General Counsel and Chief Compliance Officer

0001567619-21-009447.txt : 20210510 0001567619-21-009447.hdr.sgml : 20210510 20210510155750 ACCESSION NUMBER: 0001567619-21-009447 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210331 FILED AS OF DATE: 20210510 DATE AS OF CHANGE: 20210510 EFFECTIVENESS DATE: 20210510 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BASSO CAPITAL MANAGEMENT, L.P. CENTRAL INDEX KEY: 0001287978 IRS NUMBER: 200406508 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10896 FILM NUMBER: 21906915 BUSINESS ADDRESS: STREET 1: 1266 EAST MAIN STREET STREET 2: 4TH FLOOR CITY: STAMFORD STATE: CT ZIP: 06902 BUSINESS PHONE: (203) 352-6100 MAIL ADDRESS: STREET 1: 1266 EAST MAIN STREET STREET 2: 4TH FLOOR CITY: STAMFORD STATE: CT ZIP: 06902 FORMER COMPANY: FORMER CONFORMED NAME: BASSO CAPITAL MANAGEMENT L.P. DATE OF NAME CHANGE: 20130806 FORMER COMPANY: FORMER CONFORMED NAME: BASSO CAPITAL MANAGEMENT LP DATE OF NAME CHANGE: 20130731 FORMER COMPANY: FORMER CONFORMED NAME: BASSO CAPITAL MANAGEMENT LP DATE OF NAME CHANGE: 20040421 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001287978 XXXXXXXX 03-31-2021 03-31-2021 BASSO CAPITAL MANAGEMENT, L.P.

1266 EAST MAIN STREET 4TH FLOOR STAMFORD CT 06902

13F HOLDINGS REPORT 028-10896 N Marc Seidenberg General Counsel and Chief Compliance Officer 203-352-6100 /s/ Marc Seidenberg Stamford CT 05-17-2021 0 377 648275 false INFORMATION TABLE 2 form13fInfoTable.xml 26 CAPITAL ACQUISITION CORP COM CL A 90138P100 2862 295088 SH SOLE 2862 0 0 26 CAPITAL ACQUISITION CORP UNIT 12/31/2027 90138P209 1031 102664 SH SOLE 1031 0 0 26 CAPITAL ACQUISITION CORP *W EXP 12/31/202 90138P118 55 69784 SH SOLE 55 0 0 7GC & CO HOLDINGS INC COM CL A 81786A107 1066 107755 SH SOLE 1066 0 0 7GC & CO HOLDINGS INC *W EXP 12/23/202 81786A115 23 29977 SH SOLE 23 0 0 ACKRELL SPAC PARTNERS I CO UNIT 12/01/2026 00461L204 4443 437769 SH SOLE 4443 0 0 ACKRELL SPAC PARTNERS I CO UNIT 99/99/9999 00461L303 5690 575899 SH SOLE 5690 0 0 ACKRELL SPAC PARTNERS I CO *W EXP 12/01/202 00461L113 79 157058 SH SOLE 79 0 0 ADARA ACQUISITION CORP COM CL A 00653H102 854 88719 SH SOLE 854 0 0 ADARA ACQUISITION CORP UNIT 99/99/9999 00653H201 760 76588 SH SOLE 760 0 0 ADARA ACQUISITION CORP 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SOLE 642 0 0 KISMET ACQUISITION TWO CORP UNIT 99/99/9999 G52807123 