SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
BIE ROY

(Last) (First) (Middle)
C/O JDS UNIPHASE CORP.
1768 AUTOMATION PKWY

(Street)
SAN JOSE CA 95131

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
04/12/2004
3. Issuer Name and Ticker or Trading Symbol
JDS UNIPHASE CORP /CA/ [ JDSU ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
VP. General Manager of Flex Pr
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 52,603.4 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Non-qualified Stock Option (right to buy) 12/15/2001(2) 12/14/2005 Common Stock 18,560 $5.525 D
Non-qualified Stock Option(right to buy) 02/04/2004(2) 02/04/2008 Common Stock 24,000 $105.5937 D
Non-qualified Stock Option (right to buy) 08/02/2004(1) 08/02/2008 Common Stock 25,000 $112.625 D
Non-qualified Stock Option (right to buy) 10/25/2004(1) 10/25/2008 Common Stock 15,000 $71 D
Non-qualified Stock Option (right to buy) 04/26/2005(1) 04/26/2009 Common Stock 71,000 $18.21 D
Non-qualified Stock Option (right to buy) 11/08/2005(1) 11/08/2009 Common Stock 70,000 $8.81 D
Non-qualified Stock Option (right to buy) 05/07/2006(1) 05/07/2010 Common Stock 67,500 $3.87 D
Non-qualified Stock Option (right to buy) 11/19/2006(1) 11/19/2010 Common Stock 80,000 $2.75 D
Non-qualified Stock Option (right to buy) 07/30/2007(1) 07/30/2011 Common Stock 80,000 $2.95 D
Non-qualified Stock Option (right to buy) 03/12/2008(1) 03/12/2014 Common Stock 150,000 $4.35 D
Explanation of Responses:
1. 25% of the share subject to the option vest one year from the grant date. Thereafter, 6.25% of the share subject to the option vest quarterly in 12 quarters.
2. Fully vested
Remarks:
Ying Long 04/21/2004
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.