General Counsel and Chief Compliance Officer

0001567619-20-002893.txt : 20200212 0001567619-20-002893.hdr.sgml : 20200212 20200212130230 ACCESSION NUMBER: 0001567619-20-002893 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200212 DATE AS OF CHANGE: 20200212 EFFECTIVENESS DATE: 20200212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BASSO CAPITAL MANAGEMENT, L.P. CENTRAL INDEX KEY: 0001287978 IRS NUMBER: 200406508 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10896 FILM NUMBER: 20602928 BUSINESS ADDRESS: STREET 1: 1266 EAST MAIN STREET STREET 2: 4TH FLOOR CITY: STAMFORD STATE: CT ZIP: 06902 BUSINESS PHONE: (203) 352-6100 MAIL ADDRESS: STREET 1: 1266 EAST MAIN STREET STREET 2: 4TH FLOOR CITY: STAMFORD STATE: CT ZIP: 06902 FORMER COMPANY: FORMER CONFORMED NAME: BASSO CAPITAL MANAGEMENT L.P. DATE OF NAME CHANGE: 20130806 FORMER COMPANY: FORMER CONFORMED NAME: BASSO CAPITAL MANAGEMENT LP DATE OF NAME CHANGE: 20130731 FORMER COMPANY: FORMER CONFORMED NAME: BASSO CAPITAL MANAGEMENT LP DATE OF NAME CHANGE: 20040421 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001287978 XXXXXXXX 12-31-2019 12-31-2019 BASSO CAPITAL MANAGEMENT, L.P.

1266 EAST MAIN STREET 4TH FLOOR STAMFORD CT 06902

13F HOLDINGS REPORT 028-10896 N Marc Seidenberg General Counsel and Chief Compliance Officer 203-352-6100 /s/ Marc Seidenberg Stamford CT 02-12-2020 0 252 446547 false INFORMATION TABLE 2 form13fInfoTable.xml 8I ENTERPRISES ACQUISITIN CO SHS G2956M104 1131 112899 SH SOLE 1131 0 0 8I ENTERPRISES ACQUISITIN CO UNIT 99/99/9999 G2956M138 751 70000 SH SOLE 751 0 0 ACAMAR PARTNERS ACQSITION CO *W EXP 02/26/202 004285110 136 181000 SH SOLE 136 0 0 ACAMAR PARTNERS ACQSITION CO CL A 004285102 1443 144419 SH SOLE 1443 0 0 ACAMAR PARTNERS ACQSITION CO UNIT 12/30/2025 004285201 7025 690123 SH SOLE 7025 0 0 ACT II GLOBAL ACQUISITION CO *W EXP 04/30/202 G0080J120 299 299150 SH SOLE 299 0 0 ACT II GLOBAL ACQUISITION CO CL A SHS G0080J104 2331 230291 SH SOLE 2331 0 0 ACT II GLOBAL ACQUISITION CO UNIT 04/30/2026 G0080J112 5792 546434 SH SOLE 5792 0 0 AGBA ACQUISITION LTD SHS G0120M109 624 61750 SH SOLE 624 0 0 AGBA ACQUISITION LTD UNIT 05/10/2024 G0120M133 1085 105400 SH SOLE 1085 0 0 AKERNA CORP *W EXP 06/17/202 00973W110 42 44156 SH SOLE 42 0 0 ALBERTON ACQUISITION CORP *W EXP 04/26/202 G35006124 11 187000 SH SOLE 11 0 0 ALBERTON ACQUISITION CORP ORD SHS G35006108 4921 475412 SH SOLE 4921 0 0 ALBERTON ACQUISITION CORP RIGHT 10/04/2020 G35006132 12 50000 SH SOLE 12 0 0 ALBERTON ACQUISITION CORP UNIT 04/22/2020 