1938 195000 SH SOLE 1938 0 0 KL ACQUISITION CORP COM CL A 49837C109 4 456 SH SOLE 4 0 0 KLUDEIN I ACQUISITION CORP CL A 49878L109 1065 109490 SH SOLE 1065 0 0 KLUDEIN I ACQUISITION CORP *W EXP 07/08/202 49878L117 5 9605 SH SOLE 5 0 0 LANDCADIA HOLDINGS IV INC UNIT 05/01/2025 51477A203 550 55528 SH SOLE 550 0 0 LEGATO MERGER CORP COM 52473X106 3910 403938 SH SOLE 3910 0 0 LEGATO MERGER CORP UNIT 12/31/2025 52473X205 2358 232786 SH SOLE 2358 0 0 LEGATO MERGER CORP *W EXP 12/31/202 52473X114 46 95400 SH SOLE 46 0 0 LEO HLDGS CORP II COM CL A G5463R102 7793 801771 SH SOLE 7793 0 0 LEO HLDGS CORP II UNIT 99/99/9999 G5463R110 2876 290199 SH SOLE 2876 0 0 LEO HLDGS CORP II *W EXP 01/07/202 G5463R128 100 133956 SH SOLE 100 0 0 L&F ACQUISITION CORP SHS CL A G53702109 6125 621801 SH SOLE 6125 0 0 L&F ACQUISITION CORP *W EXP 05/23/202 G53702117 53 79410 SH SOLE 53 0 0 LIGHTJUMP ACQUISITION CORP COM 53228M106 4122 424999 SH SOLE 4122 0 0 LIGHTJUMP ACQUISITION CORP UNIT 01/06/2026 53228M205 1199 120460 SH SOLE 1199 0 0 LIGHTJUMP ACQUISITION CORP *W EXP 01/12/202 53228M114 31 55808 SH SOLE 31 0 0 LIONHEART ACQUISITION CORP I COM CL A 53625R104 807 82149 SH SOLE 807 0 0 LIV CAP ACQUISITION CORP CL A G5510C108 4793 482191 SH SOLE 4793 0 0 LIV CAP ACQUISITION CORP UNIT 99/99/9999 G5510C124 1746 165800 SH SOLE 1746 0 0 LMF ACQUISITION OPPORTUNIT I CL A COM 502015100 242 24675 SH SOLE 242 0 0 LOCUST WALK ACQUISITION CORP COM CL A 54015L103 975 100000 SH SOLE 975 0 0 MAGNUM OPUS ACQUISITION LTD UNIT 06/03/2026 G5S70A120 989 100000 SH SOLE 989 0 0 MALACCA STRAITS ACQUISITION COM CL A G5859B117 6784 687299 SH SOLE 6784 0 0 MALACCA STRAITS ACQUISITION *W EXP 99/99/999 G5859B109 41 56447 SH SOLE 41 0 0 MALLARD ACQUISITION CORP COM 561204108 4792 486017 SH SOLE 4792 0 0 MALLARD ACQUISITION CORP UNIT 06/30/2027 561204207 612 60750 SH SOLE 612 0 0 MALLARD ACQUISITION CORP *W EXP 06/30/202 561204116 30 67644 SH SOLE 30 0 0 MARLIN TECHNOLOGY CORP CL A SHS G58411102 2772 288495 SH SOLE 2772 0 0 MASON INDUSTRIAL TECHNOLGY I COM CL A 57520Y106 874 89982 SH SOLE 874 0 0 MASON INDUSTRIAL TECHNOLGY I UNIT 99/99/9999 57520Y205 630 63400 SH SOLE 630 0 0 MASON INDUSTRIAL TECHNOLGY I *W EXP 99/99/999 57520Y114 19 30000 SH SOLE 19 0 0 MCAP ACQUISITION CORP UNIT 02/18/2030 55282T208 5956 598636 SH SOLE 5956 0 0 MDH ACQUISITION CORP UNIT 99/99/9999 55283P205 