416B109
1036
27400
SH
SOLE
none
27400
0
0
SONY CORP-SPONSORED ADR
ADR
835699307
3038
175640
SH
SOLE
none
175640
0
0
SPANSION INC-CLASS A
COM
84649R200
1403
101000
SH
SOLE
none
101000
0
0
SPDR GOLD SHARES
ETP
78463V107
15096
130000
SH
Call
SOLE
none
130000
0
0
SPDR GOLD SHARES
ETP
78463V107
3484
30000
SH
Put
SOLE
none
30000
0
0
SPDR S&P 500 ETF TRUST
ETP
78462F103
332610
1800900
SH
Call
SOLE
none
1800900
0
0
SPDR S&P 500 ETF TRUST
ETP
78462F103
142378
770900
SH
Put
SOLE
none
770900
0
0
ST JUDE MEDICAL INC
COM
790849103
15289
246775
SH
SOLE
none
246775
0
0
STERLITE INDUSTRIES LTD
DEBT
859737AB4
34289
34680000
PRN
SOLE
none
34680000
0
0
STONE ENERGY CORP
COM
861642106
9367
270789
SH
SOLE
none
270789
0
0
SUNTRUST BANKS INC
COM
867914103
22041
598760
SH
SOLE
none
598760
0
0
SUPERIOR ENERGY SERVICES INC
COM
868157108
12529
470837
SH
SOLE
none
470837
0
0
SYMANTEC CORP
COM
871503108
4660
197645
SH
SOLE
none
197645
0
0
SYNOVUS FINANCIAL CORP
COM
87161C105
3532
980950
SH
SOLE
none
980950
0
0
TABLEAU SOFTWARE INC-CL A
COM
87336U105
8685
126000
SH
SOLE
none
126000
0
0
TAKE-TWO INTERACTIVE SOFTWRE
COM
874054109
1638
94300
SH
SOLE
none
94300
0
0
TAL EDUCATION GROUP- ADR
ADR
874080104
264
12000
SH
SOLE
none
12000
0
0
TANDEM DIABETES CARE INC
COM
875372104
254
9883
SH
SOLE
none
9883
0
0
TAUBMAN CENTERS INC
REIT
876664103
940
14700
SH
SOLE
none
14700
0
0
TERADATA CORP
COM
88076W103
1041
22900
SH
SOLE
none
22900
0
0
TESLA MOTORS INC
DEBT
88160RAA9
38801
28000000
PRN
SOLE
none
28000000
0
0
TESLA MOTORS INC
COM
88160R101
3009
20000
SH
Put
SOLE
none
20000
0
0
TETRALOGIC PHARMACEUTICALS C
COM
88165U109
3332
350000
SH
SOLE
none
350000
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
11892
106789
SH
SOLE
none
106789
0
0
THORATEC CORP
COM
885175307
2833
77398
SH
SOLE
none
77398
0
0
TILE SHOP HLDGS INC
COM
88677Q109
1037
57400
SH
SOLE
none
57400
0
0
TIMKEN CO
COM
887389104
1008
18300
SH
SOLE
none
18300
0
0
TITAN MACHINERY INC
COM
88830R101
1032
57900
SH
SOLE
none
57900
0
0
TORONTO-DOMINION BANK
COM
891160509
31214
311800
SH
Put
SOLE
none
311800
0
0
TTM TECHNOLOGIES
COM
87305R109
420
48964
SH
SOLE
none
48964
0
0
TWITTER INC
COM
90184L102
8077
126900
SH
SOLE
none
126900
0
0
UNION PACIFIC CORP
COM
907818108
11927
71000
SH
Call
SOLE
none
71000
0
0
UNION PACIFIC CORP
COM
907818108
11709
69700
SH
Put
SOLE
none
69700
0
0
UNITED INSURANCE HOLDINGS CO
COM
910710102
2201
156299
SH
SOLE
none
156299
0
0
UNITED ONLINE INC
COM
911268209
4378
318146
SH
SOLE
none
318146
0
0
UNITED PARCEL SERVICE-CL B
COM
911312106
1745
16600
SH
Call
SOLE
none
16600
0
0
UNITED PARCEL SERVICE-CL B
COM
911312106
1744
16600
SH
Put
SOLE
none
16600
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
11915
104700
SH
Call
SOLE
none
104700
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
8101
71200
SH
Put
SOLE
none
71200
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
13193
175195
SH
SOLE
none
175195
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
14268
189500
SH
Call
SOLE
none
189500
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
9940
132000
SH
Put
SOLE
none
132000
0
0
URBAN OUTFITTERS INC
COM
917047102
980
26400
SH
SOLE
none
26400
0
0
US AIRWAYS GROUP INC
COM
90341W108
22609
1002600
SH
Put
SOLE
none
1002600
0
0
US BANCORP
COM
902973304
3313
82000
SH
Call
SOLE
none
82000
0
0
US SILICA HOLDINGS INC
COM
90346E103
13613
399072
SH
SOLE
none
399072