G35006116 576 54080 SH SOLE 576 0 0 ALLEGRO MERGER CORP *W EXP 01/06/202 01749N111 101 560450 SH SOLE 101 0 0 ALLEGRO MERGER CORP COM 01749N103 5598 547792 SH SOLE 5598 0 0 ALLEGRO MERGER CORP RIGHT 12/31/2023 01749N129 162 507838 SH SOLE 162 0 0 ALUSSA ENERGY ACQUISITION CO UNIT 10/31/2026 G0232J127 6048 600000 SH SOLE 6048 0 0 AMCI ACQUISITION CORP *W EXP 05/20/202 00165R119 131 423900 SH SOLE 131 0 0 AMCI ACQUISITION CORP CLASS A 00165R101 1325 130898 SH SOLE 1325 0 0 AMCI ACQUISITION CORP UNIT 01/07/2019 00165R200 5187 499190 SH SOLE 5187 0 0 AMPLITUDE HLTHCRE AQUSTIN CO UNIT 12/01/2026 03212A204 1732 171991 SH SOLE 1732 0 0 ANDINA ACQUISITION CORP III *W EXP 07/31/202 G04415124 21 100000 SH SOLE 21 0 0 ANDINA ACQUISITION CORP III RIGHT 07/31/2020 G04415132 56 200000 SH SOLE 56 0 0 ANDINA ACQUISITION CORP III SHS G04415108 2828 278610 SH SOLE 2828 0 0 ANDINA ACQUISITION CORP III UNIT 09/24/2020 G04415116 1828 173137 SH SOLE 1828 0 0 APEX TECHNOLOGY ACQUISITN CO *W EXP 09/18/202 03768F110 14 11800 SH SOLE 14 0 0 APEX TECHNOLOGY ACQUISITN CO COM CL A 03768F102 295 29868 SH SOLE 295 0 0 APEX TECHNOLOGY ACQUISITN CO UNIT 06/11/2026 03768F201 2183 208467 SH SOLE 2183 0 0 ARYA SCIENCES ACQUISITION CO *W EXP 10/10/202 G3165V125 55 32300 SH SOLE 55 0 0 ARYA SCIENCES ACQUISITION CO SHS CL A G3165V109 295 28394 SH SOLE 295 0 0 ARYA SCIENCES ACQUISITION CO UNIT 10/04/2023 G3165V117 736 63975 SH SOLE 736 0 0 B RILEY PRINCIPAL MERGER COR *W EXP 04/08/202 05586Y114 60 73601 SH SOLE 60 0 0 B RILEY PRINCIPAL MERGER COR CL A 05586Y106 2388 238551 SH SOLE 2388 0 0 B RILEY PRINCIPAL MERGER COR UNIT 99/99/9999 05586Y205 2171 206800 SH SOLE 2171 0 0 BIOMX INC *W EXP 10/16/202 09090D111 47 99187 SH SOLE 47 0 0 BOXWOOD MERGER CORP *W EXP 11/26/202 10319T119 226 364851 SH SOLE 226 0 0 BOXWOOD MERGER CORP COM CL A 10319T101 15705 1545800 SH SOLE 15705 0 0 BROOGE HLDGS LTD *W EXP 12/20/202 G1611B115 133 179396 SH SOLE 133 0 0 CF FIN ACQUISITION CORP *W EXP 04/30/202 12528N115 110 122485 SH SOLE 110 0 0 CF FIN ACQUISITION CORP COM CL A 12528N107 1706 166405 SH SOLE 1706 0 0 CF FIN ACQUISITION CORP UNIT 04/30/2025 12528N206 3340 307801 SH SOLE 3340 0 0 CHASERG TECHNLGY ACQUISITN C *W EXP 04/10/202 16166A111 28 12663 SH SOLE 28 0 0 CHASERG TECHNLGY ACQUISITN C CLASS A 16166A103 2052 189151 SH SOLE 2052 0 0 CHASERG TECHNLGY ACQUISITN C UNIT 09/30/2023 16166A202 128 10679 SH SOLE 128 0 0 CHP MERGER CORP UNIT 11/22/2024 12558Y205 1526 150000 SH SOLE 1526 0 0 CHURCHILL CAP CORP II *W EXP 07/02/202 17143G114 115 