10684 1074829 SH SOLE 10684 0 0 MERIDA MERGER CORP I COM 58953M106 1674 169473 SH SOLE 1674 0 0 MISSION ADVANCEMENT CORP UNIT 99/99/9999 60501L200 742 74555 SH SOLE 742 0 0 MONUMENT CIRCLE ACQUISITN CO COM CL A 61531M101 4652 483229 SH SOLE 4652 0 0 MONUMENT CIRCLE ACQUISITN CO UNIT 01/14/2026 61531M200 1095 111034 SH SOLE 1095 0 0 MONUMENT CIRCLE ACQUISITN CO *W EXP 01/14/202 61531M119 49 98952 SH SOLE 49 0 0 MOTION ACQUISITION CORP COM CL A 61980M107 580 58933 SH SOLE 580 0 0 MOTION ACQUISITION CORP UNIT 10/14/2025 61980M206 0 1 SH SOLE 0 0 0 MOUNTAIN CREST ACQUSTN CORP COM 62402D105 1469 147199 SH SOLE 1469 0 0 MOUNTAIN CREST ACQUSTN CORP RIGHT 04/07/2022 62402D113 57 148900 SH SOLE 57 0 0 MOUNTAIN CREST ACQUSTN CORP UNIT 99/99/9999 62402D204 1051 103059 SH SOLE 1051 0 0 MUDRICK CAPITAL ACQU CORP II COM CL A 62477L107 10334 1053422 SH SOLE 10334 0 0 MUDRICK CAPITAL ACQU CORP II UNIT 99/99/9999 62477L206 6004 597987 SH SOLE 6004 0 0 MUDRICK CAPITAL ACQU CORP II *W EXP 09/10/202 62477L115 128 203502 SH SOLE 128 0 0 NEBULA CARAVEL ACQUISITION C COM CL A 629070103 1020 102810 SH SOLE 1020 0 0 NEW BEGINNINGS ACQUISITION C COM 64222H100 7452 745168 SH SOLE 7452 0 0 NEW BEGINNINGS ACQUISITION C *W EXP 11/01/202 64222H118 45 68313 SH SOLE 45 0 0 NEWBURY STREET ACQUISITN COR UNIT 04/30/2028 65101L203 2473 250000 SH SOLE 2473 0 0 NEXTGEN ACQUISITION CORP II UNIT 03/23/2026 G65317110 1671 168810 SH SOLE 1671 0 0 NOBLE ROCK ACQUISITION CORP UNIT 01/31/2028 G6546R127 837 84625 SH SOLE 837 0 0 NOCTURNE ACQUISITION CORP UNIT 02/25/2026 G6580S122 1150 115000 SH SOLE 1150 0 0 NOVUS CAPITAL CORPORATION II COM CL A 67012W104 76 7799 SH SOLE 76 0 0 OCA ACQUISITION CORP COM CL A 670865104 2931 300000 SH SOLE 2931 0 0 OCA ACQUISITION CORP UNIT 01/14/2026 670865203 1655 165663 SH SOLE 1655 0 0 OCA ACQUISITION CORP *W EXP 01/14/202 670865112 45 98400 SH SOLE 45 0 0 OMNICHANNEL ACQUISITION CORP COM CL A 68218L108 2747 281418 SH SOLE 2747 0 0 OMNICHANNEL ACQUISITION CORP *W EXP 12/30/202 68218L116 28 34939 SH SOLE 28 0 0 ONE EQUITY PARTNERS OPEN WTR CL A 68237L105 634 64992 SH SOLE 634 0 0 ONE EQUITY PARTNERS OPEN WTR UNIT 01/14/2026 68237L204 414 41567 SH SOLE 414 0 0 ONE EQUITY PARTNERS OPEN WTR *W EXP 01/14/202 68237L113 21 30000 SH SOLE 21 0 0 OTR ACQUISITION CORP COM CL A 67113Q105 2680 269065 SH SOLE 2680 0 0 OTR ACQUISITION CORP UNIT 