0
0
USG CORP
COM
903293405
1061
37400
SH
SOLE
none
37400
0
0
VEEVA SYSTEMS INC-CLASS A
COM
922475108
8334
259625
SH
SOLE
none
259625
0
0
VENTAS INC
REIT
92276F100
12950
226065
SH
SOLE
none
226065
0
0
VENTAS INC
REIT
92276F100
14892
260000
SH
Call
SOLE
none
260000
0
0
VERACYTE INC
COM
92337F107
841
57974
SH
SOLE
none
57974
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
4361
88738
SH
SOLE
none
88738
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
22395
455800
SH
Call
SOLE
none
455800
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
19766
402300
SH
Put
SOLE
none
402300
0
0
VIOLIN MEMORY INC
COM
92763A101
4222
1066100
SH
SOLE
none
1066100
0
0
VISA INC-CLASS A SHARES
COM
92826C839
47141
211695
SH
SOLE
none
211695
0
0
VISA INC-CLASS A SHARES
COM
92826C839
12894
57900
SH
Call
SOLE
none
57900
0
0
VISA INC-CLASS A SHARES
COM
92826C839
8395
37700
SH
Put
SOLE
none
37700
0
0
VMWARE INC-CLASS A
COM
928563402
30045
334908
SH
SOLE
none
334908
0
0
WAL-MART STORES INC
COM
931142103
13545
172100
SH
Call
SOLE
none
172100
0
0
WAL-MART STORES INC
COM
931142103
25923
329400
SH
Put
SOLE
none
329400
0
0
WALGREEN CO
COM
931422109
471
8200
SH
Call
SOLE
none
8200
0
0
WALGREEN CO
COM
931422109
471
8200
SH
Put
SOLE
none
8200
0
0
WALT DISNEY CO/THE
COM
254687106
12232
160100
SH
Call
SOLE
none
160100
0
0
WALT DISNEY CO/THE
COM
254687106
9244
121000
SH
Put
SOLE
none
121000
0
0
WALTER INVESTMENT MANAGEMENT
COM
93317W102
86233
2438700
SH
SOLE
none
2438700
0
0
WEBMD HEALTH CORP
COM
94770V102
4784
121100
SH
SOLE
none
121100
0
0
WEIGHT WATCHERS INTL INC
COM
948626106
975
29600
SH
SOLE
none
29600
0
0
WELLS FARGO & CO
COM
949746101
39995
880900
SH
Call
SOLE
none
880900
0
0
WELLS FARGO & CO
COM
949746101
29493
649600
SH
Put
SOLE
none
649600
0
0
WESTERN ASSET HIGH INCOME OP
FUND
95766K109
4827
814062
SH
SOLE
none
814062
0
0
WESTERN ASSET HIGH YIELD DEF
FUND
95768B107
6097
344303
SH
SOLE
none
344303
0
0
WESTERN ASSET MANAGED HIGH Y
FUND
95766L107
2057
363123
SH
SOLE
none
363123
0
0
WESTERN ASSET MORTGAGE CAPIT
REIT
95790D105
9
506341
SH
SOLE
none
506341
0
0
WESTERN UNION CO
COM
959802109
28213
1635526
SH
SOLE
none
1635526
0
0
WESTPORT INNOVATIONS INC
COM
960908309
1008
51400
SH
SOLE
none
51400
0
0
WHITING PETROLEUM CORP
COM
966387102
2448
39560
SH
SOLE
none
39560
0
0
WISDOMTREE INDIA EARNINGS
ETP
97717W422
2965
170000
SH
Call
SOLE
none
170000
0
0
WISDOMTREE INDIA EARNINGS
ETP
97717W422
8720
500000
SH
Put
SOLE
none
500000
0
0
WISDOMTREE INVESTMENTS INC
COM
97717P104
27791
1569200
SH
Put
SOLE
none
1569200
0
0
WISDOMTREE JAPAN HEDGED EQ
ETP
97717W851
20336
400000
SH
Put
SOLE
none
400000
0
0
WUXI PHARMATECH CAYMAN-ADR
ADR
929352102
365
9500
SH
SOLE
none
9500
0
0
XILINX INC
DEBT
983919AD3
84273
53100000
PRN
SOLE
none
53100000
0
0
XILINX INC
DEBT
983919AF8
6392
4000000
PRN
SOLE
none
4000000
0
0
YONGYE INTERNATIONAL INC
COM
98607B106
10958
1712238
SH
SOLE
none
1712238
0
0
YUME INC
COM
98872B104
3945
529609
SH
SOLE
none
529609
0
0
ZILLOW INC-CLASS A
COM
98954A107
4692
57412
SH
SOLE
none
57412
0
0
ZIMMER HOLDINGS INC
COM
98956P102
2268
24334
SH
SOLE
none
24334
0
0
ZULILY INC - CL A
COM
989774104
6194
149500
SH
SOLE
none
149500
0
0
ZYNGA INC - CL A
COM
98986T108
11884
3127399
SH
SOLE
none
3127399
0
0
SOLTA MEDICAL INC
COM
83438K103
2154
730068
SH
SOLE
none
730068
0
0
CHINA HYDROELECTRIC CP-ADS
WRT
G2112E145
6
649292
SH
SOLE
none
649292
0
0