80527 SH SOLE 115 0 0 CHURCHILL CAP CORP II UNIT 99/99/9999 17143G205 970 90000 SH SOLE 970 0 0 CIIG MERGER CORP UNIT 12/31/2026 12559C202 6809 670175 SH SOLE 6809 0 0 COLLIER CREEK HOLDINGS *W EXP 99/99/999 G22707114 7 5377 SH SOLE 7 0 0 COLLIER CREEK HOLDINGS COM CL A G22707106 273 26571 SH SOLE 273 0 0 COLLIER CREEK HOLDINGS UNIT 99/99/9999 G22707122 771 71688 SH SOLE 771 0 0 CRESCENT ACQUISITION CORP *W EXP 03/08/202 22564L113 14 17475 SH SOLE 14 0 0 CRESCENT ACQUISITION CORP COM CL A 22564L105 1341 133847 SH SOLE 1341 0 0 CRESCENT ACQUISITION CORP UNIT 99/99/9999 22564L204 3418 333769 SH SOLE 3418 0 0 DD3 ACQUISITION CORP *W EXP 10/20/202 G2692M111 28 62897 SH SOLE 28 0 0 DD3 ACQUISITION CORP SHS G2692M103 2056 201143 SH SOLE 2056 0 0 DIAMOND EAGLE ACQUISITION CO *W EXP 06/30/202 25258L117 380 158999 SH SOLE 380 0 0 DIAMOND EAGLE ACQUISITION CO COM CL A 25258L109 1194 111602 SH SOLE 1194 0 0 DIAMOND EAGLE ACQUISITION CO UNIT 06/30/2026 25258L208 6625 563510 SH SOLE 6625 0 0 DIAMONDPEAK HLDGS COR COM CL A 25280H100 1242 124779 SH SOLE 1242 0 0 DIAMONDPEAK HLDGS COR UNIT 99/99/9999 25280H209 5698 555900 SH SOLE 5698 0 0 DIAMONDPEAK HLDGS COR *W EXP 02/22/202 25280H118 76 99000 SH SOLE 76 0 0 EAGLE BULK SHIPPING INC SHS NEW Y2187A143 23 5000 SH SOLE 23 0 0 EAGLE BULK SHIPPING INC DEBT 5.000% 8/0 Y21898AA2 381 350000 PRN SOLE 381 0 0 EDTECHX HLDGS ACQUISITION CO *W EXP 12/31/202 28138X111 36 100000 SH SOLE 36 0 0 EDTECHX HLDGS ACQUISITION CO COM 28138X103 935 91000 SH SOLE 935 0 0 EDTECHX HLDGS ACQUISITION CO UNIT 12/31/2025 28138X202 1316 125000 SH SOLE 1316 0 0 EXPERIENCE INVESTMENT CORP *W EXP 09/01/202 30217C117 60 100000 SH SOLE 60 0 0 EXPERIENCE INVESTMENT CORP COM CL A 30217C109 952 96807 SH SOLE 952 0 0 EXPERIENCE INVESTMENT CORP UNIT 09/01/2026 30217C208 4457 444331 SH SOLE 4457 0 0 FAR PT ACQUISITION CORP *W EXP 06/01/202 30734W117 40 30662 SH SOLE 40 0 0 FAR PT ACQUISITION CORP COM CL A 30734W109 260 25204 SH SOLE 260 0 0 FELLAZO INC *W EXP 05/15/202 G3362K120 0 4000 SH SOLE 0 0 0 FELLAZO INC RIGHT 05/26/2026 G3362K146 1 4000 SH SOLE 1 0 0 FELLAZO INC UNIT 99/99/9999 G3362K104 18 1800 SH SOLE 18 0 0 FINSERV ACQUISITION CORP UNIT 12/31/2026 318085206 2824 276078 SH SOLE 2824 0 0 FINTECH ACQUISITION CORP III *W EXP 12/01/202 31811A119 41 29922 SH SOLE 41 0 0 FINTECH ACQUISITION CORP III COM CL A 31811A101 615 60724 SH SOLE 615 0 0 FINTECH ACQUISITION CORP III UNIT 12/01/2023 31811A309 2107 195137 SH SOLE 2107 0 0 FORUM MERGER II CORP *W EXP 09/30/202 34986F111 66 142696 SH SOLE 