10/01/2025 67113Q204 1009 96905 SH SOLE 1009 0 0 OTR ACQUISITION CORP *W EXP 11/30/202 67113Q113 20 32715 SH SOLE 20 0 0 OYSTER ENTERPRISES ACQ CORP COM CL A 69242M104 3005 311700 SH SOLE 3005 0 0 OYSTER ENTERPRISES ACQ CORP UNIT 01/20/2026 69242M203 3991 403564 SH SOLE 3991 0 0 OYSTER ENTERPRISES ACQ CORP *W EXP 01/20/202 69242M112 73 146425 SH SOLE 73 0 0 PETRA ACQUISITION INC COM 716421102 148 14800 SH SOLE 148 0 0 PINE TECHNOLOGY ACQUISITN CO UNIT 03/31/2028 722850203 1313 132266 SH SOLE 1313 0 0 PIONEER MERGER CORP CL A SHS G7S24C103 543 55909 SH SOLE 543 0 0 POEMA GLOBAL HOLDINGS CORP CL A SHS G7154B107 2785 284766 SH SOLE 2785 0 0 POEMA GLOBAL HOLDINGS CORP UNIT 99/99/9999 G7154B123 408 40702 SH SOLE 408 0 0 PONTEM CORPORATION SHS CL A G71707106 3392 350439 SH SOLE 3392 0 0 POWERED BRANDS CL A G7209M108 181 18616 SH SOLE 181 0 0 PRIVETERRA ACQUISITION CORP UNIT 99/99/9999 74275N201 40 4000 SH SOLE 40 0 0 PROPERTY SOLUTIONS ACQUISITI UNIT 03/01/2026 74350A207 2115 215118 SH SOLE 2115 0 0 PROPTECH INVESTMENT CORP II COM CL A 743497109 56 5694 SH SOLE 56 0 0 QUANTUM FINTECH ACQUISTIN CO COMMON STOCK 74767A105 3060 316785 SH SOLE 3060 0 0 QUANTUM FINTECH ACQUISTIN CO UNIT 10/30/2026 74767A204 1628 163500 SH SOLE 1628 0 0 QUANTUM FINTECH ACQUISTIN CO *W EXP 01/30/202 74767A113 80 265825 SH SOLE 80 0 0 REALPAGE INC NOTE 1.500% 5/1 75606NAC3 0 200 PRN SOLE 0 0 0 RECHARGE ACQUISITION CORP COM CL A 756229100 7612 777530 SH SOLE 7612 0 0 RECHARGE ACQUISITION CORP UNIT 99/99/9999 756229209 141 13895 SH SOLE 141 0 0 RECHARGE ACQUISITION CORP *W EXP 10/05/202 756229118 38 48570 SH SOLE 38 0 0 ROMAN DBDR TECH ACQUISITION COM CL A 77584N101 4790 481436 SH SOLE 4790 0 0 ROMAN DBDR TECH ACQUISITION UNIT 99/99/9999 77584N200 58 5700 SH SOLE 58 0 0 ROMAN DBDR TECH ACQUISITION *W EXP 10/31/202 77584N119 20 26435 SH SOLE 20 0 0 ROSECLIFF ACQUISITION CORP I UNIT 99/99/9999 77732R202 992 100000 SH SOLE 992 0 0 ROTOR ACQUISITION CORP COM 77879W105 4476 456741 SH SOLE 4476 0 0 ROTOR ACQUISITION CORP UNIT 06/15/2027 77879W204 769 76794 SH SOLE 769 0 0 ROTOR ACQUISITION CORP *W EXP 06/15/202 77879W113 65 99600 SH SOLE 65 0 0 RXR ACQUISITION CORP UNIT 01/01/2025 74981W206 1694 171975 SH SOLE 1694 0 0 SANDBRIDGE ACQUISITION CORP COM CL A 799793104 1060 106962 SH SOLE 1060 0 0 SANDBRIDGE X2 CORP UNIT 99/99/9999 799792205 6 577 SH SOLE 6 0 0 