66 0 0 FORUM MERGER II CORP CL A 34986F103 561 54900 SH SOLE 561 0 0 FORUM MERGER II CORP UNIT 09/30/2025 34986F202 1073 100000 SH SOLE 1073 0 0 GALILEO ACQUISITION CORP *W EXP 10/31/202 G3770A110 4 9200 SH SOLE 4 0 0 GALILEO ACQUISITION CORP SHS G3770A102 87 8900 SH SOLE 87 0 0 GALILEO ACQUISITION CORP UNIT 99/99/9999 G3770A128 879 85800 SH SOLE 879 0 0 GIGCAPITAL2 INC *W EXP 02/28/202 375036118 23 73400 SH SOLE 23 0 0 GIGCAPITAL2 INC COM 375036100 379 38128 SH SOLE 379 0 0 GIGCAPITAL2 INC RIGHT 02/28/2026 375036126 18 73400 SH SOLE 18 0 0 GIGCAPITAL2 INC UNIT 02/28/2026 375036209 8077 776600 SH SOLE 8077 0 0 GORDON POINTE ACQUISITION CO *W EXP 07/30/202 382788115 23 65000 SH SOLE 23 0 0 GORDON POINTE ACQUISITION CO COM CLASS A 382788107 9395 887122 SH SOLE 9395 0 0 GORES HOLDINGS III INC *W EXP 09/11/202 38286G117 130 83725 SH SOLE 130 0 0 GORES HOLDINGS III INC CLASS A 38286G109 290 28074 SH SOLE 290 0 0 GORES METROPOULOS INC *W EXP 01/28/202 38286G117 136 90900 SH SOLE 136 0 0 GORES METROPOULOS INC COM CL A 382872109 220 21575 SH SOLE 220 0 0 GORES METROPOULOS INC UNIT 99/99/9999 382872208 585 55097 SH SOLE 585 0 0 GRAF INDL CORP *W EXP 12/31/202 384278115 165 375800 SH SOLE 165 0 0 GRAF INDL CORP COM 384278107 473 46372 SH SOLE 473 0 0 GRAF INDL CORP UNIT 12/31/2025 384278206 1365 128206 SH SOLE 1365 0 0 GREENVISION ACQUISITION CORP COM 39678G103 1475 150000 SH SOLE 1475 0 0 GREENVISION ACQUISITION CORP UNIT 10/28/2024 39678G202 1981 196350 SH SOLE 1981 0 0 GS ACQUISITION HLDGS CORP *W EXP 06/12/202 36255F110 83 35823 SH SOLE 83 0 0 GS ACQUISITION HLDGS CORP COM CL A 36255F102 107 9740 SH SOLE 107 0 0 GX ACQUISITION CORP *W EXP 05/24/202 36251A115 37 45700 SH SOLE 37 0 0 GX ACQUISITION CORP COM CL A 36251A107 3225 324096 SH SOLE 3225 0 0 GX ACQUISITION CORP UNIT 05/24/2026 36251A206 8805 849098 SH SOLE 8805 0 0 HAYMAKER ACQUISITION CORP II *W EXP 10/31/202 42087L119 134 95185 SH SOLE 134 0 0 HAYMAKER ACQUISITION CORP II UNIT 10/31/2026 42087L200 6535 622353 SH SOLE 6535 0 0 HEALTHCARE MERGER CORP UNIT 12/17/2021 42227L201 1255 121250 SH SOLE 1255 0 0 HENNESSY CAP ACQUSTION CORP *W EXP 09/05/202 42589C112 71 88778 SH SOLE 71 0 0 HENNESSY CAP ACQUSTION CORP CL A COM 42589C104 3112 306281 SH SOLE 3112 0 0 HENNESSY CAP ACQUSTION CORP UNIT 99/99/9999 42589C203 4637 425000 SH SOLE 4637 0 0 HL ACQUISITIONS CORP *W EXP 06/21/202 G4603R122 53 152429 SH SOLE 53 0 0 HL ACQUISITIONS CORP RIGHT 07/17/2023 G4603R130 39 152800 SH SOLE 39 0 0 HL ACQUISITIONS CORP SHS G4603R106 1578 152799 SH SOLE 1578 0 0 IMMUNOVANT INC *W EXP 12/18/202 45258J110 189 94389 SH SOLE 189 0 0 INSURANCE ACQUISITION CORP *W EXP 03/31/202 457867117 108 90399 SH SOLE 108 0 0 INSURANCE ACQUISITION CORP CL A 457867109 757 75726 SH SOLE 757 0 0 INSURANCE ACQUISITION CORP UNIT 03/31/2024 457867307 1587 149759 SH SOLE 1587 0 0 ISHARES TR BARCLAYS 7 10 YR 464287440 2113 20000 SH Put SOLE 2204 0 0 JUNIPER INDL HLDGS INC *W EXP 11/13/202 48205G114 20 25000 SH SOLE 20 0 0 JUNIPER INDL HLDGS INC COM CL A 48205G106 882 90000 SH SOLE 882 0 0 JUNIPER INDL HLDGS INC UNIT 11/13/2026 48205G205 3073 301300 SH SOLE 3073 0 0 KBL MERGER CORP IV *W EXP 01/15/202 48242A112 9 113400 SH SOLE 9 0 0 KBL MERGER CORP IV COM 48242A104 265 24800 SH SOLE 265 0 0 KBL MERGER CORP IV RIGHT 04/09/2020 48242A120 23 150100 SH SOLE 23 0 0 LANDCADIA HLDGS II INC *W EXP 05/09/202 51476X113 54 74900 SH SOLE 54 0 0 LANDCADIA HLDGS II INC CL A 51476X105 94 9512 SH SOLE 94 0 0 LANDCADIA HLDGS II INC UNIT 05/09/2026 51476X204 11294 1115000 SH SOLE 11294 0 0 LEGACY ACQUISITION CORP *W EXP 11/30/202 524643111 47 87106 SH SOLE 47 0 0 LEGACY ACQUISITION CORP COM CL A 524643103 17521 1706047 SH SOLE 17521 0 0 LEISURE ACQUISITION CORP *W EXP 12/05/201 52539T115 64 61582 SH SOLE 64 0 0 LEISURE ACQUISITION CORP COM 52539T107 6706 643575 SH SOLE 6706 0 0 LEISURE ACQUISITION CORP UNIT 99/99/9999 52539T206 20 1800 SH SOLE 20 0 0 LEO HOLDINGS CORP *W EXP 02/07/202 G5463L113 28 42073 SH SOLE 28 0 0 LEO HOLDINGS CORP COM CL A G5463L105 3142 303900 SH SOLE 3142 0 0 LF CAP ACQUISITION CORP *W EXP 06/22/202 50200K116 3 7608 SH SOLE 3 0 0 LF CAP ACQUISITION CORP CL A 50200K108 560 54046 SH SOLE 560 0 0 LGL SYS ACQUISITION CORP UNIT 10/24/2024 50201G205 2905 284804 SH SOLE 2905 0 0 LIV CAP ACQUISITION CORP UNIT 99/99/9999 G5510C124 4040 401500 SH SOLE 4040 0 0 LONGEVITY ACQUISITION CORP ORD SHS G56372132 1843 176975 SH SOLE 1843 0 0 LONGEVITY ACQUISITION CORP UNIT 08/29/2024 G56372108 1486 139000 SH SOLE 1486 0 0 MEGALITH FINL ACQUISITION CO *W EXP 08/26/202 58518F117 31 96600 SH SOLE 31 0 0 MEGALITH FINL ACQUISITION CO CL A COM 58518F109 1381 134558 SH SOLE 1381 0 0 MEGALITH FINL ACQUISITION CO UNIT 09/30/2025 58518F208 1578 150100 SH SOLE 1578 0 0 MERIDA MERGER CORP I *W EXP 11/07/202 58953M114 91 182947 SH SOLE 91 0 0 MERIDA MERGER CORP I COM 58953M106 3653 375000 SH SOLE 3653 0 0 MONOCLE ACQUISITION CORP *W EXP 12/06/202 609754114 36 47690 SH SOLE 36 0 0 MONOCLE ACQUISITION CORP COM 609754106 4233 415862 SH SOLE 4233 0 0 MONOCLE ACQUISITION CORP UNIT 99/99/9999 