SCIENCE STRATEGIC ACQ ALPHA COM CL A 808641104 177 18421 SH SOLE 177 0 0 SCION TECH GROWTH I CL A SHS G31067104 2217 226259 SH SOLE 2217 0 0 SCION TECH GROWTH II UNIT 99/99/9999 G31070124 105 10535 SH SOLE 105 0 0 SCP & CO HEALTHCARE ACQUSTN COM CL A 784065104 2412 250000 SH SOLE 2412 0 0 SCP & CO HEALTHCARE ACQUSTN UNIT 10/27/2025 784065203 2490 249700 SH SOLE 2490 0 0 SCP & CO HEALTHCARE ACQUSTN *W EXP 01/27/202 784065112 47 79859 SH SOLE 47 0 0 SEAPORT GLOBAL ACQUISITN COR COM CL A 812227106 7147 728587 SH SOLE 7147 0 0 SEAPORT GLOBAL ACQUISITN COR UNIT 99/99/9999 812227205 2803 271321 SH SOLE 2803 0 0 SEAPORT GLOBAL ACQUISITN COR *W EXP 12/15/202 812227114 24 43138 SH SOLE 24 0 0 SILVERBOX ENGAGED MERGER CO UNIT 03/31/2028 82836L200 742 74872 SH SOLE 742 0 0 SILVER CREST ACQUISITION COR UNIT 12/15/2025 G81355110 2974 299518 SH SOLE 2974 0 0 SPARTACUS ACQUISITION CORP CL A 84677L109 356 36162 SH SOLE 356 0 0 SPORTSTEK ACQUISITION CORP UNIT 02/16/2028 849196209 5674 570837 SH SOLE 5674 0 0 SPORTS VENTURES ACQUISIN COR CL A SHS G8372A103 1457 151442 SH SOLE 1457 0 0 SUSTAINABLE DEVELP ACQU I CO UNIT 02/04/2026 86934L202 470 47260 SH SOLE 470 0 0 TAILWIND INTERNATNAL ACQ COR UNIT 99/99/9999 G8662F127 989 100000 SH SOLE 989 0 0 TAILWIND TWO ACQUISITION COR UNIT 03/01/2028 G86613117 248 25125 SH SOLE 248 0 0 TASTEMAKER ACQUISITION CORP COM CL A 876545104 10165 1043599 SH SOLE 10165 0 0 TASTEMAKER ACQUISITION CORP UNIT 12/31/2025 876545203 2842 284239 SH SOLE 2842 0 0 TASTEMAKER ACQUISITION CORP *W EXP 01/07/202 876545112 243 416766 SH SOLE 243 0 0 TB SA ACQUISITION CORP UNIT 03/25/2028 G8657L113 3448 350000 SH SOLE 3448 0 0 TCW SPECIAL PURPOSE ACQU COR UNIT 99/99/9999 87301L205 583 58566 SH SOLE 583 0 0 THAYER VENTURES ACQU CORP COM CL A 88332T100 1509 152455 SH SOLE 1509 0 0 THAYER VENTURES ACQU CORP *W EXP 01/01/203 88332T118 15 25050 SH SOLE 15 0 0 THIMBLE POINT ACQUISITION CO COM CL A 88408P107 1 100 SH SOLE 1 0 0 THUNDER BRIDGE CAP PRTNRS II UNIT 02/15/2028 88605T209 265 26804 SH SOLE 265 0 0 TLG ACQUISITION ONE CORP COM CL A 87257M108 4 459 SH SOLE 4 0 0 TLG ACQUISITION ONE CORP UNIT 99/99/9999 87257M207 1386 139720 SH SOLE 1386 0 0 TUATARA CAPITAL ACQUISITN CO UNIT 99/99/9999 G9118J127 443 44296 SH SOLE 443 0 0 TUSCAN HLDGS CORP II COM 90070A103 1162 115162 SH SOLE 1162 0 0 TUSCAN HLDGS CORP II UNIT 04/01/2026 90070A202 12 1111 SH SOLE 12 0 0 TUSCAN HLDGS CORP II *W EXP 99/99/999 90070A111 18 22417 SH SOLE 18 0 0 TWELVE SEAS INVESTMENT CO II UNIT 99/99/9999 90118T205 4652 472304 SH SOLE 4652 0 0 TZP STRATEGIES ACQUISTN CORP CL A SHS G91595101 1821 187548 SH SOLE 1821 0 0 TZP STRATEGIES ACQUISTN CORP UNIT 01/06/2026 G91595127 972 97607 SH SOLE 972 0 0 TZP STRATEGIES ACQUISTN CORP *W EXP 01/06/202 G91595119 25 42350 SH SOLE 25 0 0 UNION ACQUISITION CORP II *W EXP 04/01/202 G9402Q126 14 20215 SH SOLE 14 0 0 VELOCITY ACQUISITION CORP UNIT 99/99/9999 92259E203 2186 221707 SH SOLE 2186 0 0 VENTOUX CCM ACQUISITION CORP COM 92280L101 6356 649259 SH SOLE 6356 0 0 VENTOUX CCM ACQUISITION CORP RIGHT 99/99/9999 92280L127 53 266168 SH SOLE 53 0 0 VENTOUX CCM ACQUISITION CORP UNIT 09/30/2025 92280L200 2585 246210 SH SOLE 2585 0 0 VENTOUX CCM ACQUISITION CORP *W EXP 09/30/202 92280L119 29 64794 SH SOLE 29 0 0 VICKERS VANTAGE CORP I SHS G9440B107 1971 199500 SH SOLE 1971 0 0 VICKERS VANTAGE CORP I UNIT 09/15/2027 G9440B123 261 25885 SH SOLE 261 0 0 VICKERS VANTAGE CORP I *W EXP 09/15/202 G9440B115 44 100000 SH SOLE 44 0 0 VIRTUOSO ACQUISITION CORP COM CL A 92837J104 2903 300245 SH SOLE 2903 0 0 VIRTUOSO ACQUISITION CORP UNIT 01/14/2025 92837J203 1903 193041 SH SOLE 1903 0 0 VIRTUOSO ACQUISITION CORP *W EXP 01/31/202 92837J112 52 86999 SH SOLE 52 0 0 VISTAS MEDIA ACQUISITION CO COM CL A 92840T107 4349 439156 SH SOLE 4349 0 0 VISTAS MEDIA ACQUISITION CO UNIT 08/03/2025 92840T206 56 5526 SH SOLE 56 0 0 VISTAS MEDIA ACQUISITION CO *W EXP 08/01/202 92840T115 6 9925 SH SOLE 6 0 0 VIVEON HEALTH ACQUISITION CO COMMON STOCK 92853V106 8838 900000 SH SOLE 8838 0 0 VIVEON HEALTH ACQUISITION CO RIGHT 12/31/2025 92853V122 139 770252 SH SOLE 139 0 0 VIVEON HEALTH ACQUISITION CO UNIT 99/99/9999 92853V205 895 86928 SH SOLE 895 0 0 VIVEON HEALTH ACQUISITION CO *W EXP 99/99/999 92853V114 137 360584 SH SOLE 137 0 0 VPC IMPACT ACQUISITION HLDG UNIT 03/05/2026 G9460L100 7 700 SH SOLE 7 0 0 WARRIOR TECHNOLOGIES ACQUI C UNIT 03/31/2028 936273200 2970 300000 SH SOLE 2970 0 0 YELLOWSTONE ACQUISITION CO COM CL A 98566K105 5509 552007 SH SOLE 5509 0 0 YELLOWSTONE ACQUISITION CO UNIT 10/22/2025 98566K204 1013 98322 SH SOLE 1013 0 0 YELLOWSTONE ACQUISITION CO *W EXP 10/21/202 98566K113 29 31850 SH SOLE 29 0 0 ZANITE ACQUISITION CORP COM CL A 98907K103 995 100000 SH SOLE 995 0 0