609754205 6257 576700 SH SOLE 6257 0 0 MOSAIC ACQUISITION CORP *W EXP 10/23/202 61946M118 39 40093 SH SOLE 39 0 0 MOSAIC ACQUISITION CORP COM CL A 61946M100 2762 268559 SH SOLE 2762 0 0 MUDRICK CAP ACQUISITION CORP *W EXP 02/12/202 624745113 87 177326 SH SOLE 87 0 0 MUDRICK CAP ACQUISITION CORP COM CLASS A 624745105 779 75379 SH SOLE 779 0 0 MUDRICK CAP ACQUISITION CORP UNIT 02/01/2023 624745204 1067 100000 SH SOLE 1067 0 0 NEBULA ACQUISITION CORP *W EXP 03/12/202 629076118 237 189993 SH SOLE 237 0 0 NETFIN ACQUISITION CORP *W EXP 08/01/202 G6455A115 111 369900 SH SOLE 111 0 0 NETFIN ACQUISITION CORP SHS CL A G6455A107 3976 399637 SH SOLE 3976 0 0 NETFIN ACQUISITION CORP UNIT 08/01/2024 G6455A123 9217 904550 SH SOLE 9217 0 0 NEW FRONTIER HEALTH CORP *W EXP 11/30/202 G6461G114 4 2444 SH SOLE 4 0 0 NEW PROVIDENCE ACQUISITIN CO *W EXP 09/11/202 64822P114 23 25000 SH SOLE 23 0 0 NEW PROVIDENCE ACQUISITIN CO UNIT 09/01/2024 64822P205 3804 370000 SH SOLE 3804 0 0 OAKTREE ACQUISITION CORP *W EXP 99/99/999 G67145113 5 4897 SH SOLE 5 0 0 OAKTREE ACQUISITION CORP SHS CL A G67145105 448 45211 SH SOLE 448 0 0 OAKTREE ACQUISITION CORP UNIT 99/99/9999 G67145121 558 54700 SH SOLE 558 0 0 OPES ACQUISITION CORP *W EXP 03/13/202 68373P118 28 154100 SH SOLE 28 0 0 OPES ACQUISITION CORP COM 68373P100 6147 583756 SH SOLE 6147 0 0 ORISUN ACQUISITION CORP *W EXP 05/31/202 68632T117 0 4600 SH SOLE 0 0 0 ORISUN ACQUISITION CORP COM 68632T109 50 5000 SH SOLE 50 0 0 ORISUN ACQUISITION CORP RIGHT 05/31/2024 68632T125 1 5000 SH SOLE 1 0 0 OSPREY TECHNLGY AQUISTION CO UNIT 10/30/2024 68839R401 7400 726900 SH SOLE 7400 0 0 PENSARE ACQUISITION CORP RIGHT 99/99/9999 70957E121 43 148991 SH SOLE 43 0 0 PIVOTAL INVT CORP II *W EXP 06/01/202 72582K118 20 24901 SH SOLE 20 0 0 PIVOTAL INVT CORP II COM CL A 72582K100 496 49948 SH SOLE 496 0 0 PIVOTAL INVT CORP II UNIT 06/01/2025 72582K209 4331 424600 SH SOLE 4331 0 0 PROFICIENT ALPHA ACQUSTN COR *W EXP 04/30/202 74317H113 4 25000 SH SOLE 4 0 0 PROFICIENT ALPHA ACQUSTN COR RIGHT 04/30/2026 74317H121 4 25000 SH SOLE 4 0 0 PROFICIENT ALPHA ACQUSTN COR UNIT 04/30/2026 74317H204 979 95006 SH SOLE 979 0 0 PROPTECH ACQUISITION CORPORA UNIT 10/01/2026 74349F200 2562 250000 SH SOLE 2562 0 0 PURE ACQUISITION CORP *W EXP 04/17/202 74621Q114 767 777779 SH SOLE 767 0 0 PURE ACQUISITION CORP CL A 74621Q106 14932 1439927 SH SOLE 14932 0 0 PURE ACQUISITION CORP UNIT 04/13/2023 74621Q205 72 6700 SH SOLE 72 0 0 REPLAY ACQUISITION CORP *W EXP 03/01/202 G75130115 24 30000 SH SOLE 24 0 0 REPLAY ACQUISITION CORP COM G75130107 2754 274624 SH SOLE 2754 0 0 REPLAY ACQUISITION CORP UNIT 03/01/2024 G75130123 4180 403069 SH SOLE 4180 0 0 RMG ACQUISITION CORP *W EXP 02/21/202 749641114 17 28712 SH SOLE 17 0 0 RMG ACQUISITION CORP CL A 749641106 4479 448839 SH SOLE 4479 0 0 RMG ACQUISITION CORP UNIT 99/99/9999 749641205 2498 245832 SH SOLE 2498 0 0 SC HEALTH CORP *W EXP 99/99/999 G78516401 20 20600 SH SOLE 20 0 0 SC HEALTH CORP COM CL A G78516203 746 75000 SH SOLE 746 0 0 SC HEALTH CORP UNIT 99/99/9999 G78516302 4569 440600 SH SOLE 4569 0 0 SCHULTZE SPL PURP ACQUSTN CO *W EXP 12/31/202 80821R117 26 69158 SH SOLE 26 0 0 SCHULTZE SPL PURP ACQUSTN CO COM 80821R109 733 72505 SH SOLE 733 0 0 SCHULTZE SPL PURP ACQUSTN CO UNIT 12/31/2023 80821R208 2380 226600 SH SOLE 2380 0 0 SHIP FIN INTL LTD NOTE 4.875% 5/0 824689AG8 1124 1000000 PRN SOLE 1124 0 0 SHIP FINANCE INTERNATIONAL L NOTE 5.750%10/1 G81075AF3 813 763000 PRN SOLE 813 0 0 SILVER SPIKE ACQUISITION COR *W EXP 08/02/202 G8136L114 10 24000 SH SOLE 10 0 0 SILVER SPIKE ACQUISITION COR CL A SHS G8136L106 460 46389 SH SOLE 460 0 0 SILVER SPIKE ACQUISITION COR UNIT 99/99/9999 G8136L122 8156 802000 SH SOLE 8156 0 0 SOFTWARE ACQUISITION GROUP I UNIT 10/01/2026 83406B200 4166 410020 SH SOLE 4166 0 0 SOUTH MTN MERGER CORP *W EXP 06/20/202 838884112 156 174045 SH SOLE 156 0 0 SOUTH MTN MERGER CORP COM CL A 838884104 2973 301242 SH SOLE 2973 0 0 SOUTH MTN MERGER CORP UNIT 99/99/9999 838884203 4105 394370 SH SOLE 4105 0 0 SPARTAN ENERGY ACQUISITON CO *W EXP 08/27/202 846784122 52 94747 SH SOLE 52 0 0 SPARTAN ENERGY ACQUISITON CO CL A COM STK 846784106 730 71831 SH SOLE 730 0 0 SPARTAN ENERGY ACQUISITON CO UNIT 99/99/9999 846784114 1917 185000 SH SOLE 1917 0 0 SPIRIT MTA REIT COM SHS BEN IN 84861U105 203 263897 SH SOLE 203 0 0 STABLE RD ACQUISITION CORP UNIT 05/15/2026 85236Q208 1556 151240 SH SOLE 1556 0 0 SWITCHBACK ENERGY ACQUISITIO *W EXP 07/25/202 87105M110 6 10300 SH SOLE 6 0 0 SWITCHBACK ENERGY ACQUISITIO COM CL A 87105M102 291 29700 SH SOLE 291 0 0 SWITCHBACK ENERGY ACQUISITIO UNIT 99/99/9999 87105M201 2947 293770 SH SOLE 2947 0 0 TENZING ACQUISITION CORP *W EXP 02/23/202 G8708A108 0 1200 SH SOLE 0 0 0 TENZING ACQUISITION CORP ORD SHS G8708A116 97 9273 SH SOLE 97 0 0 TENZING ACQUISITION CORP UNIT 08/24/2024 G8708A124 1533 148800 SH SOLE 1533 0 0 THUNDER BRDG ACQUISTION II L *W EXP 11/30/202 G8857S108 30 33655 SH SOLE 30 0 0 THUNDER BRDG ACQUISTION II L CL A SHS G8857S116 1021 102616 SH SOLE 1021 0 0 THUNDER BRDG ACQUISTION II L UNIT 99/99/9999 G8857S124 7708 737638 SH SOLE 7708 0 0 TIBERIUS ACQUISITION CORP *W EXP 02/28/202 88633A115 141 123714 SH SOLE 141 0 0 TIBERIUS ACQUISITION CORP COM 88633A107 659 63185 SH SOLE 659 0 0 TKK SYMPHONY ACQUISITION COR *W EXP 02/20/202 G88950129 12 200800 SH SOLE 12 0 0 TKK SYMPHONY ACQUISITION COR ORD SHS G88950103 9212 899594 SH SOLE 9212 0 0 TKK SYMPHONY ACQUISITION COR RIGHT 02/20/2020 G88950137 36 145800 SH SOLE 36 0 0 TORTOISE ACQUISITION CORP *W EXP 03/04/202 89154L118 80 170342 SH SOLE 80 0 0 TORTOISE ACQUISITION CORP CL A 89154L100 1214 121508 SH SOLE 1214 0 0 TORTOISE ACQUISITION CORP UNIT 03/04/2024 89154L209 5087 500166 SH SOLE 5087 0 0 TOTTENHAM ACQUISITION I LTD *W EXP 05/06/202 G8959N114 5 75000 SH SOLE 5 0 0 TOTTENHAM ACQUISITION I LTD RIGHT 06/05/2020 G8959N122 4 25000 SH SOLE 4 0 0 TOTTENHAM ACQUISITION I LTD SHS G8959N106 1803 171960 SH SOLE 1803 0 0 TOTTENHAM ACQUISITION I LTD UNIT 05/06/2025 G8959N130 1386 129670 SH SOLE 1386 0 0 TRIDENT ACQUISITIONS CORP *W EXP 05/09/202 89615T114 20 200000 SH SOLE 20 0 0 TRIDENT ACQUISITIONS CORP COM 89615T106 7210 683406 SH SOLE 7210 0 0 TRINE ACQUISITION CORP *W EXP 03/31/202 89628U116 60 63384 SH SOLE 60 0 0 TRINE ACQUISITION CORP COM CL A 89628U108 3810 381790 SH SOLE 3810 0 0 TRINE ACQUISITION CORP UNIT 03/31/2021 89628U207 7596 726933 SH SOLE 7596 0 0 TUSCAN HLDGS CORP II *W EXP 99/99/999 90070A111 46 101580 SH SOLE 46 0 0 TUSCAN HLDGS CORP II UNIT 04/01/2026 90070A202 6484 642600 SH SOLE 6484 0 0 TUSCAN HOLDINGS CORP *W EXP 04/01/202 90069K112 16 26563 SH SOLE 16 0 0 TUSCAN HOLDINGS CORP COM 90069K104 2813 282386 SH SOLE 2813 0 0 TUSCAN HOLDINGS CORP UNIT 99/99/9999 90069K203 3026 288200 SH SOLE 3026 0 0 UNION ACQUISITION CORP II *W EXP 04/01/202 G9402Q126 17 45000 SH SOLE 17 0 0 UNION ACQUISITION CORP II SHS G9402Q100 739 75000 SH SOLE 739 0 0 UNION ACQUISITION CORP II UNIT 99/99/9999 G9402Q118 1794 175000 SH SOLE 1794 0 0 VECTOIQ ACQUISITION CORP *W EXP 05/11/202 92243N111 282 478104 SH SOLE 282 0 0 VECTOIQ ACQUISITION CORP COM 92243N103 157 15220 SH SOLE 157 0 0 VECTOIQ ACQUISITION CORP UNIT 05/11/2023 92243N202 1884 173600 SH SOLE 1884 0 0 VIRGIN GALACTIC HOLDINGS INC *W EXP 11/25/202 92766K114 35 10526 SH SOLE 35 0 0 WEALTHBRIDGE ACQUISITION LTD *W EXP 01/31/202 G4887W128 4 50000 SH SOLE 4 0 0 WEALTHBRIDGE ACQUISITION LTD RIGHT 11/02/2023 G4887W136 16 49300 SH SOLE 16 0 0 WEALTHBRIDGE ACQUISITION LTD SHS G4887W110 4329 426939 SH SOLE 4329 0 0 WEALTHBRIDGE ACQUISITION LTD UNIT 99/99/9999 G4887W102 491 46900 SH SOLE 491 0 0